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--- version:Edition 1
+++ version:Filed
@@ -1,27 +1,27 @@
GENERAL ASSEMBLY OF NORTH CAROLINA
SESSION 2025
-S 1
-SENATE BILL 709
+S D
+SENATE BILL DRS45360-MRp-94D
Short Title: 2025 State Investment Modernization Act.-AB (Public)
Sponsors: Senators Hise, Craven, and Lee (Primary Sponsors).
-Referred to: Rules and Operations of the Senate
-March 26, 2025
-*S709-v-1*
+Referred to:
+
+*DRS45360-MRp-94D*
A BILL TO BE ENTITLED 1
-AN ACT TO ENACT THE 2025 STATE INVESTMEN T MODERNIZATION ACT, AS 2
+AN ACT TO ENACT THE 2025 STATE INVESTMENT MODERNIZATION ACT , AS 2
RECOMMENDED BY THE STATE TREASURER. 3
The General Assembly of North Carolina enacts: 4
5
-PART I. TECHNICAL RE ORGANIZATION OF ARTI CLE 6 OF CHAPTER 147 OF 6
+PART I. TECHNICAL REORGANIZATION OF ARTICLE 6 OF CHAPTER 147 OF 6
THE GENERAL STATUTES 7
SECTION 1.1. Article 6 of Chapter 147 of the General Statutes is amended to add 8
the following new Parts: 9
-(1) Part 1, to be entitled "General" and consisting of G.S. 147-65 through 10
+(1) Part 1, to be entitled "General" and consisting of G.S. 147-65 through 10
G.S. 147-69. 11
(2) Part 2, to be entitled "Investments and Funds" and consisting of G.S. 147-69.1 12
through G.S. 147-69.7. 13
-(3) Part 3, to be entitled "Reports and Audits" and consisting of G.S. 147-69.8 14
+(3) Part 3, to be entitled "Reports and Audits " and consisting of G.S. 147-69.8 14
through G.S. 147-69.70. 15
(4) Part 4, to be entitled "North Carolina Investment Authority" and consisting of 16
G.S. 147-70.1 through G.S. 147-73.2. 17
@@ -38,13 +38,17 @@
SECTION 1.2.(i) G.S. 147-75 is recodified as G.S. 147-66.2. 28
SECTION 1.2.(j) G.S. 147-75.1 is recodified as G.S. 147-68.5. 29
SECTION 1.2.(k) G.S. 147-86.2 is recodified as G.S. 147-68.6. 30
-SECTION 1.3. Subsection (i2) of G.S. 147-69.3 is recodified as subsection (b) of 31
+SECTION 1.3. Subsection (i2) of G.S. 147-69.3 is recodified as subsection (b) of 31
G.S. 147-65.2, as created by Section 1.2(a) of this Part. 32
SECTION 1.4. This Part is effective when it becomes law. 33
34
PART II. CREATION OF THE NORTH CAROLINA INVESTMENT AUTHORITY 35
-General Assembly Of North Carolina Session 2025
-Page 2 Senate Bill 709-First Edition
+FILED SENATE
+Mar 25, 2025
+S.B. 709
+PRINCIPAL CLERK
+General Assembly Of North Carolina Session 2025
+Page 2 DRS45360-MRp-94D
SECTION 2.1. Part 1 of Article 6 of Chapter 147 of the General Statutes, as created 1
and amended by Part I of this act, is amended by adding a new section to read: 2
"§ 147-65.1. Definitions. 3
@@ -71,7 +75,7 @@
under Article 3 of Chapter 128 of the General Statutes. 24
e. The Legislative Retirement System of North Carolina, established 25
under Article 1A of Chapter 120 of the General Statutes. 26
-f. The North Carolina National Guard Pensio n Fund, established under 27
+f. The North Carolina National Guard Pension Fund , established under 27
Article 3 of Chapter 127A of the General Statutes. 28
g. The Registers of Deeds ' Supplemental Pension Fund , established 29
under Article 3 of Chapter 161 of the General Statutes. 30
@@ -88,7 +92,7 @@
The Investment Authority is a State agency for the performance of essential governmental and 41
public functions. The Investment Authority is located within, but independent from the control 42
of, the Department of State Treasurer. The Investment Authority shall have perpetual succession. 43
-(b) Independence. – The Investment Authority, in carrying out its statutory 44
+(b) Independence. – The Investment Authority, in carrying out its statutory 44
responsibilities, shall be independent of any fiscal control exercised by the Director of the 45
Budget, the Department of Administration, and the Department of State Treasurer, including for 46
organizational, staffing, procurement, and budgetary purposes. Except as provided under 47
@@ -96,7 +100,7 @@
Authority is exempt from the State Budget Act , and the provisions of Chapter 143C of the 49
General Statutes do not apply to the Investment Authority. 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 3
+DRS45360-MRp-94D Page 3
(c) Fiduciary Funds. – In order for the Investment Authority to effectively operate the 1
investment programs under its management, all funds while under management of the Investment 2
Authority are Fiduciary Funds described under subdivisions (8) through (10) of G.S. 143C-1-3(a) 3
@@ -110,7 +114,7 @@
necessary and proper for its purposes. 11
(3) To bargain, sell, grant, alienate, or dispose of all real and personal property as 12
it may lawfully acquire. 13
-(b) The Investment Authority shall have the right to acquire fi delity bonds, fiduciary 14
+(b) The Investment Authority shall have the right to acquire fidelity bonds, fiduciary 14
insurance, directors' and officers' insurance, or errors and omissions coverage, as determined by 15
the Investment Authority board. This right is independent of any purchase of insurance by the 16
State Treasurer under G.S. 147-67.1. 17
@@ -126,12 +130,12 @@
Any record or other information received or generated by the Investment Authority in order 27
to negotiate at arm 's length investment transactions that constitute a trade secret , as defined in 28
G.S. 66-152, is not public record and is exempt from the requirements of Chapter 132 of the 29
-General Statutes until the applicable negotiation is completed and unless the record or 30
+General Statutes until the applicable negotiation is completed and unless the record or 30
information substantiates a conflict with the duties of the Investment Authority under 31
G.S. 147-70.6(a). 32
"§ 147-70.5. Criminal record checks. 33
(a) The Investment Authority may obtain from the State and National Repositories of 34
-Criminal Histories or from any other law ful source the criminal history of any of the following 35
+Criminal Histories or from any other lawful source the criminal history of any of the following 35
individuals: 36
(1) A current or prospective permanent or temporary employee of the Investment 37
Authority. 38
@@ -148,7 +152,7 @@
information required by the State or National Repositories of Criminal Histories. Any refusal 49
shall constitute just cause for the employment denial or the dismissal from employment. 50
General Assembly Of North Carolina Session 2025
-Page 4 Senate Bill 709-First Edition
+Page 4 DRS45360-MRp-94D
(c) The Investment Authority may extend a conditional offer of employment pending the 1
results of a criminal history record check authorized by this section. 2
… 3
@@ -185,7 +189,7 @@
guilty or nolo contendere to, or forfeited bail concerning a felony , or a 34
misdemeanor involving fraud, theft, or dishonesty under the laws of any 35
jurisdiction in the United States. 36
-(2) The individual has had a judgment entered against him or her by a court of 37
+(2) The individual has had a judgment entered against him or her by a court of 37
competent jurisdiction in a civil matter involving a breach of fiduciary duties. 38
(3) The individual has been the subject of an adverse action by the Securities and 39
Exchange Commission which resulted in any sanction, payment of a fine, 40
@@ -200,7 +204,7 @@
endorser, obligor, or provider of surety for , or is a borrower of, any money 49
loaned to or borrowed from the assets overseen by the Board of Directors. 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 5
+DRS45360-MRp-94D Page 5
(e) Vacancies. – Any vacancy in a position held by an appointive member shall be filled 1
by a new appointment made by the applicable appointing authority for the vacant seat . If a seat 2
on the Board of Directors is vacant or held over for six months or more without an appointment 3
@@ -226,7 +230,7 @@
members of the Board of Directors. The term of the vice-chair extends to the 23
earlier of either three years or the date of expiration of the vice-chair's then 24
current term as a member of the Board of Directors. In the absence of the State 25
-Treasurer o r the Treasurer 's designee, the vice -chair shall preside over the 26
+Treasurer or the Treasurer 's designee, the vice -chair shall preside over the 26
proceedings of the Board of Directors. 27
(3) The Board of Directors shall appoint and prescribe the duties of a secretary , 28
who need not be a member of the Board of Directors . The secretary is the 29
@@ -243,7 +247,7 @@
members of the Board of Directors shall receive per diem, subsistence, and travel allowances in 40
accordance with G.S. 138-5 or G.S. 138-6, as appropriate. 41
(k) Meetings and Voting . – The Board of Directors shall meet at least quarterly. A 42
-meeting may be call ed by the State Treasurer or by a majority of the Board of Directors . The 43
+meeting may be called by the State Treasurer or by a majority of the Board of Directors . The 43
State Treasurer or the Treasurer 's designee shall establish the agenda for each meeting. A 44
minimum of three members of the Board of Directors is required for quorum . The affirmative 45
vote of a majority of the members of the Board of Directors present at a meeting of the Board of 46
@@ -253,7 +257,7 @@
(a) Investment-Related Powers and Duties. – The Board of Directors has all of the 50
following investment-related powers and duties: 51
General Assembly Of North Carolina Session 2025
-Page 6 Senate Bill 709-First Edition
+Page 6 DRS45360-MRp-94D
(1) The Board of Directors has the authority to approve all of the following: 1
a. Investment policy statements to include investment objectives, 2
strategic asset allocation, and policy benchmarks. 3
@@ -289,7 +293,7 @@
Systems and each of the Retirement Systems ' ability to meet its 33
financial obligations. 34
(5) The Board of Directors shall utilize the approved absolute risk operating range 35
-under subdivision ( 4) of this sub section to recommend investment return 36
+under subdivision ( 4) of this subsection to recommend investment return 36
assumptions to (i) the Board of Trustees of the Local Governmental 37
Retirement System, (i i) the Board of Trustees of the Teachers ' and State 38
Employees' Retirement System, and (iii) the actuaries engaged to prepare 39
@@ -303,21 +307,21 @@
of this section and employee compensation and benefits. The Investment Authority's approved 47
annual internal budget as well as the Investment Authority 's actual spending for the prior fiscal 48
year shall be annually reported to the Joint Legislative Commission on Governmental Operations, 49
-the House of Representative s Appropriations Committee, the Senate Appropriations/Ba se 50
+the House of Representative s Appropriations Committee, the Senate Appropriations/Base 50
Budget Committee, and the Fiscal Research Division. 51
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 7
+DRS45360-MRp-94D Page 7
(c) Authority to Contract for Services. – Notwithstanding Article 3 of Chapter 143 of the 1
General Statutes , G.S. 114-2.3, and G.S. 147-17, the Investment Authority is authorized to 2
independently retain the services of appraisers, auditors, actuaries, attorneys, investment 3
consultants, statisticians, custodians, information technology professionals, or other persons or 4
-firms possessing spe cialized skills or knowledge necessary for the proper administration of 5
+firms possessing specialized skills or knowledge necessary for the proper administration of 5
investment programs created pursuant to this section. 6
(d) Setting of Compensation Plans . – In order to promote achievement of long -term 7
-investment objectives and to retain key public e mployees with investment functions, the 8
+investment objectives and to retain key public employees with investment functions, the 8
Investment Authority is authorized to establish, consistent with the Investment Authority 's 9
fiduciary duties, market-oriented compensation plans, including salaries and performance-related 10
-bonuses, for employees poss essing specialized skills or knowledge necessary for the proper 11
+bonuses, for employees possessing specialized skills or knowledge necessary for the proper 11
administration of investment programs . The design and administration of those compensation 12
plans shall be based on compensation studies conducted by a nationally recognized firm 13
specializing in public fund investment compensation. The compensation and other associated 14
@@ -328,7 +332,7 @@
An individual serving on the Board of Directors shall be immune individually from civil 19
liability for monetary damages, except to the extent covered by insurance, for any act or failure 20
to act arising out of that service, except where any of the following apply: 21
-(1) The individual was not acting within the scope of that individual 's official 22
+(1) The individual was not acting within the scope of that individual 's official 22
duties. 23
(2) The individual was not acting in good faith. 24
(3) The individual committed gross negligence or willful or wanton misconduct 25
@@ -359,7 +363,7 @@
(d) Contract Negotiation. – The CIO may negotiate, renegotiate , and execute contracts 50
with third parties in the performance of the CIO's duties and responsibilities under this Article . 51
General Assembly Of North Carolina Session 2025
-Page 8 Senate Bill 709-First Edition
+Page 8 DRS45360-MRp-94D
Any delegation of authority by the Board of Directors shall require Board of Directors approval 1
and shall reserve certain strategic decisions and extraordinary investment decisions to the Board 2
of Directors. Contract execution with master global custodian banks and external auditors shall 3
@@ -369,7 +373,7 @@
To ensure that the State Treasurer's Investment Authority investment programs operate under 7
a strong governance framework with rigorous internal controls and a high degree of operational 8
transparency and are managed with the highest ethical and professional standards and in the most 9
-efficient and effective manner possible, the State Treasurer, after consultation with the 10
+efficient and effective manner possible, the State Treasurer, after consultation with the 10
Investment Advisory Committee, is authorized and required to Board of Directors shall adopt 11
policies and procedures on the following topics: 12
(1) Requiring that the Department of State Treasurer's Investment Management 13
@@ -379,39 +383,39 @@
with respect to the discharge of their duties and responsibilities to the funds. 17
(3) Governing gifts to employees of the Department Investment Authority who 18
have responsibility for matters related to investments. 19
-(4) Imposing limitations on external investment managers' use of placement 20
+(4) Imposing limitations on external investment managers ' use of placement 20
agents and other persons that appear before the Department Investment 21
Authority to ensure that these persons play only a proper role in investment 22
opportunities. 23
(5) As a component of the investment due diligence, negotiations, and contracting 24
process, requiring an independent assessment of whether circumstances exist 25
that create a material risk that professional judgement or actions regarding a 26
-potential investment arrangement's recomme ndation, approval, or execution 27
+potential investment arrangement 's recommendation, approval, or execution 27
have been or will be unduly influenced by a direct or indirect personal 28
interest." 29
-SECTION 2.3.(a) Rules, codes of ethics, policies, and procedures adopted by the 30
+SECTION 2.3.(a) Rules, codes of ethics, policies , and procedures adopted by the 30
State Treasurer in effect on June 30, 2025, that are impacted by the change in authority from the 31
State Treasurer or Department of State Treasurer to the Investment Authority under this Part shall 32
remain in effect until amended by law, amended by the Investment Authority, or repealed. 33
-SECTION 2.3.(b) Before Januar y 1, 2026, when the Investment Authority shall 34
+SECTION 2. 3.(b) Before January 1, 202 6, when the Investment Authority shall 34
begin to manage investments under Part III of this act, funds appropriated to the Department of 35
-State Treasurer and funds available to the Department of State Treasurer under G.S. 147-69.3 36
+State Treasurer and funds available to the Department of State Treasurer under G.S. 147-69.3 36
may be used to pay any expenses of the Investment Authority. 37
SECTION 2.4. This Part is effective July 1, 2025. 38
39
-PART III. NORTH CARO LINA INVESTMENT AUTH ORITY TO MANAGE 40
-INVESTMENTS AND BEGI N CARRYING OUT STATU TORY DUTIES JANUARY 1, 41
+PART III. NORTH CAROLINA INVESTMENT AUTHORITY TO MANAGE 40
+INVESTMENTS AND BEGIN CARRYING OUT STATUTORY DUTIES JANUARY 1, 41
2026 42
-SECTION 3.1.(a) Part 2 of Article 6 of Chapter 147 of the General Statutes, as 43
+SECTION 3. 1.(a) Part 2 of Article 6 of Chapter 147 of the General Statutes, as 43
created and amended by Part I of this act, reads as rewritten: 44
"Part 2. Investments and Funds 45
"§ 147-69.1. Investments authorized for General Fund and Highway Funds assets. 46
(a) The Governor and Council of State, with the advice and assistance of the State 47
Treasurer, shall Treasurer and the Investment Authority, may adopt such rules and regulations as 48
-shall be necessary and appropriate to implement the provisions for the implement ation of this 49
+shall be necessary and appropriate to implement the provisions for the implementation of this 49
section. 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 9
+DRS45360-MRp-94D Page 9
(b) This section applies to funds held by deposited with the State Treasurer to the credit 1
of:of all of the following: 2
(1) The General Fund;Fund. 3
@@ -431,7 +435,7 @@
a. Securities issued or guaranteed by the United States government or its 17
agencies. 18
b. Securities eligible for investment by this section executed by a bank 19
-or trust company or by primary or other reporting d ealers to the 20
+or trust company or by primary or other reporting dealers to the 20
Federal Reserve Bank of New York. 21
c. Securities eligible for investment by this section executed by a 22
registered broker-dealer that is subject to the rules and regulations of 23
@@ -448,7 +452,7 @@
of return or investment yield may not be less than that available in the 34
market on United States government or agency obligations of 35
comparable maturity. 36
-b. With financial institutions wit h a physical presence inside or outside 37
+b. With financial institutions with a physical presence inside or outside 37
the State, in accordance with all of the following conditions: 38
1. The funds are initially deposited through a bank or savings and 39
loan association in the State that is an official depository and 40
@@ -463,7 +467,7 @@
shall be deposited in a bank or savings and loan association 49
that at the time holds other deposits from the State. 50
General Assembly Of North Carolina Session 2025
-Page 10 Senate Bill 709-First Edition
+Page 10 DRS45360-MRp-94D
3. The full amount of principal and any accrued interest of each 1
deposit account are covered by federal deposit insurance. 2
4. The selected bank or savings and loan association acts as 3
@@ -484,14 +488,14 @@
recognized rating service which rates the particular obligation. 18
(8) Bills of exchange or time drafts drawn on and accepted by a commercial bank 19
and eligible for use as collateral by member banks in borrowing from a federal 20
-reserve bank, provided that when bills or drafts are acquired, t he accepting 21
+reserve bank, provided that when bills or drafts are acquired, the accepting 21
bank or its holding company is either (i) incorporated in the State of North 22
Carolina or (ii) has outstanding publicly held obligations that bear the highest 23
rating, such as a minimum of "P1," "A1," or "F1," of at least one nationally 24
recognized rating service designated by the U.S. Securities and Exchange 25
Commission, and do not bear a rating below the highest by any nationally 26
recognized rating service which rates the particular obligations. 27
-(9) Asset-backed securities (whether considered debt or equity) provided, when 28
+(9) Asset-backed securities (whether considered debt or equity) provided, when 28
acquired, the securities bear the highest rating, such as "AAA" or "Aaa," of at 29
least one nationally recognized rating service designated by the U.S. 30
Securities and Exchange Commission, and do not bear a rating below the 31
@@ -503,9 +507,9 @@
not bear a rating below the highest by any nationally recognized rating service 37
which rates the particular obligation. 38
(d) Unless otherwise provided by law, the interest or income received and accruing from 39
-all deposits or investments of such cash balances shall be paid into the State's General Fund, 40
+all deposits or investments of such cash balances shall be paid into the State 's General Fund, 40
except that all interest or income received and accruing on the monthly balance of the Highway 41
-Fund and Highway Trust Fund shall be paid into the S tate Highway Fund and Highway Trust 42
+Fund and Highway Trust Fund shall be paid into the State Highway Fund and Highway Trust 42
Fund. The cash balances of the several funds may be combined for deposit or investment 43
purposes; and when such combined deposits or investments are made, the interest or income 44
received and accruing from all deposits or investments shall be prorated among the funds in 45
@@ -516,7 +520,7 @@
(a) This section applies to funds held by the State Treasurer to the credit of each of the 50
following: 51
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 11
+DRS45360-MRp-94D Page 11
(1) The Teachers' and State Employees' Retirement System of North Carolina. 1
(2) The Consolidated Judicial Retirement System of North Carolina. 2
(3) The State Health Plan for Teachers and State Employees. 3
@@ -545,7 +549,7 @@
G.S. 159-39(g). 26
(17g) Funds deposited with the State Treasurer by Local Government Other 27
Post-Employment Benefits Trusts pursuant to G.S. 159-30.1. 28
-(17h) The Local Government Law Enfor cement Special Separation Allowance 29
+(17h) The Local Government Law Enforcement Special Separation Allowance 29
Fund. 30
(17i) The North Carolina Conservation Easement Endowment Fund. 31
(17j) The Conservation Grant Fund. 32
@@ -569,11 +573,11 @@
the funds enumerated in subsection (a) of this section in excess of the amount required to meet 50
the current needs and demands on these funds. The State Treasurer Investment Authority may 51
General Assembly Of North Carolina Session 2025
-Page 12 Senate Bill 709-First Edition
+Page 12 DRS45360-MRp-94D
invest the funds as provided in this subsection in the manner authorized by subsection (e) of this 1
section. If an investment was authorized by this subsection at the time the investment was made 2
or contractually committed to be made, then that investment shall continue to be authorized by 3
-this subsection, and none of the percentage or other limitation on investments set forth in this 4
+this subsection, and none of the percentage or other limitation on investments set forth in this 4
subsection shall be construed to require the State Treasurer Investment Authority to subsequently 5
dispose of the investment or fail to honor any contractual commitments as a result of changes in 6
market values, ratings, or other investment qualifications. For purposes of computing market 7
@@ -581,7 +585,7 @@
investments shall be valued as of the last date of the most recent fiscal quarter. Notwithstanding 9
anything in this section to the contrary, the State Treasurer Investment Authority shall categorize 10
investment management arrangements according to the primary investment type or primary 11
-strategy utilized under the a rrangement authorized under subsection (e) of this section. No 12
+strategy utilized under the arrangement authorized under subsection (e) of this section. No 12
investment management arrangement may be categorized in more than one of the subdivisions 13
of this section. The State Treasurer Investment Authority shall select from among the following 14
investments subject to the following any stipulated limitations and requirements:requirements: 15
@@ -590,15 +594,15 @@
(3) General obligations of cities, counties and special districts in North Carolina. 18
(4) Obligations of any company, other organization or legal entity incorporated 19
or otherwise created or located within or outside the United States, including 20
-obligations that are convertible into equity securities, if, when acquired, the 21
+obligations that are convertible into equity securities, if, when acquired, the 21
obligations are within one of the four highest rating categories regardless of 22
gradations, such as ratings beginning with "AAA," "AA," "A," or either 23
"BBB" or "Baa," of at least one nationally recognized rating service 24
designated by the U.S. Securities and Exchange Commission. 25
… 26
-(6) Asset-backed securities (whether securities, whether considered debt or 27
+(6) Asset-backed securities (whether securities, whether considered debt or 27
equity), equity, if, when acquired, the obligations are within one of the four 28
-highest ratings categories regardless of gradations, such as ratings beginning 29
+highest ratings categories regardless of gradations, such as ratings beginning 29
with "AAA," "AA," "A," or either "BBB" or "Baa," of at least one nationally 30
recognized rating service designated by the U.S. Securities and Exchange 31
Commission. 32
@@ -617,20 +621,20 @@
not meet the requirements of any of subdivisions (b)(1) (1) through (6) of this 45
section subsection nor subdivision (b)(7) (7) of this section. The amount 46
invested under this subdivision shall not exceed seven and one -half percent 47
-(7.5%) of the market value of all invested assets of the Retirement 48
+(7.5%) of the market value of all invested assets of the Retirement 48
Systems.subsection. 49
(7) Retirement Systems' assets referred to in subdivision (8) of this subsection 50
may be invested in strategies managed primarily for the purpose of owning 51
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 13
-real estate or related debt financing, excluding asset -backed fin ancing and 1
+DRS45360-MRp-94D Page 13
+real estate or related debt financing, excluding asset -backed financing and 1
timberlands, located within or outside the United States. The amount invested 2
under this subdivision shall not exceed ten percent (10%) of the market value 3
of all invested assets of the Retirement Systems. 4
(8) With respect to assets of the Teachers' and State Employees' Retirement 5
System, the Consolidated Judicial Retirement System, the Firefighters' and 6
Rescue Workers' Pension Fund, the Local Governmental Employees' 7
-Retirement System, the Legislative Retirement System, the North Carolina 8
+Retirement System, the Legislative Retirement System, the North Carolina 8
National Guard Pension Fund, the Registers of Deeds' Supplemental Pension 9
Fund, and the Retiree Health Benefit Fund (hereinafter referred to collectively 10
as the Retirement Systems), they Retirement Systems' assets may be invested 11
@@ -642,11 +646,11 @@
investments authorized for the Retirement Systems under this subdivision are 17
subject to the following limitations: 18
… 19
-a1. The aggregate am ount of the investments cannot exceed sixty -five 20
+a1. The aggregate amount of the investments cannot exceed sixty -five 20
percent (65%) of the market value of all invested assets of the 21
Retirement Systems. 22
b. The aggregate amount of the investment invested through investment 23
-companies described in sub -subdivision (e)(4)b. of th is section shall 24
+companies described in sub -subdivision (e)(4)b. of this section shall 24
not exceed eight and one -half percent (8.5%) of the market value of 25
all invested assets of the Retirement Systems, except that the market 26
value of group trusts and individual, common, or collective trust funds 27
@@ -664,7 +668,7 @@
of this subsection, they assets may be invested, within or outside the United 39
States, in obligations, debt securities, asset -backed securities, whether 40
considered debt or equity, and other investments that are acquired by the 41
-Treasurer Investment Authority for the prim ary purpose of providing 42
+Treasurer Investment Authority for the primary purpose of providing 42
protection against risks associated with inflation, along with owning real 43
assets or related debt financing , including, but not limited to, timberland, 44
natural resources, commodities, infrastructure, transportation, agriculture, and 45
@@ -672,10 +676,10 @@
subdivision shall not exceed seven and one-half percent (7.5%) of the market 47
value of all invested assets of the Retirement Systems. 48
… 49
-(10a) With respect to Retirement Systems' ass ets, as defined in subdivision (8) of 50
+(10a) With respect to Retirement Systems' assets, as defined in subdivision (8) of 50
this subsection, the market value of any of subdivision (6c) or (7), 51
General Assembly Of North Carolina Session 2025
-Page 14 Senate Bill 709-First Edition
+Page 14 DRS45360-MRp-94D
sub-subdivision b. of subdivision (8), or subdivision (9) or (9a) of this 1
subsection shall not exceed ten percent (10%) of the market value of all 2
invested assets of the Retirement Systems; and the The aggregate market value 3
@@ -713,7 +717,7 @@
selected from among the members of the boards of trustees of the Retirement Systems; and four 35
members selected from the general public. All appointed members must have experience in areas 36
relevant to the administration of a large, diversified investment program, including, but not 37
-limited to, investm ent management, securities law, real estate development, or absolute return 38
+limited to, investment management, securities law, real estate development, or absolute return 38
strategies. The State Treasurer shall also appoint a Secretary of the Investment Advisory 39
Committee who need not be a member of the committee. Members of the committee shall receive 40
for their services the same per diem and allowances granted to members of the State boards and 41
@@ -722,14 +726,14 @@
North Carolina or G.S. 128-1.1. 44
(b2) The State Treasurer Investment Authority may invest funds deposited pursuant to 45
subdivision (a)(17f) of this section in any of the investments authorized under subdivisions (b)(1) 46
-through (6) , subdivision (b)(6c), and subdivision (b)(8) of this section, notwithstanding the 47
+through (6), subdivision (b)(6c), and subdivision (b)(8) of this section, notwithstanding the 47
percentage limitations imposed on the Retirement Systems' investments therein. section. The 48
-State Treasurer Investment Authority may require a minimum deposit, up to one hun dred 49
+State Treasurer Investment Authority may require a minimum deposit, up to one hundred 49
thousand dollars ($100,000), and may assess reasonable fees, not to exceed 15 basis points per 50
annum, as a condition of participation pursuant to this subsection. Funds deposited pursuant to 51
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 15
-this subsection by a hospital shall remain the funds of that hospital, and interest or other 1
+DRS45360-MRp-94D Page 15
+this subsection by a hospital shall remain the funds of that hospital, and interest or other 1
investment income earned thereon shall be prorated and credited to the contributing hospital on 2
the basis of the amounts thereof contributed, figured according to sound accounting principles. 3
Fees assessed by the State Treasurer Investment Authority may be used to defray the cost of 4
@@ -738,12 +742,12 @@
(b3) The State Treasurer Investment Authority may invest funds deposited pursuant to 7
subdivision (a)(16a) of this section in any of the investments authorized under subdivisions (1) 8
through (6), subdivision (6c) and subdivision (b)(8) of this section, notwithstanding the 9
-percentage limitations imposed on the Retirement Systems' investments therein. section. The 10
+percentage limitations imposed on the Retirement Systems' investments therein. section. The 10
State Treasurer Investment Authority may require a minimum deposit, up to one hundred 11
thousand dollars ($100,000), and may assess reasonable fees, not to exceed 15 basis points per 12
-annum, as a c ondition of participation pursuant to this subsection. Funds deposited pursuant to 13
+annum, as a condition of participation pursuant to this subsection. Funds deposited pursuant to 13
this subsection by the University of North Carolina Hospitals at Chapel Hill shall remain the 14
-funds of the University of North Carolina Hospitals at Chapel Hill, and interes t or other 15
+funds of the University of North Carolina Hospitals at Chapel Hill, and interest or other 15
investment income earned thereon shall be prorated and credited to the University of North 16
Carolina Hospitals at Chapel Hill on the basis of the amounts thereof contributed, figured 17
according to sound accounting principles. Fees assessed by the State Treasurer Investment 18
@@ -752,7 +756,7 @@
(b4) In addition to the investments authorized under subdivisions (b)(1) through (6) of this 21
section, the State Treasurer Investment Authority may invest funds deposited pursuant to 22
subdivision (17g) of subsection (a) of this section in any of the investments authorized under 23
-subdivisions (b)(6c) and (b)(8) of this section, notwithstandi ng the percentage limitations 24
+subdivisions (b)(6c) and (b)(8) of this section, notwithstanding the percentage limitations 24
imposed on the Retirement Systems' investments therein. section. Funds deposited pursuant to 25
this subsection by a Local Government Other Post -Employment Benefits Trust and interest or 26
other investment income earned from those funds shall be prorated and credited to the 27
@@ -775,13 +779,13 @@
expenditures authorized under this section. 44
(b6) In addition to the investments authorized under subdivisions (b)(1) through (6) of this 45
section, the State Treasurer Investment Authority may invest funds deposited in the Catawba 46
-Unit No. 1 Decommissioning Trust F und and the Catawba Unit No. 2 Decommissioning Trust 47
+Unit No. 1 Decommissioning Trust Fund and the Catawba Unit No. 2 Decommissioning Trust 47
Fund in any of the investments authorized under subdivisions (b)(6c) and (b)(8) of this section, 48
notwithstanding the percentage limitations imposed on the Retirement Systems' investments 49
therein. section. For investments from the Funds made under subdivisions (b)(6c) and (b)(8) of 50
this section, the State Treasurer Investment Authority may require a minimum deposit of up to 51
General Assembly Of North Carolina Session 2025
-Page 16 Senate Bill 709-First Edition
+Page 16 DRS45360-MRp-94D
one hundred thousand dollars ($100,000) and may assess reasonable fees of up to 15 basis points 1
per annum as a condition of making the investment. The fee may be used to defray the costs of 2
administering the Fund and expenditures authorized under this section. 3
@@ -805,7 +809,7 @@
fee may be used to defray the costs of administering investments and expenditures authorized 21
under this section. 22
… 23
-(d) The State Treasurer Investment Authority may invest f unds deposited pursuant to 24
+(d) The State Treasurer Investment Authority may invest funds deposited pursuant to 24
subdivisions (17i), (17j), (17k), (17 l), and (17n) of subsection (a) of this section in any of the 25
investments authorized under subdivisions (1) through (6) and subdivision (8) of subsection (b) 26
of this section. The State Treasurer Investment Authority may require a minimum deposit, up to 27
@@ -813,10 +817,10 @@
points, as a condition of participation pursuant to this subsection. Fees assessed by the State 29
Treasurer Investment Authority may be used to defray the costs of administering the funds and 30
expenditures authorized under this section. Funds deposited pursuant to this subsection shall 31
-remain the funds of the North Carolina Conservation Easement Endowment Fund, the 32
+remain the funds of the North Carolina Conservation Easement Endowment Fund, the 32
Conservation Grant Fund, the Ecosystem Restoration Fund, the Riparian Buffer Restoration 33
Fund, or the Wildlife Endowment Fund, as applicable, and interest or other investment income 34
-earned thereon shall be prorated and credited to the North Caro lina Conservation Easement 35
+earned thereon shall be prorated and credited to the North Carolina Conservation Easement 35
Endowment Fund, the Conservation Grant Fund, the Ecosystem Restoration Fund, the Riparian 36
Buffer Restoration Fund, or the Wildlife Endowment Fund on the basis of the amounts 37
contributed to the respective Funds, figured according to sound accounting principles. 38
@@ -826,14 +830,14 @@
(1) Internally managed portfolios shall be subject to industry standard portfolio 42
guidelines developed with periodic consultation by the Investment Advisory 43
Committee.guidelines. 44
-(2) In assessing whether to invest directly or to utilize indi rect third -party 45
+(2) In assessing whether to invest directly or to utilize indirect third -party 45
investment management arrangements, the State Treasurer Investment 46
Authority shall consider all relevant material factors he or she considers 47
relevant to the decision consistent with the Treasurer's Investment Authority's 48
fiduciary duties under G.S. 147-69.7, G.S. 147-70.6, including financial, 49
operational, and investment expertise and resources, alignment of interests 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 17
+DRS45360-MRp-94D Page 17
and investor protections, transparency and repeatability of investment process, 1
risk controls, and cost-effectiveness. 2
(3) For any third -party investment management arrangements, the investment 3
@@ -843,7 +847,7 @@
(4) Third-party investment management arrangements may be with persons and 7
legal entities located within or outside the United States, including through 8
any of the following: 9
-a. Contractual arrangements in which the investment manager ha s 10
+a. Contractual arrangements in which the investment manager has 10
delegated discretion and authority to invest assets. 11
b. Investment companies as defined under United States generally 12
accepted accounting principles as promulgated by the Financial 13
@@ -851,7 +855,7 @@
registered under the Investment Company Act of 1940; individual, 15
common, or collective trust funds of banks and trust companies; 16
limited partnerships; limited liability companies or other limited 17
-liability investment vehicles; and insurance contracts that provide for 18
+liability investment vehicles; and insurance contracts that provide for 18
participation in individual or pooled separate accounts of insurance 19
companies. 20
Any limited liability investment vehicles organized by the State Treasurer 21
@@ -885,7 +889,7 @@
concerning the Fund are public records governed by Chapter 132 of the General Statutes and any 49
applicable provisions of the General Statutes protecting confidential information. 50
General Assembly Of North Carolina Session 2025
-Page 18 Senate Bill 709-First Edition
+Page 18 DRS45360-MRp-94D
The State Treasurer and the Governor shall jointly The Investment Authority shall develop 1
and adopt an investment policy statement for the Venture Capital Multiplier Fund. 2
The State Treasurer and Governor shall jointly adopt a common policy to prevent conflicts 3
@@ -923,7 +927,7 @@
committees of each chamber. The annual report shall evaluate include all of the following: 35
(1) An evaluation of claims by owners upon the Escheat Fund, current and 36
projected investment returns, and projected contributions to the Escheat Fund, 37
-current and projected legislative appropriations, and au thorized expenses. In 38
+current and projected legislative appropriations, and authorized expenses. In 38
the report, the State Treasurer shall assess 39
(2) An assessment of the State Treasurer, with the assistance of the Investment 40
Authority of the status of utilizing the Escheat Fund as an endowment fund 41
@@ -938,7 +942,7 @@
stablecoin, nonfungible token, or any other asset that is only digital and that 50
confers economic, proprietary, or access rights or powers. 51
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 19
+DRS45360-MRp-94D Page 19
(3) Private key. – A unique element of cryptographic data used for signing 1
transactions on a blockchain that is known to the owner of the unique element. 2
(4) Secure custody solution. – A technological product or a blended product and 3
@@ -967,14 +971,14 @@
investment of assets pursuant to the provisions of G.S. 147-69.1 and G.S. 147-69.2. Different of 26
the funds under G.S. 147-69.1 and the special funds under G.S. 147-69.2. Funds of each of the 27
Retirement Systems and other funds held by the State Treasurer Investment Authority may be 28
-invested co llectively or separately in the State Treasurer's Investment Authority 's discretion 29
+invested collectively or separately in the State Treasurer's Investment Authority 's discretion 29
consistent with the fiduciary duties stated in G.S. 147-69.7.under G.S. 147-70.6. 30
(b) Any official, board, commission, other public authority, local government, school 31
administrative unit, charter school, local ABC board, or community college of the State having 32
custody of any funds not required by law to be deposited with and invested by the State Treasurer 33
or the Investment Authority may deposit all or any portion of those funds with the State Treasurer 34
Investment Authority for investment in one of the investment programs established pursuant to 35
-authorized under this section, subject to an y provisions of law with respect to eligible 36
+authorized under this section, subject to any provisions of law with respect to eligible 36
investments, provided that any investments. Any occupational licensing board as defined in 37
G.S. 93B-1 may participate in one of the investment programs established pursuant to authorized 38
under this section regardless of whether or not the funds were required by law to be deposited 39
@@ -982,7 +986,7 @@
of specific statutory provisions to the contrary, any of those funds described in this subsection 41
may be invested by the Investment Authority in accordance with the provisions of G.S. 147-69.2 42
and 147-69.3. Upon request from any depositor eligible under this subsection, the State Treasurer 43
-may authorize moneys invested purs uant to this subsection to be withdrawn by warrant on the 44
+may authorize moneys invested pursuant to this subsection to be withdrawn by warrant on the 44
State Treasurer. 45
(c) The State Treasurer's Investment Authority 's investment programs shall be so 46
managed that that, in the judgment of the State Treasurer Investment Authority, funds may be 47
@@ -991,22 +995,22 @@
accrue pro rata to the fund whose assets are invested according to the formula prescribed by the 50
State Treasurer with the approval of the Governor and Council of State.invested. 51
General Assembly Of North Carolina Session 2025
-Page 20 Senate Bill 709-First Edition
+Page 20 DRS45360-MRp-94D
(e) The State Treasurer Investment Authority has full powers as a fiduciary to hold, 1
purchase, sell, assign, transfer, lend and dispose of any of the securities or investments in which 2
any of the investment programs created pursuant to this section have been invested, and may 3
reinvest the proceeds from the sale of those securities or investments and any other investable 4
assets of the program. 5
-(f) The cost of administration, management, and operation of invest ment programs 6
+(f) The cost of administration, management, and operation of investment programs 6
established pursuant to this section shall be apportioned and paid equitably among the programs 7
in a manner prescribed by the State Treasurer. Investment Authority, including through 8
administrative fees if approved by the Board of Directors. To the extent not otherwise chargeable 9
directly to the income or assets of a specific investment program or pooled investment vehicle, 10
the cost of administration, management, and operation of investment programs established 11
-pursuant to this section shall b e paid from the income and assets of the investment programs. 12
+pursuant to this section shall be paid from the income and assets of the investment programs. 12
Any apportionment and payment under this section shall be accounted for in a manner determined 13
by the State Treasurer.Investment Authority. 14
-(g) The State Treasurer is authorized to retain the se rvices of independent appraisers, 15
+(g) The State Treasurer is authorized to retain the services of independent appraisers, 15
auditors, actuaries, attorneys, investment counseling firms, statisticians, custodians, or other 16
persons or firms possessing specialized skills or knowledge necessary for the proper 17
administration of investment programs created pursuant to this section. 18
@@ -1041,10 +1045,10 @@
Sudan to the extent not prohibited by the United States Government, or to the extent that such 47
investment is part of an index or index replication strategy, a commingled fund, limited 48
partnership, or similar investment vehicle, or a derivative instrument. 49
-(j) Subject to the provisions of G.S. 147-69.1(d), the State Treasurer shall Investment 50
+(j) Subject to the provisions of G.S. 147-69.1(d), the State Treasurer shall Investment 50
Authority may adopt any rules necessary to carry out the provisions of this section. 51
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 21
+DRS45360-MRp-94D Page 21
… 1
"§ 147-69.4A. Support and assistance; Supplemental Retirement Board of Trustees. 2
(a) The Supplemental Retirement Board of Trustees, as established under G.S. 135-96, 3
@@ -1064,27 +1068,27 @@
to the Fund and interest and other investment income earned by the Fund. Contributions to the 17
Fund are irrevocable. Assets of the Fund may be used only to provide law enforcement special 18
separation allowance benefits to individuals who are former employees of a unit of local 19
-government that contributes to the Fund and are entitled to law enforcement spe cial separation 20
+government that contributes to the Fund and are entitled to law enforcement special separation 20
allowance payable by the unit. The assets of the Fund are not subject to the claims of creditors 21
of an entity that contributes to the Fund. 22
"§ 147-69.6. Swain County Settlement Trust Fund. 23
(a) The Swain County Settlement Trust Fund is established as a special fund in the Office 24
of the State Treasurer under the management of the Treasurer. The Treasurer Investment 25
Authority. The Investment Authority may invest the assets of the Fund in any of the investments 26
-authorized under subdivisions (b) (1) through (6) and subdivision (b)(8) of G.S. 147-69.2. The 27
+authorized under subdivisions (b)(1) through (6) and subdivision (b)(8) of G.S. 147-69.2. The 27
Fund shall consist of the proceeds of any payments made by the United States in settlement of 28
the 1943 agreement between Swain County and the United States Department of Interior, such 29
other contributions as Swain County or other entities may choose to make to the Fund, and the 30
interest and other investment income earned by the Fund. For the purposes of this section, the 31
initial balance of the Fund shall be defined as fifty-two million dollars ($52,000,000). 32
…." 33
-SECTION 3.1.(b) Part 3 of Article 6 of Chapter 147 of the General Statutes, as 34
+SECTION 3. 1.(b) Part 3 of Article 6 of Chapter 147 of the General Statutes , as 34
created and amended by Part I of this act, reads as rewritten: 35
"Part 3. Reports and Audits. 36
"§ 147-69.8. Annual report on new investment authority. 37
Whenever the General Assembly broadens the investment authority of the State Treasurer 38
-Investment Authority as to the General Fund, the Teachers' and State Employees' Retirement 39
-System, the Consolidated Judicial Retirement System, the Firefighters' and Rescue Squad 40
+Investment Authority as to the General Fund, the Teachers ' and State Employees ' Retirement 39
+System, the Consolidated Judicial Retirement System, the Firefighters ' and Rescue Squad 40
Workers' Pension Fund, the Local Governmental Employees' Retirement System, the Legislative 41
Retirement System, the North Carolina National Guard Pension Fund, or any idle funds, the State 42
Treasurer Investment Authority shall annually report in detail to the General Assembly the 43
@@ -1097,27 +1101,27 @@
cross-reference to those reports. 50
"§ 147-69.9. Third-party audit of State Treasurer's investments. 51
General Assembly Of North Carolina Session 2025
-Page 22 Senate Bill 709-First Edition
+Page 22 DRS45360-MRp-94D
(a) In addition to all other audits and reports required by the law, the State Treasurer 1
Treasurer, with the active assistance of the Investment Authority, shall prepare and issue, at the 2
end of each fiscal year beginning with the 2015 -2016 fiscal year, year, a set of consolidated 3
-stand-alone financial statements regarding investments authorized in G.S. 147-69.1 and 4
-G.S. 147-69.2. These financial statements shall be audi ted by a commercial independent 5
+stand-alone financial statements regarding investments authorized in G.S. 147-69.1 and 4
+G.S. 147-69.2. These financial statements shall be audited by a commercial independent 5
third-party audit firm selected and engaged by the State Treasurer. Treasurer, in consultation with 6
the Investment Authority. The audit firm's report and the financial statement shall be provided to 7
the Joint Legislative Commission on Governmental Operations, the House of Representative 8
Appropriations Committee, the Senate Appropriations/Base Budget Committee, and the Fiscal 9
Research Division within six months after the closing of the reporting period. 10
-(b) The management d iscussion and analysis section of the report accompanying the 11
+(b) The management discussion and analysis section of the report accompanying the 11
financial statements shall be prepared by the Investment Authority and shall include a discussion 12
-of the investment programs' risk and returns compared to benchmarks, total management fees 13
+of the investment programs ' risk and returns compared to benchmarks, total management fees 13
and incentives paid, and comparison to peer cost benchmarks. 14
"§ 147 -69.10. Investment policies and performance reviews of Retirement Systems 15
investment programs. 16
(a) On at least a biennial basis, the State Treasurer Chief Investment Officer shall present 17
an investment policy statement to the Investment Advisory Committee Board of Directors for the 18
Committee's consultation. approval. The investment policy statement must include descriptions 19
-of investment objectives and strategy, roles and responsibilities, permi ssible asset classes, asset 20
+of investment objectives and strategy, roles and responsibilities, permissible asset classes, asset 20
allocation targets and ranges, risk management and compliance guidelines, and evaluation 21
criteria necessary to measure investment performance. 22
(b) At least once every four years, the State Treasurer Investment Authority shall engage 23
@@ -1137,7 +1141,7 @@
provided in G.S. 147-69.2A. This report shall be made for the Escheat Fund in lieu of the report 37
required by G.S. 147-69.8. The State Treasurer's quarterly report shall include each of the 38
following: 39
-(1) A specific listing of all direct and indirect placement fees, asset fees, 40
+(1) A specific listing of all direct and indirect placement fees, asset fees, 40
performance fees, and any other money management fees incurred by the 41
State in the management of the Retirement Systems defined in 42
G.S. 147-69.2(b)(8). In the event that the market value of any of subdivision 43
@@ -1149,8 +1153,8 @@
G.S. 147-69.7 and the consequent expected impact on the risk profile of the 49
Retirement Systems' assets. 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 23
-(2) A specific listing of all investments made with cert ified green managers and 1
+DRS45360-MRp-94D Page 23
+(2) A specific listing of all investments made with certified green managers and 1
companies and funds that support sustainable practices, including the names 2
of the companies, managers, and funds, the amount invested, and the State's 3
return on investment. 4
@@ -1174,7 +1178,7 @@
limitation, if any, on the percentage under G.S. 147-69.2(b). 22
(6) For each investment program created under G.S. 147-69.3: 23
a. The financial condition of each investment program. 24
-b. A full and complete statement of all moneys invested by virtue of the 25
+b. A full and complete statement of all moneys invested by virtue of the 25
provisions of G.S. 147-69.1 and G.S. 147-69.2. 26
c. The nature and character of the investments. 27
d. The revenues derived from the investments, net of fees and expenses. 28
@@ -1187,22 +1191,22 @@
results. 35
h. Any other information requested by the House of Representatives and 36
Senate Finance Committees. 37
-i. The location on the State Treasurer's Web site where the public ma y 38
+i. The location on the State Treasurer's Web site where the public may 38
find a list of new commitments to external investment managers. 39
j. The location on the State Treasurer's Web site where the public may 40
find information on the use of placement agents by investment 41
managers. 42
-(7) For all other investments with or on behalf of the State or any of its agencies 43
+(7) For all other investments with or on behalf of the State or any of its agencies 43
or institutions: 44
a. The particular agency or institution, fund, rate of return, and duration 45
of the investment. 46
b. The amount of deposit on all noninterest bearing accounts. 47
-(a1) On a monthly basis, the Investment Autho rity shall report on the performance of all 48
+(a1) On a monthly basis, the Investment Authority shall report on the performance of all 48
investments for which the Investment Authority is in any way responsible. The monthly report 49
shall include all of the following information: 50
General Assembly Of North Carolina Session 2025
-Page 24 Senate Bill 709-First Edition
-(1) The beginning and ending market value of each investment program an d 1
+Page 24 DRS45360-MRp-94D
+(1) The beginning and ending market value of each investment program and 1
deposits or withdrawals. 2
(2) The rate of return, net of all fees , and expenses for various time periods, 3
including comparisons to an appropriate benchmark, if available. For the 4
@@ -1214,17 +1218,17 @@
a. The location on the Investment Authority 's website where the public 10
may find a statement of the investment policies. 11
b. The location on the Department 's or Investment Authority 's website 12
-where the public may find a list of n ew commitments to external 13
+where the public may find a list of new commitments to external 13
investment managers and on the use of placement agents by 14
investment managers. 15
c. Any other information that may be helpful in understanding the 16
Investment Authority's investment policies, investment practices, and 17
investment results. 18
-(b) No later than the date set by G.S. 147-69.9 for the submission of consolidated 19
+(b) No later than the date set by G.S. 147-69.9 for the submission of consolidated 19
stand-alone financial statements, the State Treasurer Investment Authority shall report annually 20
on the fees and performance of all externally and internally managed investments for the 21
Retirement Systems defined in G.S. 147-69.2(b)(8). Systems. Externally managed investments 22
-shall be reported on the basis of each investment vehi cle or investment manager, as applicable. 23
+shall be reported on the basis of each investment vehicle or investment manager, as applicable. 23
Internally managed investments shall be reported on a portfolio -by-portfolio basis. The State 24
Treasurer's Investment Authority's annual report shall include all of the following, as applicable, 25
reported separately for each investment: 26
@@ -1235,7 +1239,7 @@
(3) Value The value of the investment. 31
(4) Dollar The dollar amount of the management fees and incentive fees. 32
(5) For investment-grade fixed income or public equity investments, public 33
-market i nvestment manager accounts, the periodic net annualized 34
+market investment manager accounts, the periodic net annualized 34
time-weighted rate of return for that fiscal year and since inception, reported 35
net of fees. 36
(6) For all investments other than investment-grade fixed income or public equity 37
@@ -1247,13 +1251,13 @@
c. The total distribution received by the State Treasurer with respect to 43
that investment since inception, reported net of fees. 44
(7) For any fund of funds investment vehicles, the aggregate management fees 45
-and incentive fees for the underlying investment mana gers or investment 46
+and incentive fees for the underlying investment managers or investment 46
vehicles used by the external investment manager. 47
(8) If any placement agent fees relating to the investment were directly or 48
indirectly borne by the State Treasurer Investment Authority or Retirement 49
Systems, a list of the amount and type of those fees. 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 25
+DRS45360-MRp-94D Page 25
(c) The Treasurer shall report to the Governor annually the exact balance in the treasury 1
to the credit of the State, with a summary of the receipts and payments of the treasury during the 2
preceding fiscal year, and so far as practicable an account of the same down to the termination 3
@@ -1262,7 +1266,7 @@
Commission on Governmental Operations, chairs of the House of Representatives and Senate 6
Appropriations Committees, chairs of the House of Representative and Senate Finance 7
Committees, Fiscal Research Division, Governor, Council of State, and State Auditor. The 8
-reports shall also be made available for public review, including by posting on the Stat e 9
+reports shall also be made available for public review, including by posting on the State 9
Treasurer's Web site. 10
A copy of a report on any State Treasurer investment program shall be sent to review by the 11
official, institution, board, commission, or other agency investing in that program.the programs, 12
@@ -1280,12 +1284,12 @@
providing benefits to participants and beneficiaries, and paying reasonable 24
expenses of administering the fund. 25
(3) With the care, skill, and caution that a prudent investor would use after 26
-considering the purposes, distribution requirements, and other cir cumstances 27
+considering the purposes, distribution requirements, and other circumstances 27
then prevailing. 28
(4) Impartially, taking into account any differing interests of participants and 29
beneficiaries. 30
(5) Incurring only costs that are appropriate and reasonable. 31
-(6) In accordance with a good -faith interpretation of the provisions o f 32
+(6) In accordance with a good -faith interpretation of the provisions of 32
G.S. 147-69.2 and any other applicable law governing the fund. 33
(b) In investing and managing assets of the any fund or investment program pursuant to 34
subsection (a) of this section, the State Treasurer: Investment Authority shall do all of the 35
@@ -1299,14 +1303,14 @@
e. Needs for liquidity, regularity of income, and preservation or 43
appreciation of capital. 44
f. With respect to the Retirement Systems defined in G.S. 147-69.2(b)(8) 45
-and any other pension pla ns, the adequacy of funding for the 46
+and any other pension plans, the adequacy of funding for the 46
Retirement Systems or other pension plan based on reasonable 47
actuarial factors. 48
g. The purpose of the fund, if established. 49
(2) Shall diversify Diversify the investments of the fund fund, unless the State 50
Treasurer Investment Authority reasonably determines that, because of 51
General Assembly Of North Carolina Session 2025
-Page 26 Senate Bill 709-First Edition
+Page 26 DRS45360-MRp-94D
special circumstances, including applicable investment restrictions, it is 1
clearly prudent not to do so. 2
(3) Shall make Make a reasonable effort to verify facts relevant to the investment 3
@@ -1336,7 +1340,7 @@
Investment Authority's decision or action and not by hindsight. 27
(d) The State Treasurer's Investment Authority's investment and management decisions 28
must be evaluated not in isolation but in the context of the portfolio of the fund as a whole and 29
-as part of an overal l investment strategy having risk and return objectives reasonably suited to 30
+as part of an overall investment strategy having risk and return objectives reasonably suited to 30
the fund. 31
(e) Notwithstanding any of the foregoing, the State Treasurer other provision of this 32
section to the contrary, the Investment Authority shall have no duty to assist or advise any 33
@@ -1358,11 +1362,11 @@
by adding a new subdivision to read: 49
"(6) The Board of Directors has the following liquidity monitoring duties: 50
General Assembly Of North Carolina Session 2025
-Senate Bill 709-First Edition Page 27
+DRS45360-MRp-94D Page 27
a. Upon the quarterly receipt of liquidity monitoring requirements from 1
the Chief Investment Officer, the Board of Directors shall ensure that 2
a portion of the Retirement Systems ' invested assets are at all times 3
-available to be converted in an orderly fashio n to cash proceeds 4
+available to be converted in an orderly fashion to cash proceeds 4
sufficient to meet projected net benefit payments and highly probable 5
contractual obligations. 6
b. The Board of Directors shall annually certify the allocation of illiquid 7
@@ -1373,7 +1377,7 @@
activities." 12
SECTION 3.1.(e) G.S. 147-72.1, as enacted by Section 2.2 of this act, is amended 13
by adding a new subsection to read: 14
-"(e) Management of Retirement Systems Investments. – The Chief Investment Officer 15
+"(e) Management of Retirement Systems Investments. – The Chief Investment Officer 15
shall manage the Retirement Systems investments to remain within the approved absolute risk 16
operating range set by the Board of Directors in accordance with G.S. 147-71.2(a)(4)." 17
SECTION 3.2. Rules adopted by the State Treasurer in effect as of December 31, 18
@@ -1382,7 +1386,7 @@
SECTION 3.3. This Part is effective January 1, 2026. 21
22
PART IV. TECHNICAL AND CONFORMING CHANGES 23
-SECTION 4.1.(a) G.S. 147-65.2, as created by Section 1.2(a) of this act, reads as 24
+SECTION 4.1.(a) G.S. 147-65.2, as created by Section 1 .2(a) of this act, reads as 24
rewritten: 25
"§ 147-65.2. Salary of State Treasurer.Treasurer and certain Department employees. 26
(a) State Treasurer. – The salary of the State Treasurer shall be as established in the 27
@@ -1393,12 +1397,12 @@
public employees with investment functions, the Certain Departmental Employees. – The State 32
Treasurer is authorized to establish, consistent with the duties of the State Treasurer's fiduciary 33
duties, Treasurer as prescribed by law, market-oriented compensation plans, including salaries 34
-and performance -related bonuses, for employees possessing specialized skills or knowledge 35
+and performance-related bonuses, for employees possessing specialized skills or knowledge 35
necessary for the proper administration of investment programs, who shall be programs. In 36
accordance with G.S. 126-5(c12), these employees are exempt from the classification and 37
compensation rules established by the Office of State Human Resources. The design and 38
administration of those compensation plans shall be based on compensation studies conducted 39
-by a nationally recognized firm specializing in public fund investment compensation. The 40
+by a nationally recognized firm specializing in public fund investment compensation. The 40
compensation and other associated employee benefits shall be apportioned directly from the 41
investment program. and paid equitably among the funds and programs utilizing the services of 42
these employees in a manner prescribed by the State Treasurer. The Treasurer shall report the 43
@@ -1411,7 +1415,7 @@
following: 50
… 51
General Assembly Of North Carolina Session 2025
-Page 28 Senate Bill 709-First Edition
+Page 28 DRS45360-MRp-94D
(23) The Executive Administrator of the State Health Plan for Teachers and State 1
Employees. 2
(24) Employees of the State Health Plan for Teachers and State Employees as 3
@@ -1422,20 +1426,20 @@
(41) Employees of the North Carolina Investment Authority established under Part 8
5 of Article 6 of Chapter 147 of the General Statutes who possess specialized 9
skills or knowledge necessary for the proper administration of investment 10
-programs and who are employe d in a position designated by the Chief 11
+programs and who are employed in a position designated by the Chief 11
Investment Officer as exempt in accordance with G.S. 147-72.1. 12
… 13
(c12) Except as to G.S. 126-13, 126-14, 126-14.1, and Articles 6, 7, 14, 15, and 16 of this 14
-Chapter, this Chapter does not apply to employees of the De partment of State Treasurer 15
+Chapter, this Chapter does not apply to employees of the Department of State Treasurer 15
possessing specialized skills or knowledge necessary for the proper administration of investment 16
programs and compensated pursuant to G.S. 147-69.3(i2).G.S. 147-65.2(b). 17
…." 18
-SECTION 4.1.(c) This section is effective July 1, 202 5, and applies to employees 19
+SECTION 4.1.(c) This section is effective July 1, 2025 , and applies to employees 19
hired on or after that date. 20
SECTION 4.2.(a) G.S. 128-29(c) reads as rewritten: 21
"(c) Custodian of Funds. – The State Treasurer shall be the custodian of the several funds 22
-and shall deposit these funds with the Investment Author ity to invest their these assets in 23
-accordance with the provisions of G.S. 147-69.2 and 147-69.3. Article 6 of Chapter 147 of the 24
+and shall deposit these funds with the Investment Authority to invest their these assets in 23
+accordance with the provisions of G.S. 147-69.2 and 147-69.3. Article 6 of Chapter 147 of the 24
General Statutes. All payments from said funds shall be made by him the State Treasurer only 25
upon vouchers signed by two persons designated by the Board of Trustees. The secretary of the 26
Board of Trustees shall furnish said Board a surety bond in a company authorized to do business 27

Diffs are computed deterministically from extracted bill text and show additions, deletions, and section moves. Scanned-PDF text extracted via OCR is flagged where confidence is low; see methodology.