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--- version:4990S.01P - Perfected
+++ version:4990H.07C - House Committee Substitute
@@ -1,210 +1,2931 @@
-EXPLANATION-Matter enclosed in bold-faced brackets [thus] in this bill is not enacted
-and is intended to be omitted in the law.
SECOND REGULAR SESSION
-[PERFECTED]
-SENATE BILL NO. 1092
-103RD GENERAL ASSEMBLY
-INTRODUCED BY SENATOR LEWIS.
-4990S.01P KRISTINA MARTIN, Secretary
+HOUSE COMMITTEE SUBSTITUTE FOR
+SENA TE BILL NO. 1092
+103RD GENERAL ASSEMBL Y
+4990H.07C JOSEPH ENGLER, Chief Clerk
AN ACT
-To repeal section 337.600, RSMo, and to enact in lieu thereof one new section relating to social
-workers.
-Be it enacted by the General Assembly of the State of Missouri, as follows:
- Section A. Section 337.600, RSMo, is repealed and one new 1
-section enacted in lieu thereof, to be known as section 337.600, 2
-to read as follows:3
- 337.600. As used in sections 337.600 to 337.689, the 1
-following terms mean: 2
- (1) "Advanced macro social worker", the applications 3
-of social work theory, knowledge, methods, principles, 4
-values, and ethics; and the professional use of self to 5
-community and organizational systems, systemic and macrocosm 6
-issues, and other indirect nonclinical services; specialized 7
-knowledge and advanced practice skills in case management, 8
-information and referral, nonclinical assessments, 9
-counseling, outcome evaluation, mediation, nonclinical 10
-supervision, nonclinical consultation, expert testimony, 11
-education, outcome evaluation, research, advocacy, social 12
-planning and policy development, community organization, and 13
-the development, implementation and administration of 14
-policies, programs, and activities. A licensed advanced 15
-macro social worker may not treat mental or emotional 16
- SB 1092 2
-disorders or provide psychotherapy without the direct 17
-supervision of a licensed clinical social worker, or 18
-diagnose a mental disorder; 19
- (2) "Clinical social work", the application of social 20
-work theory, knowledge, values, methods, principles, and 21
-techniques of case work, group work, client-centered 22
-advocacy, community organization, administration, planning, 23
-evaluation, consultation, research, psychotherapy and 24
-counseling methods and techniques to persons, families and 25
-groups in assessment, diagnosis, treatment, prevention and 26
-amelioration of mental and emotional conditions; 27
- (3) "Committee", the state committee for social 28
-workers established in section 337.622; 29
- (4) "Department", the Missouri department of commerce 30
-and insurance; 31
- (5) "Director", the director of the division of 32
-professional registration; 33
- (6) "Division", the division of professional 34
-registration; 35
- (7) "Independent practice", any practice of social 36
-workers outside of an organized setting such as a social, 37
-medical, or governmental agency in which a social worker 38
-assumes responsibility and accountability for services 39
-required; 40
- (8) "Licensed advanced macro social worker", any 41
-person who offers to render services to individuals, groups, 42
-families, couples, organizations, institutions, communities, 43
-government agencies, corporations, or the general public for 44
-a fee, monetary or otherwise, implying that the person is 45
-trained, experienced, and licensed as an advanced macro 46
-social worker, and who holds a current valid license to 47
-practice as an advanced macro social worker; 48
- SB 1092 3
- (9) "Licensed baccalaureate social worker", any person 49
-who offers to render services to individuals, groups, 50
-organizations, institutions, corporations, government 51
-agencies, or the general public for a fee, monetary or 52
-otherwise, implying that the person is trained, experienced, 53
-and licensed as a baccalaureate social worker, and who holds 54
-a current valid license to practice as a baccalaureate 55
-social worker; 56
- (10) "Licensed clinical social worker", any person who 57
-offers to render services to individuals, groups, 58
-organizations, institutions, corporations, government 59
-agencies, or the general public for a fee, monetary or 60
-otherwise, implying that the person is trained, experienced, 61
-and licensed as a clinical social worker, and who holds a 62
-current, valid license to practice as a clinical social 63
-worker; 64
- (11) "Licensed master social worker", any person who 65
-offers to render services to individuals, groups, families, 66
-couples, organizations, institutions, communities, 67
-government agencies, corporations, or the general public for 68
-a fee, monetary or otherwise, implying that the person is 69
-trained, experienced, and licensed as a master social 70
-worker, and who holds a current valid license to practice as 71
-a master social worker. A licensed master social worker may 72
-not treat mental or emotional disorders, provide 73
-psychotherapy without the direct supervision of a licensed 74
-clinical social worker, or diagnose a mental disorder; 75
- (12) "Master social work", the application of social 76
-work theory, knowledge, methods, and ethics and the 77
-professional use of self to restore or enhance social, 78
-psychosocial, or biopsychosocial functioning of individuals, 79
-couples, families, groups, organizations, communities, 80
- SB 1092 4
-institutions, government agencies, or corporations. The 81
-practice includes the applications of specialized knowledge 82
-and advanced practice skills in the areas of assessment, 83
-treatment planning, implementation and evaluation, case 84
-management, mediation, information and referral, counseling, 85
-client education, supervision, consultation, education, 86
-research, advocacy, community organization and development, 87
-planning, evaluation, implementation and administration of 88
-policies, programs, and activities. Under supervision as 89
-provided in this section, the practice of master social work 90
-may include the practices reserved to clinical social 91
-workers or advanced macro social workers for no more than 92
-forty-eight consecutive calendar months for the purpose of 93
-obtaining licensure under section 337.615 or 337.645; 94
- (13) "Practice of advanced macro social work", 95
-rendering, offering to render, or supervising those who 96
-render to individuals, couples, families, groups, 97
-organizations, institutions, corporations, government 98
-agencies, communities, or the general public any service 99
-involving the application of methods, principles, and 100
-techniques of advanced practice macro social work; 101
- (14) "Practice of baccalaureate social work", 102
-rendering, offering to render, or supervising those who 103
-render to individuals, families, groups, organizations, 104
-institutions, corporations, or the general public any 105
-service involving the application of methods, principles, 106
-and techniques of baccalaureate social work; 107
- (15) "Practice of clinical social work", rendering, 108
-offering to render, or supervising those who render to 109
-individuals, couples, groups, organizations, institutions, 110
-corporations, or the general public any service involving 111
- SB 1092 5
-the application of methods, principles, and techniques of 112
-clinical social work; 113
- (16) "Practice of master social work", rendering, 114
-offering to render, or supervising those who render to 115
-individuals, couples, families, groups, organizations, 116
-institutions, corporations, government agencies, 117
-communities, or the general public any service involving the 118
-application of methods, principles, and techniques of master 119
-social work; 120
- (17) "Qualified advanced macro supervisor", any 121
-licensed social worker who meets the qualifications of a 122
-qualified clinical supervisor or a licensed advanced macro 123
-social worker who has: 124
- (a) Practiced in the field of social work as a 125
-licensed social worker for which he or she is supervising 126
-the applicant for a minimum of [five] three years; 127
- (b) Successfully completed a minimum of sixteen hours 128
-of supervisory training from the Association of Social Work 129
-Boards, the National Association of Social Workers, an 130
-accredited university, or a program approved by the state 131
-committee for social workers. All organizations providing 132
-the supervisory training shall adhere to the basic content 133
-and quality standards outlined by the state committee on 134
-social work; and 135
- (c) Met all the requirements of sections 337.600 to 136
-337.689, and as defined by rule by the state committee for 137
-social workers; 138
- (18) "Qualified baccalaureate supervisor", any 139
-licensed social worker who meets the qualifications of a 140
-qualified clinical supervisor, qualified master supervisor, 141
-qualified advanced macro supervisor, or a licensed 142
-baccalaureate social worker who has: 143
- SB 1092 6
- (a) Practiced in the field of social work as a 144
-licensed social worker for which he or she is supervising 145
-the applicant for a minimum of [five] three years; 146
- (b) Successfully completed a minimum of sixteen hours 147
-of supervisory training from the Association of Social Work 148
-Boards, the National Association of Social Workers, an 149
-accredited university, or a program approved by the state 150
-committee for social workers. All organizations providing 151
-the supervisory training shall adhere to the basic content 152
-and quality standards outlined by the state committee on 153
-social workers; and 154
- (c) Met all the requirements of sections 337.600 to 155
-337.689, and as defined by rule by the state committee for 156
-social workers; 157
- (19) "Qualified clinical supervisor", any licensed 158
-clinical social worker who has: 159
- (a) Practiced in the field of social work as a 160
-licensed social worker for which he or she is supervising 161
-the applicant for a minimum of [five] three years; 162
- (b) Successfully completed a minimum of sixteen hours 163
-of supervisory training from the Association of Social Work 164
-Boards, the National Association of Social Workers, an 165
-accredited university, or a program approved by the state 166
-committee for social workers. All organizations providing 167
-the supervisory training shall adhere to the basic content 168
-and quality standards outlined by the state committee on 169
-social work; and 170
- (c) Met all the requirements of sections 337.600 to 171
-337.689, and as defined by rule by the state committee for 172
-social workers; 173
- (20) "Social worker", any individual that has: 174
- SB 1092 7
- (a) Received a baccalaureate degree in social work 175
-from an accredited social work program approved by the 176
-Council on Social Work Education; 177
- (b) Received a master's degree in social work from a 178
-social work program: 179
- a. Accredited by the Council on Social Work Education; 180
-or 181
- b. Recognized and approved by the committee in 182
-accordance with rules adopted by the committee under section 183
-337.627 and in accordance with the procedure set forth in 184
-section 337.628; 185
- (c) Received a doctorate or Ph.D. in social work; or 186
- (d) A current social worker license as set forth in 187
-sections 337.600 to 337.689. 188
-✓
+T o repeal sections 324.009, 332.081, 337.600, and 345.050, RSMo, and to enact in lieu
+thereof forty-six new sections relating to professional licensure.
+Be it enacted by the General Assembly of the state of Missouri, as follows:
+Section A. Sections 324.009, 332.081, 337.600, and 345.050, RSMo, are repealed
+2 and forty-six new sections enacted in lieu thereof, to be known as sections 324.004, 324.009,
+3 324.218, 324.1800, 324.1805, 324.1810, 324.1815, 324.1820, 324.1825, 324.1830, 324.1835,
+4 324.1840, 324.1845, 324.1850, 324.1855, 324.1860, 324.1865, 332.081, 332.700, 332.705,
+5 332.710, 332.715, 332.720, 332.725, 332.730, 332.735, 332.740, 332.745, 332.750, 332.755,
+6 332.760, 334.1800, 334.1805, 334.1810, 334.1815, 334.1820, 334.1825, 334.1830, 334.1835,
+7 334.1840, 334.1845, 334.1850, 334.1855, 334.1860, 337.600, and 345.050, to read as
+8 follows:
+324.004 . 1. Any person who has at least thr ee years of work experience in an
+2 occupation or pro fession in another state, the District of Columbia, or any combination
+3 of such jurisdictions, and whose work experience involved the practice of an occupation
+4 or profes sion for which a license is not r equir ed in the jurisdiction or jurisdictions in
+5 which the person worked but is r equir ed in this state, may submit an application for a
+6 one-time nonr enewable two-year temporary license in this state in the occupation or
+7 pr ofession, along with pr oof of at least thr ee years of work experience in the occupation
+8 or pr ofession and a fee as set by regu lation of the oversight body , to the r elevant
+9 oversight body in this state. The oversight body shall make a determination of
+10 qualification within forty-five days of r eceiving a completed application.
+11 2. The oversight body shall req uir e an applicant under this section to take and
+12 pass the examination specific to the occupation or pr ofession which is re quir ed for
+EXPLANA TION — Matter enclosed in bold-faced brackets [thus] in the above bill is not enacted and is
+intended to be omitted from the law . Matter in bold-face type in the above bill is proposed language.
+13 licensur e by those individuals applying pursuant to the pr ovisions of the oversight
+14 body's statutory and regu latory authority . An oversight body that administers an
+15 examination on the laws of this state as part of its licensing application requi rem ents
+16 may requi re an applicant under this section to take and pass an examination specific to
+17 the laws of this state.
+18 3. The oversight body shall not issue a one-time nonr enewable temporary license
+19 to any applicant described in subsection 1 of this section who has had any license in the
+20 r elevant occupation or pr ofession r evoked by an oversight body outside of this state,
+21 who is curr ently under investigation, who has a complaint pending, or who is curr ently
+22 under disciplinary action.
+23 4. (1) Except as pr ovided in subdivision (2) of this subsection, applicants for the
+24 one-time temporary nonr enewable license under this section shall be citizens of the
+25 United States or lawfully present noncitizens authorized to work in the United States
+26 under federal law and shall submit legal pr oof of citizenship or employment
+27 authorization that is acceptable for the employment eligibility verification under
+28 federal law as part of the application. If the holder of a one-time nonr enewable
+29 temporary license issued under this section loses lawful pr esence or federal work
+30 authorization, the one-time nonr enewable temporary license shall automatically be
+31 r evoked.
+32 (2) Applicants for the one-time nonr enewable temporary license under this
+33 section in an occupation reg ulated by the board of therapeutic massage shall be citizens
+34 of the United States and shall submit legal pr oof of citizenship as part of the application.
+35 5. If an applicant is not curr ently r esiding in this state, the oversight body shall
+36 conditionally appr ove the application contingent upon rece ipt of pr oof of domicile in
+37 this state within sixty days of the applicant r eceiving the temporary license. If the
+38 applicant fails to pr ovide proo f within sixty days of receiv ing the temporary license, the
+39 oversight body may terminate the temporary license and the applicant may reap ply for
+40 a temporary license.
+41 6. The pr ovisions of this section shall not apply to the following:
+42 (1) Any occupation whose oversight body has enter ed into a licensing compact
+43 with another state for the regul ation of practice under the oversight body's jurisdiction.
+44 The pro visions of this section shall not be construed to alter the authority granted by , or
+45 any r equirements pr omulgated pursuant to, any interjurisdictional or interstate
+46 compacts adopted by this state or any rec iproci ty agr eements with other states, and
+47 whenever possible the pr ovisions of this section shall be interpret ed so as to imply no
+48 conflict between it and any compact or any r ecipro city agr eement with other states;
+HCS SB 1092 2
+49 (2) Any occupation set forth in subsection 6 of section 290.257 or any electrical
+50 contractor licensed under sections 324.900 to 324.945;
+51 (3) Any occupation whose r egulators or licensees are requ ired to comply with
+52 specific federal statutory , regu latory , and administrative requ irem ents in order to
+53 practice in this state; or
+54 (4) Assistant physicians licensed under chapter 334.
+55 7. The one-time nonr enewable temporary license shall expir e after two years.
+56 Upon expiration, the individual shall be req uire d to apply for a permanent license in
+57 accordance with the license r equir ements for the occupation for which he or she held the
+58 temporary license.
+59 8. Notwithstanding any other provi sion of law to the contrary , a license issued
+60 under this section shall be valid only in this state and shall not make a licensee eligible to
+61 be part of an interstate compact. An applicant who is licensed in another state pursuant
+62 to an interstate compact shall not be eligible for licensur e by an oversight body under
+63 the pro visions of this section.
+64 9. Notwithstanding any other provi sion of law to the contrary , a license issued
+65 under this section shall be valid only in this state and shall not make a licensee eligible to
+66 obtain a license by reci proci ty in another state.
+67 10. As used in this section, the term "oversight body" means any board,
+68 department, agency , or office of a jurisdiction that issues occupational or profession al
+69 licenses.
+70 1 1. The division of profes sional r egistration may pro mulgate rules to implement
+71 the pr ovisions of this section. Any rule or portion of a rule, as that term is defined in
+72 section 536.010, that is crea ted under the authority delegated in this section shall
+73 become effective only if it complies with and is subject to all of the provi sions of chapter
+74 536 and, if applicable, section 536.028. This section and chapter 536 are nonseverable
+75 and if any of the powers vested with the general assembly pursuant to chapter 536 to
+76 r eview , to delay the effective date, or to disappr ove and annul a rule are subsequently
+77 held unconstitutional, then the grant of rulemaking authority and any rule pr oposed or
+78 adopted after August 28, 2026, shall be invalid and void.
+324.009. 1. For purposes of this section, the following terms mean:
+2 (1) "License", a license, certificate, registration, permit, accreditation, or military
+3 occupational speciality that enables a person to legally practice an occupation or profession in
+4 a particular jurisdiction;
+5 (2) "Military", the Armed Forces of the United States including the Air Force, Army ,
+6 Coast Guard, Marine Corps, Navy , Space Force, National Guard and any other military
+7 branch that is designated by Congress as part of the Armed Forces of the United States, and
+HCS SB 1092 3
+8 all reserve components and auxiliaries. Such term also includes the military reserves and
+9 militia of any United States territory or state;
+10 (3) "Missouri law enforcement officer", any person employed by or otherwise serving
+11 in a position for the state or a local governmental entity in the state of Missouri as a police
+12 of ficer , peace of ficer certified under chapter 590, auxiliary police of ficer , sheriff, sheriff 's
+13 deputy , member of the patrol as that term is defined in section 43.010, or in some like position
+14 involving the enforcement of the law and protection of the public interest at the risk of that
+15 person's life and who is a permanent resident of the state of Missouri or who is domiciled in
+16 the state of Missouri;
+17 (4) "Nonresident military or law enforcement spouse":
+18 (a) A nonresident spouse of an active duty member of the Armed Forces of the United
+19 States who has been transferred or is scheduled to be transferred to the state of Missouri, or
+20 who has been transferred or is scheduled to be transferred to an adjacent state and is or will be
+21 domiciled in the state of Missouri, or has moved to the state of Missouri on a permanent
+22 change-of-station basis; or
+23 (b) A nonresident spouse of a person residing outside the state of Missouri who has
+24 accepted an offer of employment from and with the state or a local governmental entity in the
+25 state of Missouri and who will become a Missouri law enforcement of ficer upon the
+26 commencement of such employment;
+27 (5) "Oversight body", any board, department, agency , or of fice of a jurisdiction that
+28 issues licenses;
+29 (6) "Resident military or law enforcement spouse", a spouse of an active duty
+30 member of the Armed Forces of the United States who has been transferred or is scheduled to
+31 be transferred to the state of Missouri or an adjacent state and who is a permanent resident of
+32 the state of Missouri, who is domiciled in the state of Missouri, or who has Missouri as his or
+33 her home of record, or a spouse of a Missouri law enforcement of ficer .
+34 2. Any person who holds a valid current license issued by another state, a branch or
+35 unit of the military , a territory of the United States, or the District of Columbia, and who has
+36 been licensed for at least one year in such other jurisdiction, may submit an application for a
+37 license in Missouri in the same occupation or profession, and at the same practice level, for
+38 which he or she holds the current license, along with proof of current licensure and proof of
+39 licensure for at least one year in the other jurisdiction, to the relevant oversight body in this
+40 state.
+41 3. The oversight body in this state shall:
+42 (1) W ithin six months of receiving an application described in subsection 2 of this
+43 section, waive any examination, educational, or experience requirements for licensure in this
+44 state for the applicant if it determines that there were minimum education requirements and, if
+HCS SB 1092 4
+45 applicable, work experience and clinical supervision requirements in ef fect and the other
+46 [ state ] jurisdiction verifies that the person met those requirements in order to be licensed or
+47 certified in that [ state ] jurisdiction . An oversight body that administers an examination on
+48 laws of this state as part of its licensing application requirement may require an applicant to
+49 take and pass an examination specific to the laws of this state; or
+50 (2) W ithin thirty days of receiving an application described in subsection 2 of this
+51 section from a nonresident military or law enforcement spouse or a resident military or law
+52 enforcement spouse, waive any examination, educational, or experience requirements for
+53 licensure in this state for the applicant and issue such applicant a license under this section if
+54 such applicant otherwise meets the requirements of this section.
+55 4. (1) The oversight body shall not waive any examination, educational, or
+56 experience requirements for any applicant who has had his or her license revoked by an
+57 oversight body outside the state; who is currently under investigation, who has a complaint
+58 pending, or who is currently under disciplinary action, except as provided in subdivision (2)
+59 of this subsection, with an oversight body outside the state; who does not hold a license in
+60 good standing with an oversight body outside the state; who has a criminal record that would
+61 disqualify him or her for licensure in Missouri; or who does not hold a valid current license in
+62 the other jurisdiction on the date the oversight body receives his or her application under this
+63 section.
+64 (2) If another jurisdiction has taken disciplinary action against an applicant, the
+65 oversight body shall determine if the cause for the action was corrected and the matter
+66 resolved. If the matter has not been resolved by that jurisdiction, the oversight body may
+67 deny a license until the matter is resolved.
+68 5. Nothing in this section shall prohibit the oversight body from denying a license to
+69 an applicant under this section for any reason described in any section associated with the
+70 occupation or profession for which the applicant seeks a license.
+71 6. Any person who is licensed under the provisions of this section shall be subject to
+72 the applicable oversight body's jurisdiction and all rules and regulations pertaining to the
+73 practice of the licensed occupation or profession in this state. Any health care provi der
+74 licensed under the pr ovisions of this section shall be deemed fully licensed to practice
+75 within the pr ofession's scope of practice in this state and may pr ovide telehealth services
+76 as described in section 191.1 145 to the same extent and in the same manner as a health
+77 car e pr ovider who r eceived his or her license without a waiver of any requ irem ents.
+78 7. This section shall not be construed to waive any requirement for an applicant to
+79 pay any fees, post any bonds or surety bonds, or submit proof of insurance associated with the
+80 license the applicant seeks.
+HCS SB 1092 5
+81 8. This section shall not apply to business, professional, or occupational licenses
+82 issued or required by political subdivisions.
+83 9. The provisions of this section shall not impede an oversight body's authority to
+84 require an applicant to submit fingerprints as part of the application process.
+85 10. The provisions of this section shall not be construed to alter the authority granted
+86 by , or any requirements promulgated pursuant to, any interjurisdictional or interstate
+87 compacts adopted by Missouri statute or any reciprocity agreements with other states in
+88 ef fect, and whenever possible this section shall be interpreted so as to imply no conflict
+89 between it and any compact, or any reciprocity agreements with other states in ef fect.
+90 1 1. Notwithstanding any other provision of law , a license issued under this section
+91 shall be valid only in this state and shall not make a licensee eligible to be part of an interstate
+92 compact. An applicant who is licensed in another state pursuant to an interstate compact shall
+93 not be eligible for licensure by an oversight body under the provisions of this section.
+94 12. The provisions of this section shall not apply to any occupation set forth in
+95 subsection 6 of section 290.257, or any electrical contractor licensed under sections 324.900
+96 to 324.945.
+324.218. 1. An applicant who has not pr eviously taken or passed an examination
+2 r ecognized by the committee and who meets the qualifications of subsection 2 of section
+3 324.210 may obtain without examination a nonr enewable temporary license by paying a
+4 temporary-license fee and submitting to the committee an agre ement-to-supervise form
+5 that is signed by a licensed dietitian who has agr eed to supervise the applicant. Such
+6 temporary licensee may practice dietetics, but any such practice shall be under the
+7 supervision of a dietitian licensed in this state.
+8 2. (1) Any dietitian who has agr eed to supervise a temporary licensee shall hold
+9 an unencumber ed license to practice dietetics in this state and shall prov ide the
+10 committee pr oof of active dietetics practice in this state for a minimum of one year
+11 befor e supervising the temporary licensee.
+12 (2) The supervising dietitian shall not be an immediate family member of the
+13 temporary licensee. The committee shall define the term "immediate family member"
+14 for purposes of this subdivision and the scope of such supervision by rule.
+15 3. (1) The dietitian who has agr eed to supervise the applicant for a temporary
+16 license shall submit to the committee a signed and notarized form pr escribed by the
+17 committee attesting that the applicant for a temporary license shall begin employment
+18 at a location in this state within seven days of issuance of the temporary license.
+19 (2) If the temporary licensee's employment described in subdivision (1) of this
+20 subsection ceases, the supervising dietitian shall notify the committee within thr ee days
+21 of such cessation.
+HCS SB 1092 6
+22 4. A licensed dietitian shall not supervise mor e than one temporary licensee at a
+23 time.
+24 5. The temporary license obtained by an applicant under this section shall expir e
+25 the date the committee is notified by the supervising dietitian that the temporary
+26 licensee's employment has ceased or within one hundred eighty days of its issuance,
+27 whichever occurs first.
+324.1800. 1. Sections 324.1800 to 324.1865 shall be known and may be cited as
+2 the "Dietitian Licensur e Compact".
+3 2. The purpose of this Compact is to facilitate interstate Practice of Dietetics
+4 with the goal of impro ving public access to dietetics services. This Compact preserves
+5 the regu latory authority of States to pr otect public health and safety thr ough the
+6 curr ent system of State licensur e, while also pr oviding for licensur e portability thr ough
+7 a Compact Privilege granted to qualifying pro fessionals.
+8 3. This Compact is designed to achieve the following objectives:
+9 (1) Increas e public access to dietetics services;
+10 (2) Pr ovide opportunities for interstate practice by Licensed Dietitians who meet
+11 uniform req uire ments;
+12 (3) Eliminate the necessity for Licenses in multiple States;
+13 (4) Reduce administrative burden on Member States and Licensees;
+14 (5) Enhance the States' ability to pr otect the public's health and safety;
+15 (6) Encourage the cooperation of Member States in regul ating multistate
+16 practice of Licensed Dietitians;
+17 (7) Support relo cating Active Military Members and their spouses;
+18 (8) Enhance the exchange of licensure , investigative, and disciplinary
+1 9 information among Member States; and
+20 (9) V est all Member States with the authority to hold a Licensed Dietitian
+21 accountable for meeting all State practice laws in the State in which the patient is
+22 located at the time care is ren dered .
+324.1805. As used in this Compact, and except as otherwise pr ovided, the
+2 following definitions shall apply:
+3 (1) "ACEND" means the Accred itation Council for Education in Nutrition and
+4 Dietetics or its successor organization.
+5 (2) "Active Military Member" means any individual with full-time duty status in
+6 the active armed for ces of the United States, including members of the National Guard
+7 and Reserve.
+8 (3) "Adverse Action" means any administrative, civil, equitable or criminal
+9 action permitted by a State's laws which is imposed by a Licensing Authority or other
+HCS SB 1092 7
+10 authority against a Licensee, including actions against an individual's License or
+11 Compact Privilege such as revocation , suspension, pr obation, monitoring of the
+12 Licensee, limitation on the Licensee's practice, or any other Encumbrance on licensur e
+13 affecting a Licensee's authorization to practice, including issuance of a cease and desist
+14 action.
+15 (4) "Alternative Pr ogram" means a non-disciplinary monitoring or practice
+16 r emediation pro cess appr oved by a Licensing Authority .
+17 (5) "Charter Member State" means any Member State which enacted this
+18 Compact by law before the Effective Date specified in section 324.1855.
+19 (6) "Continuing Education" means a req uire ment, as a condition of License
+20 r enewal, to pr ovide evidence of participation in, and completion of, educational and
+21 pr ofessional activities releva nt to practice or ar ea of work.
+22 (7) "CDR" means the Commission on Dietetic Registration or its successor
+23 organization.
+24 (8) "Compact Commission" means the government agency whose membership
+25 consists of all States that have enacted this Compact, which is known as the Dietitian
+26 Licensur e Compact Commission, as described in section 324.1835, and which shall
+27 operate as an instrumentality of the Member States.
+28 (9) "Compact Privilege" means a legal authorization, which is equivalent to a
+29 License, permitting the Practice of Dietetics in a Remote State.
+30 (10) "Current Significant Investigative Information" means:
+31 (a) Investigative Information that a Licensing Authority , after a pr eliminary
+32 inquiry that includes notification and an opportunity for the subject Licensee to
+33 r espond, if requi red by State law , has rea son to believe is not gr oundless and, if prov ed
+34 true, would indicate mor e than a minor infraction; or
+35 (b) Investigative Information that indicates that the subject Licensee rep res ents
+36 an immediate thr eat to public health and safety r egardless of whether the subject
+37 Licensee has been notified and had an opportunity to res pond.
+38 (1 1) "Data System" means a repo sitory of information about Licensees,
+39 including, but not limited to, Continuing Education, examination, licensure ,
+4 0 investigative, Compact Privilege and Adverse Action information.
+41 (12) "Encumber ed License" means a License in which an Adverse Action
+42 r estricts a Licensee's ability to practice dietetics.
+43 (13) "Encumbrance" means a r evocation or suspension of, or any limitation on a
+44 Licensee's full and unr estricted Practice of Dietetics by a Licensing Authority .
+HCS SB 1092 8
+45 (14) "Executive Committee" means a gr oup of delegates elected or appointed to
+46 act on behalf of, and within the powers granted to them by , this Compact, and the
+47 Compact Commission.
+48 (15) "Home State" means the Member State that is the Licensee's primary State
+49 of res idence or that has been designated pursuant to section 324.1825.
+50 (16) "Investigative Information" means information, record s, and documents
+51 r eceived or generated by a Licensing Authority pursuant to an investigation.
+52 (17) "Jurisprudence Requirem ent" means an assessment of an individual's
+53 knowledge of the State laws and r egulations governing the Practice of Dietetics in such
+54 State.
+55 (18) "License" means an authorization fr om a Member State to either:
+56 (a) Engage in the Practice of Dietetics (including medical nutrition therapy); or
+57 (b) Use the title "dietitian," "licensed dietitian," "licensed dietitian nutritionist,"
+58 "certified dietitian," or other title describing a substantially similar practitioner as the
+59 Compact Commission may further define by Rule.
+60 (19) "Licensee" or "Licensed Dietitian" means an individual who curr ently
+61 holds a License and who meets all of the requ irem ents outlined in section 324.1815.
+62 (20) "Licensing Authority" means the board or agency of a State, or equivalent,
+63 that is res ponsible for the licensing and r egulation of the Practice of Dietetics.
+64 (21) "Member State" means a State that has enacted the Compact.
+65 (22) "Practice of Dietetics" means the synthesis and application of dietetics as
+66 defined by state law and regu lations, primarily for the pro vision of nutrition car e
+67 services, including medical nutrition therapy , in person or via telehealth, to pr event,
+68 manage, or tr eat diseases or medical conditions and pr omote wellness.
+69 (23) "Registered Dietitian" means a person who:
+70 (a) Has completed applicable education, experience, examination, and
+7 1 r ecertification re quir ements appr oved by CDR;
+72 (b) Is creden tialed by CDR as a r egistere d dietitian or a registe red dietitian
+73 nutritionist; and
+74 (c) Is legally authorized to use the title regi stered dietitian or reg istered dietitian
+75 nutritionist and the corr esponding abbr eviations "RD" or "RDN."
+76 (24) "Remote State" means a Member State other than the Home State, wher e a
+77 Licensee is exer cising or seeking to exerci se a Compact Privilege.
+78 (25) "Rule" means a regul ation pr omulgated by the Compact Commission that
+79 has the for ce of law .
+80 (26) "Single State License" means a License issued by a Member State within
+81 the issuing State and does not include a Compact Privilege in any other Member State.
+HCS SB 1092 9
+82 (27) "State" means any state, commonwealth, district, or territory of the United
+83 States of America.
+84 (28) "Unencumber ed License" means a License that authorizes a Licensee to
+85 engage in the full and unr estricted Practice of Dietetics.
+324.1810. 1. T o participate in the Compact, a State must curre ntly:
+2 (1) License and r egulate the Practice of Dietetics; and
+3 (2) Have a mechanism in place for receivi ng and investigating complaints about
+4 Licensees.
+5 2. A Member State shall:
+6 (1) Participate fully in the Compact Commission's Data System, including using
+7 the unique identifier as defined in Rules;
+8 (2) Notify the Compact Commission, in compliance with the terms of the
+9 Compact and Rules, of any Adverse Action or the availability of Curren t Significant
+10 Investigative Information regard ing a Licensee;
+11 (3) Implement or utilize pr ocedur es for considering the criminal history reco rd
+12 information of applicants for an initial Compact Privilege. These proced ures shall
+13 include the submission of fingerprints or other biometric-based information by
+14 applicants for the purpose of obtaining an applicant's criminal history re cord
+15 information fr om the Federal Bureau of Investigation and the agency res ponsible for
+16 r etaining that State's criminal reco rds;
+17 (a) A Member State must fully implement a criminal history reco rd information
+18 r equir ement, within a time frame established by Rule, which includes receivi ng the
+19 r esults of the Federal Burea u of Investigation r ecord sear ch and shall use those r esults
+20 in determining Compact Privilege eligibility .
+21 (b) Communication between a Member State and the Compact Commission or
+22 among Member States regard ing the verification of eligibility for a Compact Privilege
+23 shall not include any information recei ved fr om the Federal Burea u of Investigation
+24 r elating to a federal criminal history record information check performed by a Member
+25 State;
+26 (4) Comply with and enfor ce the Rules of the Compact Commission;
+27 (5) Requir e an applicant for a Compact Privilege to obtain or ret ain a License in
+28 the Licensee's Home State and meet the Home State's qualifications for licensur e or
+29 r enewal of licensur e, as well as all other applicable State laws; and
+30 (6) Recognize a Compact Privilege granted to a Licensee who meets all of the
+31 r equir ements outlined in section 324.1815 in accordance with the terms of the Compact
+32 and Rules.
+33 3. Member States may set and collect a fee for granting a Compact Privilege.
+HCS SB 1092 10
+34 4. Individuals not r esiding in a Member State shall continue to be able to apply
+35 for a Member State's Single State License as pr ovided under the laws of each Member
+36 State. However , the Single State License granted to these individuals shall not be
+37 r ecognized as granting a Compact Privilege to engage in the Practice of Dietetics in any
+38 other Member State.
+39 5. Nothing in this Compact shall affect the r equir ements established by a
+40 Member State for the issuance of a Single State License.
+41 6. At no point shall the Compact Commission have the power to define the
+42 r equir ements for the issuance of a Single State License to practice dietetics. The
+43 Member States shall ret ain sole jurisdiction over the pr ovision of these re quir ements.
+324.1815. 1. T o exercise the Compact Privilege under the terms and pr ovisions
+2 of the Compact, the Licensee shall:
+3 (1) Satisfy one of the following:
+4 (a) Hold a valid curr ent regi stration that gives the applicant the right to use the
+5 term Register ed Dietitian; or
+6 (b) Complete all of the following:
+7 a. An education pr ogram which is either:
+8 (i) A master's degree or doctoral degr ee that is progr ammatically accred ited by:
+9 i. ACEND; or
+10 ii. A dietetics accr editing agency recog nized by the United States Department of
+11 Education, which the Compact Commission may by Rule determine, and fr om a college
+12 or university accre dited at the time of graduation by the appr opriate region al
+13 accr editing agency recogn ized by the Council on Higher Education Accr editation and
+14 the United States Department of Education.
+15 (ii) An academic degree fr om a college or university in a for eign country
+16 equivalent to the degree described in item (i) that is pr ogrammatically accredi ted by:
+17 i. ACEND; or
+18 ii. A dietetics accr editing agency recog nized by the United States Department of
+19 Education, which the Compact Commission may by Rule determine.
+20 b. A planned, documented, supervised practice experience in dietetics that is
+21 pr ogrammatically accr edited by:
+22 (i) ACEND; or
+23 (ii) A dietetics accred iting agency recog nized by the United States Department of
+24 Education which the Compact Commission may by Rule determine and which involves
+25 at least 1000 hours of practice experience under the supervision of a Register ed Dietitian
+26 or a Licensed Dietitian.
+27 c. Successful completion of either:
+HCS SB 1092 1 1
+28 (i) The Registration Examination for Dietitians administer ed by CDR; or
+29 (ii) A national cr edentialing examination for dietitians appr oved by the Compact
+30 Commission by Rule; such completion being no mor e than five years prior to the date of
+31 the Licensee's application for initial licensur e and accompanied by a period of
+32 continuous licensur e ther eafter , all of which may be further governed by the Rules of the
+33 Compact Commission;
+34 (2) Hold an Unencumbered License in the Home State;
+35 (3) Notify the Compact Commission that the Licensee is seeking a Compact
+36 Privilege within a Remote State or States;
+37 (4) Pay any applicable fees, including any State fee, for the Compact Privilege;
+38 (5) Meet any Jurisprudence Requirem ents established by the Remote State or
+39 States in which the Licensee is seeking a Compact Privilege; and
+40 (6) Report to the Compact Commission any Adverse Action, Encumbrance, or
+41 r estriction on a License taken by any non-Member State within 30 days fr om the date
+42 the action is taken.
+43 2. The Compact Privilege is valid until the expiration date of the Home State
+44 License. T o maintain a Compact Privilege, r enewal of the Compact Privilege shall be
+45 congruent with the ren ewal of the Home State License as the Compact Commission may
+46 define by Rule. The Licensee must comply with the req uiremen ts of subsection 1 of this
+47 section to maintain the Compact Privilege in the Remote State or States.
+48 3. A Licensee exerci sing a Compact Privilege shall adher e to the laws and
+49 r egulations of the Remote State. Licensees shall be res ponsible for educating themselves
+50 on, and complying with, any and all State laws relat ing to the Practice of Dietetics in
+51 such Remote State.
+52 4. Notwithstanding anything to the contrary pr ovided in this Compact or State
+53 law , a Licensee exer cising a Compact Privilege shall not be r equir ed to complete
+54 Continuing Education Requir ements r equir ed by a Remote State. A Licensee exerc ising
+55 a Compact Privilege is only requi red to meet any Continuing Education Requireme nts
+56 as requ ired by the Home State.
+324.1820. 1. A Licensee may hold a Home State License, which allows for a
+2 Compact Privilege in other Member States, in only one Member State at a time.
+3 2. If a Licensee changes Home State by moving between two Member States:
+4 (1) The Licensee shall file an application for obtaining a new Home State License
+5 based on a Compact Privilege, pay all applicable fees, and notify the curr ent and new
+6 Home State in accordance with the Rules of the Compact Commission.
+7 (2) Upon r eceipt of an application for obtaining a new Home State License by
+8 virtue of a Compact Privilege, the new Home State shall verify that the Licensee meets
+HCS SB 1092 12
+9 the criteria in section 324.1815 via the Data System, and requi re that the Licensee
+10 complete the following:
+11 (a) Federal Bureau of Investigation fingerprint based criminal history rec ord
+12 information check;
+13 (b) Any other criminal history record information r equir ed by the new Home
+14 State; and
+15 (c) Any Jurisprudence Requirem ents of the new Home State.
+16 (3) The former Home State shall convert the former Home State License into a
+17 Compact Privilege once the new Home State has activated the new Home State License
+18 in accordance with applicable Rules adopted by the Compact Commission.
+19 (4) Notwithstanding any other pr ovision of this Compact, if the Licensee cannot
+20 meet the criteria in section 324.1815, the new Home State may apply its r equir ements
+21 for issuing a new Single State License.
+22 (5) The Licensee shall pay all applicable fees to the new Home State in order to
+23 be issued a new Home State License.
+24 3. If a Licensee changes their State of r esidence by moving fr om a Member State
+25 to a non-Member State, or fr om a non-Member State to a Member State, the State
+26 criteria shall apply for issuance of a Single State License in the new State.
+27 4. Nothing in this Compact shall interfer e with a Licensee's ability to hold a
+28 Single State License in multiple States; however , for the purposes of this Compact, a
+29 Licensee shall have only one Home State License.
+30 5. Nothing in this Compact shall affect the r equir ements established by a
+31 Member State for the issuance of a Single State License.
+324.1825. An Active Military Member , or their spouse, shall designate a Home
+2 State wher e the individual has a curr ent License in good standing. The individual may
+3 r etain the Home State designation during the period the service member is on active
+4 duty .
+324.1830. 1. In addition to the other powers conferred by State law , a Remote
+2 State shall have the authority , in accordance with existing State due proce ss law , to:
+3 (1) T ake Adverse Action against a Licensee's Compact Privilege within that
+4 Member State; and
+5 (2) Issue subpoenas for both hearings and investigations that requ ire the
+6 attendance and testimony of witnesses as well as the prod uction of evidence. Subpoenas
+7 issued by a Licensing Authority in a Member State for the attendance and testimony of
+8 witnesses or the pr oduction of evidence from another Member State shall be enforced in
+9 the latter State by any court of competent jurisdiction, according to the practice and
+10 pr ocedur e applicable to subpoenas issued in pr oceedings pending before that court. The
+HCS SB 1092 13
+11 issuing authority shall pay any witness fees, travel expenses, mileage, and other fees
+12 r equir ed by the service statutes of the State in which the witnesses or evidence are
+13 located.
+14 2. Only the Home State shall have the power to take Adverse Action against a
+15 Licensee's Home State License.
+16 3. For purposes of taking Adverse Action, the Home State shall give the same
+17 priority and effect to reported conduct received fr om a Member State as it would if the
+18 conduct had occurr ed within the Home State. In so doing, the Home State shall apply
+19 its own State laws to determine appr opriate action.
+20 4. The Home State shall complete any pending investigations of a Licensee who
+21 changes Home States during the course of the investigations. The Home State shall also
+22 have authority to take appr opriate action or actions and shall pr omptly r eport the
+23 conclusions of the investigations to the administrator of the Data System. The
+24 administrator of the Data System shall pr omptly notify the new Home State of any
+25 Adverse Actions.
+26 5. A Member State, if otherwise permitted by State law , may reco ver fr om the
+27 affected Licensee the costs of investigations and dispositions of cases res ulting fr om any
+28 Adverse Action taken against that Licensee.
+29 6. A Member State may take Adverse Action based on the factual findings of
+30 another Remote State, pro vided that the Member State follows its own proce dures for
+31 taking the Adverse Action.
+32 7. (1) In addition to the authority granted to a Member State by its res pective
+33 State law , any Member State may participate with other Member States in joint
+34 investigations of Licensees.
+35 (2) Member States shall share any investigative, litigation, or compliance
+36 materials in furtherance of any joint investigation initiated under the Compact.
+37 8. If Adverse Action is taken by the Home State against a Licensee's Home State
+38 License res ulting in an Encumbrance on the Home State License, the Licensee's
+39 Compact Privilege or Privileges in all other Member States shall be revok ed until all
+40 Encumbrances have been rem oved from the Home State License. All Home State
+41 disciplinary orders that impose Adverse Action against a Licensee shall include a
+42 statement that the Licensee's Compact Privileges ar e rev oked in all Member States
+43 during the pendency of the order .
+44 9. Once an Encumber ed License in the Home State is r estor ed to an
+45 Unencumber ed License (as certified by the Home State's Licensing Authority), the
+46 Licensee must meet the req uirements of subsection 1 of section 324.1815 and follow the
+HCS SB 1092 14
+47 administrative requ irem ents to reapp ly to obtain a Compact Privilege in any Remote
+48 State.
+49 10. If a Member State takes Adverse Action, it shall pr omptly notify the
+50 administrator of the Data System. The administrator of the Data System shall pr omptly
+51 notify the other Member States of any Adverse Actions.
+52 1 1. Nothing in this Compact shall override a Member State's decision that
+53 participation in an Alternative Pr ogram may be used in lieu of Adverse Action.
+324.1835. 1. The Compact Member States her eby creat e and establish a joint
+2 government agency whose membership consists of all Member States that have enacted
+3 the Compact known as the Dietitian Licensur e Compact Commission. The Compact
+4 Commission is an instrumentality of the Compact States acting jointly and not an
+5 instrumentality of any one State. The Compact Commission shall come into existence
+6 on or after the effective date of the Compact as set forth in section 324.1855.
+7 2. (1) Each Member State shall have and be limited to one (1) delegate selected
+8 by that Member State's Licensing Authority .
+9 (2) The delegate shall be the primary administrator of the Licensing Authority
+10 or their designee.
+11 (3) The Compact Commission shall by Rule or bylaw establish a term of office
+12 for delegates and may by Rule or bylaw establish term limits.
+13 (4) The Compact Commission may recomm end rem oval or suspension of any
+14 delegate fr om office.
+15 (5) A Member State's Licensing Authority shall fill any vacancy of its delegate
+16 occurring on the Compact Commission within 60 days of the vacancy .
+17 (6) Each delegate shall be entitled to one vote on all matters before the Compact
+18 Commission requ iring a vote by the delegates.
+19 (7) Delegates shall meet and vote by such means as set forth in the bylaws. The
+20 bylaws may pr ovide for delegates to meet and vote in-person or by telecommunication,
+21 video conferenc e, or other means of communication.
+22 (8) The Compact Commission shall meet at least once during each calendar year .
+23 Additional meetings may be held as set forth in the bylaws. The Compact Commission
+24 may meet in person or by telecommunication, video conferen ce, or other means of
+25 communication.
+26 3. The Compact Commission shall have the following powers:
+27 (1) Establish the fiscal year of the Compact Commission;
+28 (2) Establish code of conduct and conflict of interes t policies;
+29 (3) Establish and amend Rules and bylaws;
+30 (4) Maintain its financial r ecords in accordance with the bylaws;
+HCS SB 1092 15
+31 (5) Meet and take such actions as ar e consistent with the pr ovisions of this
+32 Compact, the Compact Commission's Rules, and the bylaws;
+33 (6) Initiate and conclude legal pr oceedings or actions in the name of the
+34 Compact Commission, prov ided that the standing of any Licensing Authority to sue or
+35 be sued under applicable law shall not be affected;
+36 (7) Maintain and certify reco rds and information provi ded to a Member State as
+37 the authenticated business records of the Compact Commission, and designate an agent
+38 to do so on the Compact Commission's behalf;
+39 (8) Purchase and maintain insurance and bonds;
+40 (9) Borrow , accept, or contract for services of personnel, including, but not
+41 limited to, employees of a Member State;
+42 (10) Conduct an annual financial rev iew;
+43 (1 1) Hir e employees, elect or appoint officers, fix compensation, define duties,
+44 grant such individuals appr opriate authority to carry out the purposes of the Compact,
+45 and establish the Compact Commission's personnel policies and pr ograms relat ing to
+46 conflicts of interes t, qualifications of personnel, and other r elated personnel matters;
+47 (12) Assess and collect fees;
+48 (13) Accept any and all appr opriate donations, grants of money , other sources of
+49 r evenue, equipment, supplies, materials, services, and gifts, and r eceive, utilize, and
+50 dispose of the same; pr ovided that at all times the Compact Commission shall avoid any
+51 actual or appearance of impr opriety or conflict of interes t;
+52 (14) Lease, pur chase, ret ain, own, hold, impr ove, or use any pr operty , r eal,
+53 personal, or mixed, or any undivided interes t ther ein;
+54 (15) Sell, convey , mortgage, pledge, lease, exchange, abandon, or otherwise
+55 dispose of any pr operty real, personal, or mixed;
+56 (16) Establish a budget and make expenditur es;
+57 (17) Borrow money;
+58 (18) Appoint committees, including standing committees, composed of members,
+59 State r egulators, State legislators or their re pr esentatives, and consumer
+6 0 r epresent atives, and such other interes ted persons as may be designated in this
+61 Compact or the bylaws;
+62 (19) Pr ovide and r eceive information fr om, and cooperate with, law enforcem ent
+63 agencies;
+64 (20) Establish and elect an Executive Committee, including a chair and a vice
+65 chair;
+HCS SB 1092 16
+66 (21) Determine whether a State's adopted language is materially differ ent fr om
+67 the model compact language such that the State would not qualify for participation in
+68 the Compact; and
+69 (22) Perform such other functions as may be necessary or appr opriate to achieve
+70 the purposes of this Compact.
+71 4. (1) The Executive Committee shall have the power to act on behalf of the
+72 Compact Commission according to the terms of this Compact. The powers, duties, and
+73 r esponsibilities of the Executive Committee shall include:
+74 (a) Oversee the day-to-day activities of the administration of the Compact
+75 including enforcem ent and compliance with the pr ovisions of the Compact, its Rules and
+76 bylaws, and other such duties as deemed necessary;
+77 (b) Recommend to the Compact Commission changes to the Rules or bylaws,
+78 changes to this Compact legislation, fees charged to Compact Member States, fees
+79 charged to Licensees, and other fees;
+80 (c) Ensur e Compact administration services ar e appr opriately pr ovided,
+81 including by contract;
+82 (d) Pr epare and rec ommend the budget;
+83 (e) Maintain financial r ecords on behalf of the Compact Commission;
+84 (f) Monitor Compact compliance of Member States and pro vide compliance
+85 r eports to the Compact Commission;
+86 (g) Establish additional committees as necessary;
+87 (h) Exer cise the powers and duties of the Compact Commission during the
+88 interim between Compact Commission meetings, except for adopting or amending
+89 Rules, adopting or amending bylaws, and exerci sing any other powers and duties
+90 expr essly r eserved to the Compact Commission by Rule or bylaw; and
+91 (i) Other duties as prov ided in the Rules or bylaws of the Compact Commission.
+92 (2) The Executive Committee shall be composed of nine members:
+93 (a) The chair and vice chair of the Compact Commission shall be voting
+94 members of the Executive Committee;
+95 (b) Five voting members fr om the curren t membership of the Compact
+96 Commission, elected by the Compact Commission;
+97 (c) One ex-officio, nonvoting member fr om a r ecognized profession al association
+98 r epresent ing dietitians; and
+99 (d) One ex-officio, nonvoting member fr om a re cognized national cr edentialing
+100 organization for dietitians.
+101 (3) The Compact Commission may r emove any member of the Executive
+102 Committee as pr ovided in the Compact Commission's bylaws.
+HCS SB 1092 17
+103 (4) (a) The Executive Committee shall meet at least annually .
+104 (b) Executive Committee meetings shall be open to the public, except that the
+105 Executive Committee may meet in a closed, non-public meeting as pr ovided in
+106 subdivision (2) of subsection 6 of this section.
+107 (c) The Executive Committee shall give 30 days' notice of its meetings, posted on
+108 the website of the Compact Commission and as determined to pr ovide notice to persons
+109 with an interes t in the business of the Compact Commission.
+110 (d) The Executive Committee may hold a special meeting in accordance with
+111 paragraph (c) of subdivision (1) of subsection 6 of this section.
+112 5. The Compact Commission shall adopt and pro vide to the Member States an
+113 annual r eport.
+114 6. (1) (a) All meetings shall be open to the public, except that the Compact
+115 Commission may meet in a closed, non-public meeting as pr ovided in subdivision (2) of
+116 this subsection.
+117 (b) Public notice for all meetings of the full Compact Commission shall be given
+118 in the same manner as requi red under the rulemaking pr ovisions in section 324.1845,
+119 except that the Compact Commission may hold a special meeting as prov ided in
+120 paragraph (c) of this subdivision.
+121 (c) The Compact Commission may hold a special meeting when it must meet to
+122 conduct emergency business by giving 24 hours' notice to all Member States, on the
+123 Compact Commission's website, and other means as pro vided in the Compact
+124 Commission's Rules. The Compact Commission's legal counsel shall certify that the
+125 Compact Commission's need to meet qualifies as an emergency .
+126 (2) The Compact Commission or the Executive Committee or other committees
+127 of the Compact Commission may convene in a closed, non-public meeting for the
+128 Compact Commission or Executive Committee or other committees of the Compact
+129 Commission to receiv e legal advice or to discuss:
+130 (a) Non-compliance of a Member State with its obligations under the Compact;
+131 (b) The employment, compensation, discipline, or other matters, practices, or
+132 pr ocedur es r elated to specific employees;
+133 (c) Curr ent or thr eatened discipline of a Licensee by the Compact Commission
+134 or by a Member State's Licensing Authority;
+135 (d) Curre nt, thr eatened, or reas onably anticipated litigation;
+136 (e) Negotiation of contracts for the pur chase, lease, or sale of goods, services, or
+137 r eal estate;
+138 (f) Accusing any person of a crime or formally censuring any person;
+HCS SB 1092 18
+139 (g) T rade secr ets or commer cial or financial information that is privileged or
+140 confidential;
+141 (h) Information of a personal natur e wher e disclosure would constitute a clearly
+142 unwarranted invasion of personal privacy;
+143 (i) Investigative record s compiled for law enfor cement purposes;
+144 (j) Information r elated to any investigative repo rts prepa red by or on behalf of
+145 or for use of the Compact Commission or other committee charged with res ponsibility
+146 of investigation or determination of compliance issues pursuant to the Compact;
+147 (k) Matters specifically exempted fr om disclosur e by federal or Member State
+148 law; or
+149 (l) Other matters as specified in the Rules of the Compact Commission.
+150 (3) If a meeting, or portion of a meeting, is closed, the pr esiding officer shall state
+151 that the meeting will be closed and ref eren ce each relev ant exempting provi sion, and
+152 such re feren ce shall be recor ded in the minutes.
+153 (4) The Compact Commission shall keep minutes that fully and clearly describe
+154 all matters discussed in a meeting and shall prov ide a full and accurate summary of
+155 actions taken, and the reas ons ther efor , including a description of the views expr essed.
+156 All documents consider ed in connection with an action shall be identified in such
+157 minutes. All minutes and documents of a closed meeting shall r emain under seal,
+158 subject to r elease only by a majority vote of the Compact Commission or order of a
+159 court of competent jurisdiction.
+160 7. (1) The Compact Commission shall pay , or provi de for the payment of, the
+161 r easonable expenses of its establishment, organization, and ongoing activities.
+162 (2) The Compact Commission may accept any and all appr opriate reven ue
+163 sour ces as pr ovided in subdivision (13) of subsection 3 of this section.
+164 (3) The Compact Commission may levy on and collect an annual assessment
+165 fr om each Member State and impose fees on Licensees of Member States to whom it
+166 grants a Compact Privilege to cover the cost of the operations and activities of the
+167 Compact Commission and its staff, which must, in a total amount, be sufficient to cover
+168 its annual budget as appr oved each year for which revenu e is not prov ided by other
+169 sour ces. The aggr egate annual assessment amount for Member States shall be allocated
+170 based upon a formula that the Compact Commission shall promul gate by Rule.
+171 (4) The Compact Commission shall not incur obligations of any kind prior to
+172 securing the funds adequate to meet the same; nor shall the Compact Commission
+173 pledge the cr edit of any of the Member States, except by and with the authority of the
+174 Member State.
+HCS SB 1092 19
+175 (5) The Compact Commission shall keep accurate accounts of all recei pts and
+176 disbursements. The r eceipts and disbursements of the Compact Commission shall be
+177 subject to the financial rev iew and accounting proce dures established under its bylaws.
+178 However , all receip ts and disbursements of funds handled by the Compact Commission
+179 shall be subject to an annual financial review by a certified or licensed public
+180 accountant, and the r eport of the financial revi ew shall be included in and become part
+181 of the annual repo rt of the Compact Commission.
+182 8. (1) The members, officers, executive director , employees and repr esentatives
+183 of the Compact Commission shall be immune fr om suit and liability , both personally
+184 and in their official capacity , for any claim for damage to or loss of pro perty or personal
+185 injury or other civil liability caused by or arising out of any actual or alleged act, error ,
+186 or omission that occurr ed, or that the person against whom the claim is made had a
+187 r easonable basis for believing occurr ed within the scope of Compact Commission
+188 employment, duties, or r esponsibilities; pr ovided that nothing in this subdivision shall
+189 be construed to protect any such person fr om suit or liability for any damage, loss,
+190 injury , or liability caused by the intentional or willful or wanton misconduct of that
+191 person. The pr ocure ment of insurance of any type by the Compact Commission shall
+192 not in any way compromis e or limit the immunity granted her eunder .
+193 (2) The Compact Commission shall defend any member , officer , executive
+194 dir ector , employee, and r epresent ative of the Compact Commission in any civil action
+195 seeking to impose liability arising out of any actual or alleged act, error , or omission that
+196 occurr ed within the scope of Compact Commission employment, duties, or
+1 9 7 r esponsibilities, or as determined by the Compact Commission that the person
+198 against whom the claim is made had a rea sonable basis for believing occurr ed within the
+199 scope of Compact Commission employment, duties, or r esponsibilities; pr ovided that
+200 nothing her ein shall be construed to pro hibit that person fr om ret aining their own
+201 counsel at their own expense; and pr ovided further , that the actual or alleged act, error ,
+202 or omission did not res ult fr om that person's intentional or willful or wanton
+203 misconduct.
+204 (3) The Compact Commission shall indemnify and hold harmless any member ,
+205 officer , executive dir ector , employee, and repr esentative of the Compact Commission for
+206 the amount of any settlement or judgment obtained against that person arising out of
+207 any actual or alleged act, erro r , or omission that occurr ed within the scope of Compact
+208 Commission employment, duties, or r esponsibilities, or that such person had a
+209 r easonable basis for believing occurr ed within the scope of Compact Commission
+210 employment, duties, or r esponsibilities, pro vided that the actual or alleged act, error , or
+HCS SB 1092 20
+211 omission did not r esult fr om the intentional or willful or wanton misconduct of that
+212 person.
+213 (4) Nothing herei n shall be construed as a limitation on the liability of any
+214 Licensee for profes sional malpractice or misconduct, which shall be governed solely by
+215 any other applicable State laws.
+216 (5) Nothing in this Compact shall be interpr eted to waive or otherwise abr ogate
+217 a Member State's state action immunity or state action affirmative defense with res pect
+218 to antitrust claims under the Sherman Act, Clayton Act, or any other State or federal
+219 antitrust or anticompetitive law or regu lation.
+220 (6) Nothing in this Compact shall be construed to be a waiver of soverei gn
+221 immunity by the Member States or by the Compact Commission.
+324.1840. 1. The Compact Commission shall prov ide for the development,
+2 maintenance, operation, and utilization of a coordinated Data System.
+3 2. The Compact Commission shall assign each applicant for a Compact Privilege
+4 a unique identifier , as determined by the Rules.
+5 3. Notwithstanding any other pro vision of State law to the contrary , a Member
+6 State shall submit a uniform data set to the Data System on all individuals to whom this
+7 Compact is applicable as r equir ed by the Rules of the Compact Commission, including:
+8 (1) Identifying information;
+9 (2) Licensure data;
+10 (3) Adverse Actions against a License or Compact Privilege and information
+11 r elated ther eto;
+12 (4) Non-confidential information rel ated to Alternative Pr ogram participation,
+13 the beginning and ending dates of such participation, and other information rel ated to
+14 such participation not made confidential under Member State law;
+15 (5) Any denial of application for licensur e, and the reas on or rea sons for such
+16 denial;
+17 (6) The pr esence of Curr ent Significant Investigative Information; and
+18 (7) Other information that may facilitate the administration of this Compact or
+19 the pro tection of the public, as determined by the Rules of the Compact Commission.
+20 4. The r ecords and information pr ovided to a Member State pursuant to this
+21 Compact or thr ough the Data System, when certified by the Compact Commission or an
+22 agent ther eof, shall constitute the authenticated business rec ords of the Compact
+23 Commission, and shall be entitled to any associated hearsay exception in any r elevant
+24 judicial, quasi-judicial, or administrative proceed ings in a Member State.
+25 5. Curren t Significant Investigative Information pertaining to a Licensee in any
+26 Member State will only be available to other Member States.
+HCS SB 1092 21
+27 6. It is the res ponsibility of the Member States to re port any Adverse Action
+28 against a Licensee and to monitor the Data System to determine whether any Adverse
+29 Action has been taken against a Licensee. Adverse Action information pertaining to a
+30 Licensee in any Member State will be available to any other Member State.
+31 7. Member States contributing information to the Data System may designate
+32 information that may not be shared with the public without the express permission of
+33 the contributing State.
+34 8. Any information submitted to the Data System that is subsequently expunged
+35 pursuant to federal law or the laws of the Member State contributing the information
+36 shall be re moved fr om the Data System.
+324.1845. 1. The Compact Commission shall pr omulgate rea sonable Rules in
+2 order to effectively and efficiently implement and administer the purposes and
+3 pr ovisions of the Compact. A Rule shall be invalid and have no for ce or effect only if a
+4 court of competent jurisdiction holds that the Rule is invalid because the Compact
+5 Commission exercised its rulemaking authority in a manner that is beyond the scope
+6 and purposes of the Compact, or the powers granted hereunder , or based upon another
+7 applicable standard of revie w .
+8 2. The Rules of the Compact Commission shall have the for ce of law in each
+9 Member State, pr ovided however that where the Rules conflict with the laws or
+10 r egulations of a Member State that relat e to the pr ocedur es, actions, and proce sses a
+11 Licensed Dietitian is permitted to undertake in that State and the cir cumstances under
+12 which they may do so, as held by a court of competent jurisdiction, the Rules of the
+13 Compact Commission shall be ineffective in that State to the extent of the conflict.
+14 3. The Compact Commission shall exercise its rulemaking powers pursuant to
+15 the criteria set forth in this Section and the Rules adopted ther eunder . Rules shall
+16 become binding on the day following adoption or as of the date specified in the Rule or
+17 amendment, whichever is later .
+18 4. If a majority of the legislatur es of the Member States rej ects a Rule or portion
+19 of a Rule, by enactment of a statute or res olution in the same manner used to adopt the
+20 Compact within four (4) years of the date of adoption of the Rule, then such Rule shall
+21 have no further for ce and effect in any Member State.
+22 5. Rules shall be adopted at a reg ular or special meeting of the Compact
+23 Commission.
+24 6. Prior to adoption of a pr oposed Rule, the Compact Commission shall hold a
+25 public hearing and allow persons to prov ide oral and written comments, data, facts,
+26 opinions, and arguments.
+HCS SB 1092 22
+27 7. Prior to adoption of a pr oposed Rule by the Compact Commission, and at
+28 least thirty (30) days in advance of the meeting at which the Compact Commission will
+29 hold a public hearing on the pr oposed Rule, the Compact Commission shall pro vide a
+30 Notice of Pr oposed rulemaking:
+31 (1) On the website of the Compact Commission or other publicly accessible
+32 platform;
+33 (2) T o persons who have req uested notice of the Compact Commission's notices
+34 of prop osed rulemaking; and
+35 (3) In such other way or ways as the Compact Commission may by Rule specify .
+36 8. The Notice of Pr oposed rulemaking shall include:
+37 (1) The time, date, and location of the public hearing at which the Compact
+38 Commission will hear public comments on the pro posed Rule and, if differe nt, the time,
+39 date, and location of the meeting wher e the Compact Commission will consider and vote
+40 on the prop osed Rule;
+41 (2) If the hearing is held via telecommunication, video conference, or other
+42 means of communication, the Compact Commission shall include the mechanism for
+43 access to the hearing in the Notice of Pr oposed rulemaking;
+44 (3) The text of the pr oposed Rule and the reas on ther efor;
+45 (4) A requ est for comments on the pr oposed Rule fr om any interes ted person;
+46 and
+47 (5) The manner in which interes ted persons may submit written comments.
+48 9. All hearings will be r ecorded. A copy of the recor ding and all written
+49 comments and documents receiv ed by the Compact Commission in res ponse to the
+50 pr oposed Rule shall be available to the public.
+51 10. Nothing in this Section shall be construed as r equiring a separate hearing on
+52 each Rule. Rules may be gr ouped for the convenience of the Compact Commission at
+53 hearings requ ired by this Section.
+54 1 1. (1) The Compact Commission shall, by majority vote of all members, take
+55 final action on the prop osed Rule based on the rulemaking r ecord and the full text of the
+56 Rule.
+57 (2) The Compact Commission may adopt changes to the pr oposed Rule pr ovided
+58 the changes do not enlarge the original purpose of the pr oposed Rule.
+59 (3) The Compact Commission shall prov ide an explanation of the reas ons for
+60 substantive changes made to the prop osed Rule as well as reas ons for substantive
+61 changes not made that were recommended by commenters.
+62 (4) The Compact Commission shall determine a reas onable effective date for the
+63 Rule. Except for an emergency as pro vided in subsection 12 of this section, the effective
+HCS SB 1092 23
+64 date of the Rule shall be no sooner than 30 days after issuing the notice that it adopted
+65 or amended the Rule.
+66 12. Upon determination that an emergency exists, the Compact Commission
+67 may consider and adopt an emergency Rule with 24 hours' notice, with opportunity to
+68 comment, pr ovided that the usual rulemaking pr ocedur es pro vided in the Compact and
+69 in this Section shall be retr oactively applied to the Rule as soon as reas onably possible,
+70 in no event later than ninety (90) days after the effective date of the Rule. For the
+71 purposes of this pro vision, an emergency Rule is one that must be adopted immediately
+72 in order to:
+73 (1) Meet an imminent thr eat to public health, safety , or welfare;
+74 (2) Pr event a loss of Compact Commission or Member State funds;
+75 (3) Meet a deadline for the pr omulgation of a Rule that is established by federal
+76 law or rule; or
+77 (4) Pr otect public health and safety .
+78 13. The Compact Commission or an authorized committee of the Compact
+79 Commission may dir ect r evision to a pr eviously adopted Rule for purposes of corr ecting
+80 typographical erro rs, err ors in format, erro rs in consistency , or grammatical errors.
+81 Public notice of any revision shall be posted on the website of the Compact Commission.
+82 The revision shall be subject to challenge by any person for a period of thirty (30) days
+83 after posting. The revision may be challenged only on grou nds that the rev ision r esults
+84 in a material change to a Rule. A challenge shall be made in writing and deliver ed to the
+85 Compact Commission prior to the end of the notice period. If no challenge is made, the
+86 r evision will take effect without further action. If the r evision is challenged, the rev ision
+87 may not take effect without the appr oval of the Compact Commission.
+88 14. No Member State's rulemaking requ irem ents shall apply under this
+89 Compact.
+324.1850. 1. (1) The executive and judicial branches of State government in
+2 each Member State shall enforce this Compact and take all actions necessary and
+3 appr opriate to implement this Compact.
+4 (2) Except as otherwise pr ovided in this Compact, venue is pro per and judicial
+5 pr oceedings by or against the Compact Commission shall be brou ght solely and
+6 exclusively in a court of competent jurisdiction wher e the principal office of the
+7 Compact Commission is located. The Compact Commission may waive venue and
+8 jurisdictional defenses to the extent it adopts or consents to participate in alternative
+9 dispute reso lution pr oceedings. Nothing herei n shall affect or limit the selection or
+10 pr opriety of venue in any action against a Licensee for profes sional malpractice,
+11 misconduct, or any such similar matter .
+HCS SB 1092 24
+12 (3) The Compact Commission shall be entitled to r eceive service of pro cess in
+13 any proceed ing rega rding the enfor cement or interpr etation of the Compact and shall
+14 have standing to intervene in such a pro ceeding for all purposes. Failur e to pr ovide the
+15 Compact Commission service of pr ocess shall rend er a judgment or order void as to the
+16 Compact Commission, this Compact, or promulg ated Rules.
+17 2. (1) If the Compact Commission determines that a Member State has
+18 defaulted in the performance of its obligations or res ponsibilities under this Compact or
+19 the pro mulgated Rules, the Compact Commission shall pro vide written notice to the
+20 defaulting State. The notice of default shall describe the default, the pr oposed means of
+21 curing the default, and any other action that the Compact Commission may take and
+22 shall offer training and specific technical assistance reg arding the default.
+23 (2) The Compact Commission shall pr ovide a copy of the notice of default to the
+24 other Member States.
+25 3. If a State in default fails to cur e the default, the defaulting State may be
+26 terminated fro m the Compact upon an affirmative vote of a majority of the delegates of
+27 the Member States, and all rights, privileges, and benefits conferr ed on that State by
+28 this Compact may be terminated on the effective date of termination. A cur e of the
+29 default does not reliev e the offending State of obligations or liabilities incurr ed during
+30 the period of default.
+31 4. T ermination of membership in the Compact shall be imposed only after all
+32 other means of securing compliance have been exhausted. Notice of intent to suspend or
+33 terminate shall be given by the Compact Commission to the governor , the majority and
+34 minority leaders of the defaulting State's legislature, the defaulting State's Licensing
+35 Authority , and each of the Member States' Licensing Authority .
+36 5. A State that has been terminated is res ponsible for all assessments,
+37 obligations, and liabilities incurr ed thr ough the effective date of termination, including
+38 obligations that extend beyond the effective date of termination.
+39 6. Upon the termination of a State's membership fr om this Compact, that State
+40 shall immediately pr ovide notice to all Licensees within that State of such termination.
+41 The terminated State shall continue to recog nize all Compact Privileges granted
+42 pursuant to this Compact for a minimum of six months after the date of said notice of
+43 termination.
+44 7. The Compact Commission shall not bear any costs r elated to a State that is
+45 found to be in default or that has been terminated fr om the Compact, unless agr eed
+46 upon in writing between the Compact Commission and the defaulting State.
+47 8. The defaulting State may appeal the action of the Compact Commission by
+48 petitioning the U.S. District Court for the District of Columbia or the federal district
+HCS SB 1092 25
+49 wher e the Compact Commission has its principal offices. The pr evailing party shall be
+50 awarded all costs of such litigation, including reas onable attorney's fees.
+51 9. (1) Upon requ est by a Member State, the Compact Commission shall attempt
+52 to res olve disputes r elated to the Compact that arise among Member States and between
+53 Member and non-Member States.
+54 (2) The Compact Commission shall promulg ate a Rule pro viding for both
+55 mediation and binding dispute r esolution for disputes as appr opriate.
+56 10. (1) By supermajority vote, the Compact Commission may initiate legal
+57 action against a Member State in default in the United States District Court for the
+58 District of Columbia or the federal district wher e the Compact Commission has its
+59 principal offices to enforce compliance with the pr ovisions of the Compact and its
+60 pr omulgated Rules. The rel ief sought may include both injunctive re lief and damages.
+61 In the event judicial enforcem ent is necessary , the pr evailing party shall be awarded all
+62 costs of such litigation, including reas onable attorney's fees. The rem edies herei n shall
+63 not be the exclusive rem edies of the Compact Commission. The Compact Commission
+64 may pursue any other rem edies available under federal or the defaulting Member
+65 State's law .
+66 (2) A Member State may initiate legal action against the Compact Commission
+67 in the U.S. District Court for the District of Columbia or the federal district where the
+68 Compact Commission has its principal offices to enfor ce compliance with the pr ovisions
+69 of the Compact and its pro mulgated Rules. The relie f sought may include both
+70 injunctive reli ef and damages. In the event judicial enforcem ent is necessary , the
+71 pr evailing party shall be awarded all costs of such litigation, including reas onable
+72 attorney's fees.
+73 (3) No party other than a Member State shall enfor ce this Compact against the
+74 Compact Commission.
+324.1855. 1. (1) The Compact shall come into effect on the date on which the
+2 Compact statute is enacted into law in the seventh Member State.
+3 (2) (a) On or after the effective date of the Compact, the Compact Commission
+4 shall convene and review the enactment of each of the first seven Member States
+5 ("Charter Member States") to determine if the statute enacted by each such Charter
+6 Member State is materially differ ent than the model Compact statute.
+7 (b) A Charter Member State whose enactment is found to be materially differ ent
+8 fr om the model Compact statute shall be entitled to the default process set forth in
+9 section 324.1850.
+10 (c) If any Member State is later found to be in default, or is terminated, or
+11 withdraws fr om the Compact, the Compact Commission shall r emain in existence and
+HCS SB 1092 26
+12 the Compact shall rem ain in effect even if the number of Member States should be less
+13 than seven.
+14 (3) Member States enacting the Compact subsequent to the seven initial Charter
+15 Member States shall be subject to the pro cess set forth in subdivision (21) of subsection
+16 3 of section 324.1835 to determine if their enactments are materially differ ent fr om the
+17 model Compact statute and whether they qualify for participation in the Compact.
+18 (4) All actions taken for the benefit of the Compact Commission or in
+19 furtherance of the purposes of the administration of the Compact prior to the effective
+20 date of the Compact or the Compact Commission coming into existence shall be
+21 consider ed to be actions of the Compact Commission unless specifically rep udiated by
+22 the Compact Commission.
+23 (5) Any State that joins the Compact subsequent to the Compact Commission's
+24 initial adoption of the Rules and bylaws shall be subject to the Rules and bylaws as they
+25 exist on the date on which the Compact becomes law in that State. Any Rule that has
+26 been pr eviously adopted by the Compact Commission shall have the full for ce and effect
+27 of law on the day the Compact becomes law in that State.
+28 2. (1) Any Member State may withdraw fr om this Compact by enacting a
+29 statute repeal ing the same.
+30 (2) A Member State's withdrawal shall not take effect until 180 days after
+31 enactment of the rep ealing statute.
+32 (3) Withdra wal shall not affect the continuing r equir ement of the withdrawing
+33 State's Licensing Authority to comply with the investigative and Adverse Action
+34 r eporting req uirements of this Compact prior to the effective date of withdrawal.
+35 (4) Upon the enactment of a statute withdrawing fr om this Compact, a State
+36 shall immediately provi de notice of such withdrawal to all Licensees within that State.
+37 Notwithstanding any subsequent statutory enactment to the contrary , such withdrawing
+38 State shall continue to recog nize all Compact Privileges granted pursuant to this
+39 Compact for a minimum of 180 days after the date of such notice of withdrawal.
+40 3. Nothing contained in this Compact shall be construed to invalidate or pr event
+41 any licensur e agr eement or other cooperative arrangement between a Member State
+42 and a non-Member State that does not conflict with the provi sions of this Compact.
+43 4. This Compact may be amended by the Member States. No amendment to this
+44 Compact shall become effective and binding upon any Member State until it is enacted
+45 into the laws of all Member States.
+324.1860. 1. This Compact and the Compact Commission's rulemaking
+2 authority shall be liberally construed so as to effectuate the purposes and the
+3 implementation and administration of the Compact. Pr ovisions of the Compact
+HCS SB 1092 27
+4 expr essly authorizing or req uiring the pr omulgation of Rules shall not be construed to
+5 limit the Compact Commission's rulemaking authority solely for those purposes.
+6 2. The pr ovisions of this Compact shall be severable and if any phrase, clause,
+7 sentence, or prov ision of this Compact is held by a court of competent jurisdiction to be
+8 contrary to the constitution of any Member State, a State seeking participation in the
+9 Compact, or of the United States, or the applicability ther eof to any government,
+10 agency , person, or cir cumstance is held to be unconstitutional by a court of competent
+11 jurisdiction, the validity of the rem ainder of this Compact and the applicability ther eof
+12 to any other government, agency , person, or circu mstance shall not be affected ther eby .
+13 3. Notwithstanding subsection 2 of this section, the Compact Commission may
+14 deny a State's participation in the Compact or , in accordance with the r equir ements of
+15 subsection 2 of section 324.1850, terminate a Member State's participation in the
+16 Compact, if it determines that a constitutional r equir ement of a Member State is a
+17 material departure fro m the Compact. Otherwise, if this Compact shall be held to be
+18 contrary to the constitution of any Member State, the Compact shall r emain in full for ce
+19 and effect as to the r emaining Member States and in full for ce and effect as to the
+20 Member State affected as to all severable matters.
+324.1865. 1. Nothing herei n shall pr event or inhibit the enforcem ent of any
+2 other law of a Member State that is not inconsistent with the Compact.
+3 2. Any laws, statutes, r egulations, or other legal re quir ements in a Member State
+4 in conflict with the Compact ar e superseded to the extent of the conflict.
+5 3. All permissible agreements between the Compact Commission and the
+6 Member States are binding in accordance with their terms.
+332.081. 1. Notwithstanding any other provision of law to the contrary , hospitals
+2 licensed under chapter 197 shall be authorized to employ any or all of the following oral
+3 health providers:
+4 (1) A dentist licensed under this chapter for the purpose of treating on hospital
+5 premises those patients who present with a dental condition and such treatment is necessary to
+6 ameliorate the condition for which they presented such as severe pain or tooth abscesses;
+7 (2) An oral and maxillofacial surgeo n licensed under this chapter for the purpose of
+8 treating oral conditions that need to be ameliorated as part of treating the underlying cause of
+9 the patient's medical needs including, but not limited to, head and neck cancer , HIV or AIDS,
+10 severe trauma resulting in admission to the hospital, or gan transplant, diabetes, or seizure
+11 disorders. It shall be a condition of treatment that such patients are admitted to the hospital on
+12 either an in- or out-patient basis; and
+13 (3) A maxillofacial prosthodontist licensed under this chapter for the purpose of
+14 treating and supporting patients of a head and neck cancer team or other complex care or
+HCS SB 1092 28
+15 sur gical team for the fabrication of appliances following ablative sur gery , surgery to correct
+16 birth anomalies, extensive radiation treatment of the head or neck, or trauma-related sur gery .
+17 2. No person or other entity shall practice dentistry in Missouri or provide dental
+18 services as [ defined ] described in section 332.071 unless and until the board has issued to the
+19 person a certificate certifying that the person has been duly registered as a dentist in Missouri
+20 or the board has issued such certificate to an entity that has been duly registered to provide
+21 dental services by licensed dentists and dental hygienists and unless and until the board has
+22 issued to the person a license, to be renewed each period, as provided in this chapter , to
+23 practice dentistry or as a dental hygienist, or has issued to the person or entity a permit, to be
+24 renewed each period, to provide dental services in Missouri. Nothing in this chapter shall be
+25 so construed as to make it unlawful for:
+26 (1) A legally qualified physician or surge on, who does not practice dentistry as a
+27 specialty , from extracting teeth;
+28 (2) A dentist licensed in a state other than Missouri from making a clinical
+29 demonstration before a meeting of dentists in Missouri;
+30 (3) Dental students in any accredited dental school to practice dentistry under the
+31 personal direction of instructors;
+32 (4) Dental hygiene students in any accredited dental hygiene school to practice dental
+33 hygiene under the personal direction of instructors;
+34 (5) A duly registered and licensed dental hygienist in Missouri to practice dental
+35 hygiene as defined in section 332.091;
+36 (6) A dental assistant, certified dental assistant, or expanded functions dental assistant
+37 to be delegated duties as defined in section 332.093;
+38 (7) A duly registered dentist or dental hygienist to teach in an accredited dental or
+39 dental hygiene school;
+40 (8) A person who has been granted a dental faculty permit under section 332.183 to
+41 practice dentistry in the scope of his or her employment at an accredited dental school,
+42 college, or program in Missouri;
+43 (9) A duly qualified anesthesiologist or nurse anesthetist to administer an anesthetic
+44 in connection with dental services or dental surgery;
+45 (10) A person to practice dentistry in or for:
+46 (a) The United States Armed Forces;
+47 (b) The United States Public Health Service;
+48 (c) Migrant, community , or health care for the homeless health centers provided in
+49 Section 330 of the Public Health Service Act (42 U.S.C. Section 254b);
+50 (d) Federally qualified health centers as defined in Section 1905(l) (42 U.S.C. Section
+51 1396d(l)) of the Social Security Act;
+HCS SB 1092 29
+52 (e) Governmental entities, including county health departments; or
+53 (f) The United States V eterans Bureau; or
+54 (1 1) A dentist licensed in a state other than Missouri to evaluate a patient or render an
+55 oral, written, or otherwise documented dental opinion when providing testimony or records
+56 for the purpose of a civil or criminal action before any judicial or administrative proceeding
+57 of this state or other forum in this state.
+58 3. No corporation shall practice dentistry as defined in section 332.071 unless that
+59 corporation is or ganized under the provisions of chapter 355 or 356 provided that a
+60 corporation org anized under the provisions of chapter 355 and qualifying as an or ganization
+61 under 26 U.S.C. Section 501(c)(3) may only employ dentists and dental hygienists licensed in
+62 this state to render dental services to Medicaid recipients, low-income individuals who have
+63 available income below two hundred percent of the federal poverty level, and all participants
+64 in the SCHIP program, unless such limitation is contrary to or inconsistent with federal or
+65 state law or regulation. This subsection shall not apply to:
+66 (1) A hospital licensed under chapter 197 that provides care and treatment only to
+67 children under the age of eighteen at which a person regulated under this chapter provides
+68 dental care within the scope of his or her license or registration;
+69 (2) A federally qualified health center as defined in Section 1905(l) of the Social
+70 Security Act (42 U.S.C. Section 1396d(l)), or a migrant, community , or health care for the
+71 homeless health center provided for in Section 330 of the Public Health Services Act (42
+72 U.S.C. Section 254b) at which a person regulated under this chapter provides dental care
+73 within the scope of his or her license or registration;
+74 (3) A city or county health department or ganized under chapter 192 or chapter 205 at
+75 which a person regulated under this chapter provides dental care within the scope of his or her
+76 license or registration;
+77 (4) A social welfare board or ganized under section 205.770, a city health department
+78 operating under a city charter , or a city-county health department at which a person regulated
+79 under this chapter provides dental care within the scope of his or her license or registration;
+80 (5) Any entity that has received a permit from the dental board and does not receive
+81 compensation from the patient or from any third party on the patient's behalf at which a
+82 person regulated under this chapter provides dental care within the scope of his or her license
+83 or registration; or
+84 (6) Any hospital nonprofit corporation exempt from taxation under Section 501(c)(3)
+85 of the Internal Revenue Code, as amended, that engages in its operations and provides dental
+86 services at facilities owned by a city , county , or other political subdivision of the state , or any
+87 entity contracted with the state to pr ovide car e in a corr ectional center , as such term is
+HCS SB 1092 30
+88 defined in section 217.010, at which a person regulated under this chapter provides dental
+89 care within the scope of his or her license or registration.
+90
+91 If any of the entities exempted from the requirements of this subsection are unable to provide
+92 services to a patient due to the lack of a qualified provider and a referral to another entity is
+93 made, the exemption shall extend to the person or entity that subsequently provides services
+94 to the patient.
+95 4. No unincorporated or ganization shall practice dentistry as defined in section
+96 332.071 unless such org anization is exempt from federal taxation under Section 501(c)(3) of
+97 the Internal Revenue Code of 1986, as amended, and provides dental treatment without
+98 compensation from the patient or any third party on their behalf as a part of a broader
+99 program of social services including food distribution. Nothing in this chapter shall prohibit
+100 or ganizations under this subsection from employing any person regulated by this chapter .
+101 5. A dentist shall not enter into a contract that allows a person who is not a dentist to
+102 influence or interfere with the exercise of the dentist's independent professional judgment.
+103 6. A not-for- profit corporation or ganized under the provisions of chapter 355 and
+104 qualifying as an or ganization under 26 U.S.C. Section 501(c)(3), an unincorporated
+105 or ganization operating pursuant to subsection 4 of this section, or any other person should not
+106 direct or interfere or attempt to direct or interfere with a licensed dentist's professional
+107 judgment and competent practice of dentistry . Nothing in this subsection shall be so
+108 construed as to make it unlawful for not-for -profit or ganizations to enforce employment
+109 contracts, corporate policy and procedure manuals, or quality improvement or assurance
+110 requirements.
+111 7. All entities defined in subsection 3 of this section and those exempted under
+112 subsection 4 of this section shall apply for a permit to employ dentists and dental hygienists
+113 licensed in this state to render dental services, and the entity shall apply for the permit in
+114 writing on forms provided by the Missouri dental board. The board shall not char ge a fee of
+115 any kind for the issuance or renewal of such permit. The provisions of this subsection shall
+116 not apply to a federally qualified health center as defined in Section 1905(l) of the Social
+117 Security Act (42 U.S.C. Section 1396d(l)).
+118 8. Any entity that obtains a permit to render dental services in this state is subject to
+119 discipline pursuant to section 332.321. If the board concludes that the person or entity has
+120 committed an act or is engaging in a course of conduct that would be grounds for disciplinary
+121 action, the board may file a complaint before the administrative hearing commission. The
+122 board may refuse to issue or renew the permit of any entity for one or any combination of
+123 causes stated in subsection 2 of section 332.321. The board shall notify the applicant in
+HCS SB 1092 31
+124 writing of the reasons for the refusal and shall advise the applicant of his or her right to file a
+125 complaint with the administrative hearing commission as provided by chapter 621.
+126 9. A federally qualified health center as defined in Section 1905(l) of the Social
+127 Security Act (42 U.S.C. Section 1396d(l)) shall register with the board. The information
+128 provided to the board as part of the registration shall include the name of the health center , the
+129 nonprofit status of the health center , sites where dental services will be provided, and the
+130 names of all persons employed by , or contracting with, the health center who are required to
+131 hold a license pursuant to this chapter . The registration shall be renewed every twenty-four
+132 months. The board shall not char ge a fee of any kind for the issuance or renewal of the
+133 registration. The registration of the health center shall not be subject to discipline pursuant to
+134 section 332.321. Nothing in this subsection shall prohibit disciplinary action against a
+135 licensee of this chapter who is employed by , or contracts with, such health center for the
+136 actions of the licensee in connection with such employment or contract.
+137 10. The board may promulgate rules and regulations to ensure not-for -profit
+138 corporations are rendering care to the patient populations as set forth herein, including
+139 requirements for covered not-for -profit corporations to report patient census data to the board.
+140 The provisions of this subsection shall not apply to a federally qualified health center as
+141 defined in Section 1905(l) of the Social Security Act (42 U.S.C. Section 1396d(l)).
+142 1 1. All not-for-p rofit corporations or ganized or operated pursuant to the provisions of
+143 chapter 355 and qualifying as an or ganization under 26 U.S.C. Section 501(c)(3), or the
+144 requirements relating to migrant, community , or health care for the homeless health centers
+145 provided in Section 330 of the Public Health Service Act (42 U.S.C. Section 254b) and
+146 federally qualified health centers as defined in Section 1905(l) (42 U.S.C. Section 1396d(l))
+147 of the Social Security Act, that employ persons who practice dentistry or dental hygiene in
+148 this state shall do so in accordance with the relevant laws of this state except to the extent that
+149 such laws are contrary to, or inconsistent with, federal statute or regulation.
+332.700. Sections 332.700 to 332.760 shall be known and cited as the Dentist and
+2 Dental Hygienist Compact. The purposes of this Compact ar e to facilitate the interstate
+3 practice of dentistry and dental hygiene and impro ve public access to dentistry and
+4 dental hygiene services by pr oviding Dentists and Dental Hygienists licensed in a
+5 Participating State the ability to practice in Participating States in which they ar e not
+6 licensed. The Compact does this by establishing a pathway for Dentists and Dental
+7 Hygienists licensed in a Participating State to obtain a Compact Privilege that
+8 authorizes them to practice in another Participating State in which they are not licensed.
+9 The Compact enables Participating States to pr otect the public health and safety with
+10 r espect to the practice of such Dentists and Dental Hygienists, thr ough the State's
+HCS SB 1092 32
+11 authority to re gulate the practice of dentistry and dental hygiene in the State. The
+12 Compact:
+13 (1) Enables Dentists and Dental Hygienists who qualify for a Compact Privilege
+14 to practice in other Participating States without satisfying burdensome and duplicative
+15 r equir ements associated with securing a License to practice in those States;
+16 (2) Pr omotes mobility and addresse s workfor ce shortages thr ough each
+17 Participating State's acceptance of a Compact Privilege to practice in that State;
+18 (3) Increas es public access to qualified, licensed Dentists and Dental Hygienists
+19 by creat ing a res ponsible, str eamlined pathway for Licensees to practice in Participating
+20 States;
+21 (4) Enhances the ability of Participating States to protect the public's health and
+22 safety;
+23 (5) Does not interfer e with licensur e requ irem ents established by a Participating
+24 State;
+25 (6) Facilitates the sharing of licensur e and disciplinary information among
+26 Participating States;
+27 (7) Require s Dentists and Dental Hygienists who practice in a Participating State
+28 pursuant to a Compact Privilege to practice within the Scope of Practice authorized in
+29 that State;
+30 (8) Extends the authority of a Participating State to regu late the practice of
+31 dentistry and dental hygiene within its borders to Dentists and Dental Hygienists who
+32 practice in the State thr ough a Compact Privilege;
+33 (9) Pr omotes the cooperation of Participating States in regu lating the practice of
+34 dentistry and dental hygiene within those States;
+35 (10) Facilitates the reloc ation of military members and their spouses who are
+36 licensed to practice dentistry or dental hygiene.
+332.705. As used in this Compact, unless the context req uires otherwise, the
+2 following definitions shall apply:
+3 (1) "Active Military Member" means any person with full-time duty status in
+4 the armed force s of the United States, including members of the National Guard and
+5 Reserve.
+6 (2) "Adverse Action" means disciplinary action or encumbrance imposed on a
+7 License or Compact Privilege by a State Licensing Authority .
+8 (3) "Alternative Pr ogram" means a non-disciplinary monitoring or practice
+9 r emediation pr ocess applicable to a Dentist or Dental Hygienist appr oved by a State
+10 Licensing Authority of a Participating State in which the Dentist or Dental Hygienist is
+HCS SB 1092 33
+11 licensed. This includes, but is not limited to, progr ams to which Licensees with
+12 substance abuse or addiction issues are ref erred in lieu of Adverse Action.
+13 (4) "Clinical Assessment" means examination or process , r equir ed for licensur e
+14 as a Dentist or Dental Hygienist as applicable, that prov ides evidence of clinical
+15 competence in dentistry or dental hygiene.
+16 (5) "Commissioner" means the individual appointed by a Participating State to
+17 serve as the member of the Commission for that Participating State.
+18 (6) "Compact" means this Dentist and Dental Hygienist Compact.
+19 (7) "Compact Privilege" means the authorization granted by a Remote State to
+20 allow a Licensee fr om a Participating State to practice as a Dentist or Dental Hygienist
+21 in a Remote State.
+22 (8) "Continuing Pr ofessional Development" means a req uirement, as a condition
+23 of License ren ewal to prov ide evidence of successful participation in educational or
+24 pr ofessional activities releva nt to practice or ar ea of work.
+25 (9) "Criminal Backgr ound Check" means the submission of fingerprints or
+26 other biometric-based information for a License applicant for the purpose of obtaining
+27 that applicant's criminal history reco rd information, as defined in 28 C.F .R. § 20.3(d)
+28 fr om the Federal Burea u of Investigation and the State's criminal history rec ord
+29 r epository as defined in 28 C.F .R. § 20.3(f).
+30 (10) "Data System" means the Commission's r epository of information about
+31 Licensees, including but not limited to examination, licensur e, investigative, Compact
+32 Privilege, Adverse Action, and Alternative Pro gram.
+33 (1 1) "Dental Hygienist" means an individual who is licensed by a State Licensing
+34 Authority to practice dental hygiene.
+35 (12) "Dentist" means an individual who is licensed by a State Licensing
+36 Authority to practice dentistry .
+37 (13) "Dentist and Dental Hygienist Compact Commission" or "Commission"
+38 means a joint government agency established by this Compact comprised of each State
+39 that has enacted the Compact and a national administrative body comprised of a
+40 Commissioner fr om each State that has enacted the Compact.
+41 (14) "Encumber ed License" means a License that a State Licensing Authority
+42 has limited in any way other than thr ough an Alternative Pr ogram.
+43 (15) "Executive Board" means the Chair , V ice Chair , Secr etary and T re asurer
+44 and any other Commissioners as may be determined by Commission Rule or bylaw .
+45 (16) "Jurisprudence Requireme nt" means the assessment of an individual's
+46 knowledge of the laws and Rules governing the practice of dentistry or dental hygiene,
+47 as applicable, in a State.
+HCS SB 1092 34
+48 (17) "License" means curren t authorization by a State, other than authorization
+49 pursuant to a Compact Privilege, or other privilege, for an individual to practice as a
+50 Dentist or Dental Hygienist in that State.
+51 (18) "Licensee" means an individual who holds an unr estricted License fr om a
+52 Participating State to practice as a Dentist or Dental Hygienist in that State.
+53 (19) "Model Compact" means the model for the Dentist and Dental Hygienist
+54 Compact on file with the Council of State Governments or other entity as designated by
+55 the Commission.
+56 (20) "Participating State" means a State that has enacted the Compact and been
+57 admitted to the Commission in accordance with the pr ovisions her ein and Commission
+58 Rules.
+59 (21) "Qualifying License" means a License that is not an Encumbered License
+60 issued by a Participating State to practice dentistry or dental hygiene.
+61 (22) "Remote State" means a Participating State wher e a Licensee who is not
+62 licensed as a Dentist or Dental Hygienist is exerc ising or seeking to exer cise the Compact
+63 Privilege.
+64 (23) "Rule" means a r egulation pr omulgated by an entity that has the for ce of
+65 law .
+66 (24) "Scope of Practice" means the proce dures, actions, and process es a Dentist
+67 or Dental Hygienist licensed in a State is permitted to undertake in that State and the
+68 cir cumstances under which the Licensee is permitted to undertake those proced ures,
+69 actions and process es. Such proc edures, actions and pr ocesses and the cir cumstances
+70 under which they may be undertaken may be established thr ough means, including, but
+71 not limited to, statute, r egulations, case law , and other pr ocesses available to the State
+72 Licensing Authority or other government agency .
+73 (25) "Significant Investigative Information" means information, record s, and
+74 documents r eceived or generated by a State Licensing Authority pursuant to an
+75 investigation for which a determination has been made that ther e is pr obable cause to
+76 believe that the Licensee has violated a statute or regul ation that is consider ed mor e
+77 than a minor infraction for which the State Licensing Authority could pursue Adverse
+78 Action against the Licensee.
+79 (26) "State" means any state, commonwealth, district, or territory of the United
+80 States of America that regu lates the practices of dentistry and dental hygiene.
+81 (27) "State Licensing Authority" means an agency or other entity of a State that
+82 is res ponsible for the licensing and r egulation of Dentists or Dental Hygienists.
+332.710. 1. In order to join the Compact and ther eafter continue as a
+2 Participating State, a State must:
+HCS SB 1092 35
+3 (1) Enact a compact that is not materially differ ent fro m the Model Compact as
+4 determined in accordance with Commission Rules;
+5 (2) Participate fully in the Commission's Data System;
+6 (3) Have a mechanism in place for receivi ng and investigating complaints about
+7 its Licensees and License applicants;
+8 (4) Notify the Commission, in compliance with the terms of the Compact and
+9 Commission Rules, of any Adverse Action or the availability of Significant Investigative
+10 Information regard ing a Licensee and License applicant;
+11 (5) Fully implement a Criminal Backgr ound Check req uire ment, within a time
+12 frame established by Commission Rule, by receiv ing the r esults of a qualifying Criminal
+13 Backgr ound Check;
+14 (6) Comply with the Commission Rules applicable to a Participating State;
+15 (7) Accept the National Board Examinations of the Joint Commission on
+16 National Dental Examinations or another examination accepted by Commission Rule as
+17 a licensur e examination;
+18 (8) Accept for licensur e that applicants for a Dentist License graduate fro m a
+19 pr edoctoral dental education pr ogram accred ited by the Commission on Dental
+20 Accr editation, or another accr editing agency reco gnized by the United States
+2 1 Department of Education for the accreditati on of dentistry and dental hygiene
+22 education pro grams, leading to the Doctor of Dental Surgery (D.D.S.) or Doctor of
+23 Dental Medicine (D.M.D.) degr ee;
+24 (9) Accept for licensur e that applicants for a Dental Hygienist License graduate
+25 fr om a dental hygiene education prog ram accredi ted by the Commission on Dental
+26 Accr editation or another accr editing agency r ecognized by the United States
+2 7 Department of Education for the accreditati on of dentistry and dental hygiene
+28 education pro grams;
+29 (10) Require for licensur e that applicants successfully complete a Clinical
+30 Assessment;
+31 (1 1) Have Continuing Pro fessional Development re quir ements as a condition for
+32 License ren ewal; and
+33 (12) Pay a participation fee to the Commission as established by Commission
+34 Rule.
+35 2. Pr oviding alternative pathways for an individual to obtain an unr estricted
+36 License does not disqualify a State fr om participating in the Compact.
+37 3. When conducting a Criminal Backgr ound Check the State Licensing
+38 Authority shall:
+39 (1) Consider that information in making a licensur e decision;
+HCS SB 1092 36
+40 (2) Maintain documentation of completion of the Criminal Backgr ound Check
+41 and backgroun d check information to the extent allowed by State and federal law; and
+42 (3) Report to the Commission whether it has completed the Criminal
+43 Backgr ound Check and whether the individual was granted or denied a License.
+44 4. A Licensee of a Participating State who has a Qualifying License in that State
+45 and does not hold an Encumbered License in any other Participating State, shall be
+46 issued a Compact Privilege in a Remote State in accordance with the terms of the
+47 Compact and Commission Rules. If a Remote State has a Jurisprudence Requirem ent a
+48 Compact Privilege will not be issued to the Licensee unless the Licensee has satisfied the
+49 Jurisprudence Requirem ent.
+332.715. 1. T o obtain and exer cise the Compact Privilege under the terms and
+2 pr ovisions of the Compact, the Licensee shall:
+3 (1) Have a Qualifying License as a Dentist or Dental Hygienist in a Participating
+4 State;
+5 (2) Be eligible for a Compact Privilege in any Remote State in accordance with
+6 subsections 4, 7, and 8 of this section;
+7 (3) Submit to an application pro cess whenever the Licensee is seeking a Compact
+8 Privilege;
+9 (4) Pay any applicable Commission and Remote State fees for a Compact
+10 Privilege in the Remote State;
+11 (5) Meet any Jurisprudence Requirem ent established by a Remote State in
+12 which the Licensee is seeking a Compact Privilege;
+13 (6) Have passed a National Board Examination of the Joint Commission on
+14 National Dental Examinations or another examination accepted by Commission Rule;
+15 (7) For a Dentist, have graduated fr om a pr edoctoral dental education pr ogram
+16 accr edited by the Commission on Dental Accredi tation, or another accr editing agency
+17 r ecognized by the United States Department of Education for the accre ditation of
+18 dentistry and dental hygiene education pro grams, leading to the Doctor of Dental
+19 Surgery (D.D.S.) or Doctor of Dental Medicine (D.M.D.) degre e;
+20 (8) For a Dental Hygienist, have graduated fr om a dental hygiene education
+21 pr ogram accr edited by the Commission on Dental Accr editation or another accred iting
+22 agency recogni zed by the United States Department of Education for the accr editation
+23 of dentistry and dental hygiene education pr ograms;
+24 (9) Have successfully completed a Clinical Assessment for licensur e;
+25 (10) Report to the Commission Adverse Action taken by any non-Participating
+26 State when applying for a Compact Privilege and, otherwise, within thirty (30) days
+27 fr om the date the Adverse Action is taken;
+HCS SB 1092 37
+28 (1 1) Report to the Commission when applying for a Compact Privilege the
+29 addr ess of the Licensee's primary r esidence and ther eafter immediately r eport to the
+30 Commission any change in the addr ess of the Licensee's primary res idence; and
+31 (12) Consent to accept service of proc ess by mail at the Licensee's primary
+32 r esidence on record with the Commission with respect to any action br ought against the
+33 Licensee by the Commission or a Participating State, and consent to accept service of a
+34 subpoena by mail at the Licensee's primary res idence on r ecord with the Commission
+35 with respect to any action brou ght or investigation conducted by the Commission or a
+36 Participating State.
+37 2. The Licensee must comply with the r equir ements of subsection 1 of this
+38 section to maintain the Compact Privilege in the Remote State. If those r equir ements
+39 ar e met, the Compact Privilege will continue as long as the Licensee maintains a
+40 Qualifying License in the State thr ough which the Licensee applied for the Compact
+41 Privilege and pays any applicable Compact Privilege renewa l fees.
+42 3. A Licensee pr oviding dentistry or dental hygiene in a Remote State under the
+43 Compact Privilege shall function within the Scope of Practice authorized by the Remote
+44 State for a Dentist or Dental Hygienist licensed in that State.
+45 4. A Licensee pr oviding dentistry or dental hygiene pursuant to a Compact
+46 Privilege in a Remote State is subject to that State's regula tory authority . A Remote
+47 State may , in accordance with due pro cess and that State's laws, by Adverse Action
+48 r evoke or r emove a Licensee's Compact Privilege in the Remote State for a specific
+49 period of time and impose fines or take any other necessary actions to pro tect the health
+50 and safety of its citizens. If a Remote State imposes an Adverse Action against a
+51 Compact Privilege that limits the Compact Privilege, that Adverse Action applies to all
+52 Compact Privileges in all Remote States. A Licensee whose Compact Privilege in a
+53 Remote State is r emoved for a specified period of time is not eligible for a Compact
+54 Privilege in any other Remote State until the specific time for rem oval of the Compact
+55 Privilege has passed and all encumbrance requ irem ents are satisfied.
+56 5. If a License in a Participating State is an Encumber ed License, the Licensee
+57 shall lose the Compact Privilege in a Remote State and shall not be eligible for a
+58 Compact Privilege in any Remote State until the License is no longer encumber ed.
+59 6. Once an Encumbered License in a Participating State is r estored to good
+60 standing, the Licensee must meet the requ irem ents of subsection 1 of this section to
+61 obtain a Compact Privilege in a Remote State.
+62 7. If a Licensee's Compact Privilege in a Remote State is rem oved by the Remote
+63 State, the individual shall lose or be ineligible for the Compact Privilege in any Remote
+64 State until the following occur:
+HCS SB 1092 38
+65 (1) The specific period of time for which the Compact Privilege was rem oved has
+66 ended; and
+67 (2) All conditions for rem oval of the Compact Privilege have been satisfied.
+68 8. Once the req uirements of subsection 7 of this section have been met, the
+69 Licensee must meet the r equir ements in subsection 1 of this section to obtain a Compact
+70 Privilege in a Remote State.
+332.720. An Active Military Member and their spouse shall not be requi red to
+2 pay to the Commission for a Compact Privilege the fee otherwise charged by the
+3 Commission. If a Remote State chooses to charge a fee for a Compact Privilege, it may
+4 choose to charge a red uced fee or no fee to an Active Military Member and their spouse
+5 for a Compact Privilege.
+332.725. 1. A Participating State in which a Licensee is licensed shall have
+2 exclusive authority to impose Adverse Action against the Qualifying License issued by
+3 that Participating State.
+4 2. A Participating State may take Adverse Action based on the Significant
+5 Investigative Information of a Remote State, so long as the Participating State follows its
+6 own proced ures for imposing Adverse Action.
+7 3. Nothing in this Compact shall override a Participating State's decision that
+8 participation in an Alternative Pr ogram may be used in lieu of Adverse Action and that
+9 such participation shall rem ain non-public if req uire d by the Participating State's laws.
+10 Participating States must r equir e Licensees who enter any Alternative Pr ogram in lieu
+11 of discipline to agr ee not to practice pursuant to a Compact Privilege in any other
+12 Participating State during the term of the Alternative Pr ogram without prior
+13 authorization fr om such other Participating State.
+14 4. Any Participating State in which a Licensee is applying to practice or is
+15 practicing pursuant to a Compact Privilege may investigate actual or alleged violations
+16 of the statutes and regul ations authorizing the practice of dentistry or dental hygiene in
+17 any other Participating State in which the Dentist or Dental Hygienist holds a License or
+18 Compact Privilege.
+19 5. A Remote State shall have the authority to:
+20 (1) T ake Adverse Actions as set forth in subsection 4 of section 332.715 against a
+21 Licensee's Compact Privilege in the State;
+22 (2) In furtherance of its rights and res ponsibilities under the Compact and the
+23 Commission's Rules issue subpoenas for both hearings and investigations that requ ire
+24 the attendance and testimony of witnesses, and the pr oduction of evidence. Subpoenas
+25 issued by a State Licensing Authority in a Participating State for the attendance and
+26 testimony of witnesses, or the pr oduction of evidence fro m another Participating State,
+HCS SB 1092 39
+27 shall be enforced in the latter State by any court of competent jurisdiction, according to
+28 the practice and proc edure of that court applicable to subpoenas issued in proceed ings
+29 pending before it. The issuing authority shall pay any witness fees, travel expenses,
+30 mileage, and other fees requ ired by the service statutes of the State wher e the witnesses
+31 or evidence are located; and
+32 (3) If otherwise permitted by State law , recover fr om the Licensee the costs of
+33 investigations and disposition of cases r esulting fr om any Adverse Action taken against
+34 that Licensee.
+35 6. (1) In addition to the authority granted to a Participating State by its Dentist
+36 or Dental Hygienist licensur e act or other applicable State law , a Participating State
+37 may jointly investigate Licensees with other Participating States.
+38 (2) Participating States shall share any Significant Investigative Information,
+39 litigation, or compliance materials in furtherance of any joint or individual investigation
+40 initiated under the Compact.
+41 7. (1) After a Licensee's Compact Privilege in a Remote State is terminated, the
+42 Remote State may continue an investigation of the Licensee that began when the
+43 Licensee had a Compact Privilege in that Remote State.
+44 (2) If the investigation yields what would be Significant Investigative
+4 5 Information had the Licensee continued to have a Compact Privilege in that Remote
+46 State, the Remote State shall r eport the pr esence of such information to the Data System
+47 as requ ired by subdivision (6) of subsection 2 of section 332.735 as if it was Significant
+48 Investigative Information.
+332.730. 1. The Compact Participating States hereb y cr eate and establish a joint
+2 government agency whose membership consists of all Participating States that have
+3 enacted the Compact. The Commission is an instrumentality of the Participating States
+4 acting jointly and not an instrumentality of any one State. The Commission shall come
+5 into existence on or after the effective date of the Compact as set forth in subsection 1 of
+6 section 332.750.
+7 2. (1) Each Participating State shall have and be limited to one (1)
+8 Commissioner selected by that Participating State's State Licensing Authority or , if
+9 the State has mor e than one State Licensing Authority , selected collectively by the State
+10 Licensing Authorities.
+11 (2) The Commissioner shall be a member or designee of such Authority or
+12 Authorities.
+13 (3) The Commission may by Rule or bylaw establish a term of office for
+14 Commissioners and may by Rule or bylaw establish term limits.
+HCS SB 1092 40
+15 (4) The Commission may recomme nd to a State Licensing Authority or
+16 Authorities, as applicable, rem oval or suspension of an individual as the State's
+17 Commissioner .
+18 (5) A Participating State's State Licensing Authority , or Authorities, as
+19 applicable, shall fill any vacancy of its Commissioner on the Commission within sixty
+20 (60) days of the vacancy .
+21 (6) Each Commissioner shall be entitled to one vote on all matters that are voted
+22 upon by the Commission.
+23 (7) The Commission shall meet at least once during each calendar year .
+24 Additional meetings may be held as set forth in the bylaws. The Commission may meet
+25 by telecommunication, video conferenc e or other similar electr onic means.
+26 3. The Commission shall have the following powers:
+27 (1) Establish the fiscal year of the Commission;
+28 (2) Establish a code of conduct and conflict of inter est policies;
+29 (3) Adopt Rules and bylaws;
+30 (4) Maintain its financial r ecords in accordance with the bylaws;
+31 (5) Meet and take such actions as ar e consistent with the pr ovisions of this
+32 Compact, the Commission's Rules, and the bylaws;
+33 (6) Initiate and conclude legal pr oceedings or actions in the name of the
+34 Commission, pr ovided that the standing of any State Licensing Authority to sue or be
+35 sued under applicable law shall not be affected;
+36 (7) Maintain and certify rec ords and information pr ovided to a Participating
+37 State as the authenticated business records of the Commission, and designate a person
+38 to do so on the Commission's behalf;
+39 (8) Purchase and maintain insurance and bonds;
+40 (9) Borrow , accept, or contract for services of personnel, including, but not
+41 limited to, employees of a Participating State;
+42 (10) Conduct an annual financial rev iew;
+43 (1 1) Hir e employees, elect or appoint officers, fix compensation, define duties,
+44 grant such individuals appr opriate authority to carry out the purposes of the Compact,
+45 and establish the Commission's personnel policies and pr ograms r elating to conflicts of
+46 inter est, qualifications of personnel, and other re lated personnel matters;
+47 (12) As set forth in the Commission Rules, charge a fee to a Licensee for the
+48 grant of a Compact Privilege in a Remote State and ther eafter , as may be established by
+49 Commission Rule, charge the Licensee a Compact Privilege renewa l fee for each
+50 r enewal period in which that Licensee exer cises or intends to exer cise the Compact
+51 Privilege in that Remote State. Nothing her ein shall be construed to pr event a Remote
+HCS SB 1092 41
+52 State fr om charging a Licensee a fee for a Compact Privilege or ren ewals of a Compact
+53 Privilege, or a fee for the Jurisprudence Requir ement if the Remote State imposes such
+54 a req uire ment for the grant of a Compact Privilege;
+55 (13) Accept any and all appr opriate gifts, donations, grants of money , other
+56 sour ces of r evenue, equipment, supplies, materials, and services, and receive, utilize, and
+57 dispose of the same; pr ovided that at all times the Commission shall avoid any
+58 appearance of improp riety and/or conflict of inter est;
+59 (14) Lease, pur chase, ret ain, own, hold, impr ove, or use any pr operty , r eal,
+60 personal, or mixed, or any undivided interes t ther ein;
+61 (15) Sell, convey , mortgage, pledge, lease, exchange, abandon, or otherwise
+62 dispose of any pr operty real, personal, or mixed;
+63 (16) Establish a budget and make expenditur es;
+64 (17) Borrow money;
+65 (18) Appoint committees, including standing committees, which may be
+66 composed of members, State regu lators, State legislators or their repr esentatives, and
+67 consumer r epresent atives, and such other interes ted persons as may be designated in
+68 this Compact and the bylaws;
+69 (19) Pr ovide and r eceive information fr om, and cooperate with, law enforcem ent
+70 agencies;
+71 (20) Elect a Chair , V ice Chair , Secr etary and T rea sur er and such other officers
+72 of the Commission as pr ovided in the Commission's bylaws;
+73 (21) Establish and elect an Executive Board;
+74 (22) Adopt and prov ide to the Participating States an annual r eport;
+75 (23) Determine whether a State's enacted compact is materially differ ent fr om
+76 the Model Compact language such that the State would not qualify for participation in
+77 the Compact; and
+78 (24) Perform such other functions as may be necessary or appr opriate to achieve
+79 the purposes of this Compact.
+80 4. (1) All meetings of the Commission that are not closed pursuant to this
+81 subsection shall be open to the public. Notice of public meetings shall be posted on the
+82 Commission's website at least thirty (30) days prior to the public meeting.
+83 (2) Notwithstanding subdivision (1) of this subsection, the Commission may
+84 convene an emergency public meeting by pr oviding at least twenty-four (24) hours prior
+85 notice on the Commission's website, and any other means as pr ovided in the
+86 Commission's Rules, for any of the re asons it may dispense with notice of pro posed
+87 rulemaking under subsection 13 of section 332.740. The Commission's legal counsel
+HCS SB 1092 42
+88 shall certify that one of the rea sons justifying an emergency public meeting has been
+89 met.
+90 (3) Notice of all Commission meetings shall prov ide the time, date, and location
+91 of the meeting, and if the meeting is to be held or accessible via telecommunication,
+92 video conference , or other electr onic means, the notice shall include the mechanism for
+93 access to the meeting thr ough such means.
+94 (4) The Commission may convene in a closed, non-public meeting for the
+95 Commission to receiv e legal advice or to discuss:
+96 (a) Non-compliance of a Participating State with its obligations under the
+97 Compact;
+98 (b) The employment, compensation, discipline or other matters, practices or
+99 pr ocedur es rel ated to specific employees or other matters rela ted to the Commission's
+100 internal personnel practices and proc edures;
+101 (c) Curr ent or thr eatened discipline of a Licensee or Compact Privilege holder
+102 by the Commission or by a Participating State's Licensing Authority;
+103 (d) Curre nt, thr eatened, or reas onably anticipated litigation;
+104 (e) Negotiation of contracts for the pur chase, lease, or sale of goods, services, or
+105 r eal estate;
+106 (f) Accusing any person of a crime or formally censuring any person;
+107 (g) T rade secr ets or commer cial or financial information that is privileged or
+108 confidential;
+109 (h) Information of a personal natur e wher e disclosure would constitute a clearly
+110 unwarranted invasion of personal privacy;
+111 (i) Investigative record s compiled for law enfor cement purposes;
+112 (j) Information r elated to any investigative repo rts prepa red by or on behalf of
+113 or for use of the Commission or other committee charged with r esponsibility of
+114 investigation or determination of compliance issues pursuant to the Compact;
+115 (k) Legal advice;
+116 (l) Matters specifically exempted fr om disclosur e to the public by federal or
+117 Participating State law; and
+118 (m) Other matters as pr omulgated by the Commission by Rule.
+119 (5) If a meeting, or portion of a meeting, is closed, the pr esiding officer shall state
+120 that the meeting will be closed and ref eren ce each relev ant exempting provi sion, and
+121 such re feren ce shall be recor ded in the minutes.
+122 (6) The Commission shall keep minutes that fully and clearly describe all
+123 matters discussed in a meeting and shall pr ovide a full and accurate summary of actions
+124 taken, and the reas ons ther efor , including a description of the views expr essed. All
+HCS SB 1092 43
+125 documents consider ed in connection with an action shall be identified in such minutes.
+126 All minutes and documents of a closed meeting shall r emain under seal, subject to
+127 r elease only by a majority vote of the Commission or order of a court of competent
+128 jurisdiction.
+129 5. (1) The Commission shall pay , or pr ovide for the payment of, the reas onable
+130 expenses of its establishment, organization, and ongoing activities.
+131 (2) The Commission may accept any and all appr opriate sources of reven ue,
+132 donations, and grants of money , equipment, supplies, materials, and services.
+133 (3) The Commission may levy on and collect an annual assessment fr om each
+134 Participating State and impose fees on Licensees of Participating States when a
+135 Compact Privilege is granted, to cover the cost of the operations and activities of the
+136 Commission and its staff, which must be in a total amount sufficient to cover its annual
+137 budget as appr oved each fiscal year for which sufficient revenu e is not pr ovided by
+138 other source s. The aggr egate annual assessment amount for Participating States shall
+139 be allocated based upon a formula that the Commission shall pr omulgate by Rule.
+140 (4) The Commission shall not incur obligations of any kind prior to securing the
+141 funds adequate to meet the same; nor shall the Commission pledge the credi t of any
+142 Participating State, except by and with the authority of the Participating State.
+143 (5) The Commission shall keep accurate accounts of all re ceipts and
+1 4 4 disbursements. The r eceipts and disbursements of the Commission shall be subject
+145 to the financial r eview and accounting pr ocedur es established under its bylaws. All
+146 r eceipts and disbursements of funds handled by the Commission shall be subject to an
+147 annual financial r eview by a certified or licensed public accountant, and the r eport of
+148 the financial rev iew shall be included in and become part of the annual r eport of the
+149 Commission.
+150 6. (1) The Executive Board shall have the power to act on behalf of the
+151 Commission according to the terms of this Compact. The powers, duties, and
+152 r esponsibilities of the Executive Board shall include:
+153 (a) Overseeing the day-to-day activities of the administration of the Compact
+154 including compliance with the pr ovisions of the Compact and the Commission's Rules
+155 and bylaws;
+156 (b) Recommending to the Commission changes to the Rules or bylaws, changes
+157 to this Compact legislation, fees charged to Compact Participating States, fees charged
+158 to Licensees, and other fees;
+159 (c) Ensuring Compact administration services ar e appr opriately pr ovided,
+160 including by contract;
+161 (d) Pr eparing and recommending the budget;
+HCS SB 1092 44
+162 (e) Maintaining financial reco rds on behalf of the Commission;
+163 (f) Monitoring Compact compliance of Participating States and pr oviding
+164 compliance rep orts to the Commission;
+165 (g) Establishing additional committees as necessary;
+166 (h) Exer cising the powers and duties of the Commission during the interim
+167 between Commission meetings, except for adopting or amending Rules, adopting or
+168 amending bylaws, and exer cising any other powers and duties expr essly res erved to the
+169 Commission by Rule or bylaw; and
+170 (i) Other duties as pr ovided in the Rules or bylaws of the Commission.
+171 (2) The Executive Board shall be composed of up to seven (7) members:
+172 (a) The Chair , V ice Chair , Secr etary and T rea sur er of the Commission and any
+173 other members of the Commission who serve on the Executive Board shall be voting
+174 members of the Executive Board; and
+175 (b) Other than the Chair , V ice Chair , Secr etary , and T r easurer , the Commission
+176 may elect up to thr ee (3) voting members fr om the curren t membership of the
+177 Commission.
+178 (3) The Commission may rem ove any member of the Executive Board as
+179 pr ovided in the Commission's bylaws.
+180 (4) The Executive Board shall meet at least annually .
+181 (a) An Executive Board meeting at which it takes or intends to take formal
+182 action on a matter shall be open to the public, except that the Executive Board may meet
+183 in a closed, non-public session of a public meeting when dealing with any of the matters
+184 cover ed under subdivision (4) of subsection 4 of this section.
+185 (b) The Executive Board shall give five (5) business days' notice of its public
+186 meetings, posted on its website and as it may otherwise determine to prov ide notice to
+187 persons with an inter est in the public matters the Executive Board intends to addr ess at
+188 those meetings.
+189 (5) The Executive Board may hold an emergency meeting when acting for the
+190 Commission to:
+191 (a) Meet an imminent thr eat to public health, safety , or welfare;
+192 (b) Pr event a loss of Commission or Participating State funds; or
+193 (c) Pr otect public health and safety .
+194 7. (1) The members, officers, executive director , employees and repr esentatives
+195 of the Commission shall be immune fr om suit and liability , both personally and in their
+196 official capacity , for any claim for damage to or loss of prop erty or personal injury or
+197 other civil liability caused by or arising out of any actual or alleged act, error , or
+198 omission that occurr ed, or that the person against whom the claim is made had a
+HCS SB 1092 45
+199 r easonable basis for believing occurr ed within the scope of Commission employment,
+200 duties or r esponsibilities; prov ided that nothing in this subdivision shall be construed to
+201 pr otect any such person fro m suit or liability for any damage, loss, injury , or liability
+202 caused by the intentional or willful or wanton misconduct of that person. The
+203 pr ocur ement of insurance of any type by the Commission shall not in any way
+204 compr omise or limit the immunity granted hereu nder .
+205 (2) The Commission shall defend any member , officer , executive direc tor ,
+206 employee, and re present ative of the Commission in any civil action seeking to impose
+207 liability arising out of any actual or alleged act, err or , or omission that occurred within
+208 the scope of Commission employment, duties, or re sponsibilities, or as determined by
+209 the Commission that the person against whom the claim is made had a rea sonable basis
+210 for believing occurr ed within the scope of Commission employment, duties, or
+211 r esponsibilities; pr ovided that nothing her ein shall be construed to pr ohibit that
+212 person fro m ret aining their own counsel at their own expense; and pr ovided further ,
+213 that the actual or alleged act, error , or omission did not res ult fr om that person's
+214 intentional or willful or wanton misconduct.
+215 (3) Notwithstanding subdivision (1) of this subsection, should any member ,
+216 officer , executive dir ector , employee, or repr esentative of the Commission be held liable
+217 for the amount of any settlement or judgment arising out of any actual or alleged act,
+218 err or , or omission that occurr ed within the scope of that individual's employment,
+219 duties, or responsibi lities for the Commission, or that the person to whom that
+220 individual is liable had a r easonable basis for believing occurr ed within the scope of the
+221 individual's employment, duties, or respon sibilities for the Commission, the
+2 2 2 Commission shall indemnify and hold harmless such individual, prov ided that the
+223 actual or alleged act, erro r , or omission did not result fr om the intentional or willful or
+224 wanton misconduct of the individual.
+225 (4) Nothing herei n shall be construed as a limitation on the liability of any
+226 Licensee for profes sional malpractice or misconduct, which shall be governed solely by
+227 any other applicable State laws.
+228 (5) Nothing in this Compact shall be interpr eted to waive or otherwise abr ogate
+229 a Participating State's state action immunity or state action affirmative defense with
+230 r espect to antitrust claims under the Sherman Act, Clayton Act, or any other State or
+231 federal antitrust or anticompetitive law or regul ation.
+232 (6) Nothing in this Compact shall be construed to be a waiver of soverei gn
+233 immunity by the Participating States or by the Commission.
+332.735. 1. The Commission shall pr ovide for the development, maintenance,
+2 operation, and utilization of a coordinated database and r eporting system containing
+HCS SB 1092 46
+3 licensur e, Adverse Action, and the pr esence of Significant Investigative Information on
+4 all Licensees and applicants for a License in Participating States.
+5 2. Notwithstanding any other pr ovision of State law to the contrary , a
+6 Participating State shall submit a uniform data set to the Data System on all individuals
+7 to whom this Compact is applicable as requi red by the Rules of the Commission,
+8 including:
+9 (1) Identifying information;
+10 (2) Licensure data;
+11 (3) Adverse Actions against a Licensee, License applicant or Compact Privilege
+12 and information r elated ther eto;
+13 (4) Non-confidential information rel ated to Alternative Pr ogram participation,
+14 the beginning and ending dates of such participation, and other information rel ated to
+15 such participation;
+16 (5) Any denial of an application for licensur e, and the r eason or r easons for such
+17 denial (excluding the re porting of any criminal history r ecord information wher e
+18 pr ohibited by law);
+19 (6) The pr esence of Significant Investigative Information; and
+20 (7) Other information that may facilitate the administration of this Compact or
+21 the pro tection of the public, as determined by the Rules of the Commission.
+22 3. The rec ords and information pro vided to a Participating State pursuant to
+23 this Compact or thr ough the Data System, when certified by the Commission or an
+24 agent ther eof, shall constitute the authenticated business rec ords of the Commission,
+25 and shall be entitled to any associated hearsay exception in any re levant judicial, quasi-
+26 judicial or administrative pr oceedings in a Participating State.
+27 4. Significant Investigative Information pertaining to a Licensee in any
+28 Participating State will only be available to other Participating States.
+29 5. It is the res ponsibility of the Participating States to monitor the database to
+30 determine whether Adverse Action has been taken against a Licensee or License
+31 applicant. Adverse Action information pertaining to a Licensee or License applicant in
+32 any Participating State will be available to any other Participating State.
+33 6. Participating States contributing information to the Data System may
+34 designate information that may not be shar ed with the public without the expr ess
+35 permission of the contributing State.
+36 7. Any information submitted to the Data System that is subsequently expunged
+37 pursuant to federal law or the laws of the Participating State contributing the
+38 information shall be rem oved fr om the Data System.
+HCS SB 1092 47
+332.740. 1. The Commission shall promul gate r easonable Rules in order to
+2 effectively and efficiently implement and administer the purposes and pro visions of the
+3 Compact. A Commission Rule shall be invalid and have no for ce or effect only if a court
+4 of competent jurisdiction holds that the Rule is invalid because the Commission
+5 exer cised its rulemaking authority in a manner that is beyond the scope and purposes of
+6 the Compact, or the powers granted her eunder , or based upon another applicable
+7 standard of r eview .
+8 2. The Commission shall pr omulgate Rules in accordance with the authority
+9 granted under this Compact. All Commission Rules shall be consistent with the
+10 Constitution of the United States and, to the extent applicable, the constitutions of
+11 Participating States, and shall further the purposes and intent of this Compact. Any
+12 Rule adopted by the Commission that exceeds the scope of the Commission's authority
+13 or is otherwise inconsistent with this Compact or applicable constitutional r equir ements
+14 shall be subject to challenge and determination in accordance with the dispute
+15 r esolution and enforcem ent pr ovisions under section 332.745 of this Compact.
+16 3. The Rules of the Commission shall have the for ce of law in each Participating
+17 State, pro vided however that wher e the Rules of the Commission conflict with the laws
+18 of the Participating State that establish the Participating State's Scope of Practice as
+19 held by a court of competent jurisdiction, the Rules of the Commission shall be
+20 ineffective in that State to the extent of the conflict.
+21 4. The Commission shall exerci se its Rulemaking powers pursuant to the criteria
+22 set forth in this section and the Rules adopted ther eunder . Rules shall become binding
+23 as of the date specified by the Commission for each Rule.
+24 5. If a majority of the legislatur es of the Participating States rej ects a
+25 Commission Rule or portion of a Commission Rule, by enactment of a statute or
+26 r esolution in the same manner used to adopt the Compact, within four (4) years of the
+27 date of adoption of the Rule, then such Rule shall have no further for ce and effect in any
+28 Participating State or to any State applying to participate in the Compact.
+29 6. Rules shall be adopted at a reg ular or special meeting of the Commission.
+30 7. Prior to adoption of a pr oposed Rule, the Commission shall hold a public
+31 hearing and allow persons to pro vide oral and written comments, data, facts, opinions,
+32 and arguments.
+33 8. Prior to adoption of a pr oposed Rule by the Commission, and at least thirty
+34 (30) days in advance of the meeting at which the Commission will hold a public hearing
+35 on the pr oposed Rule, the Commission shall pr ovide a Notice of Pr oposed Rulemaking:
+36 (1) On the website of the Commission or other publicly accessible platform;
+HCS SB 1092 48
+37 (2) T o persons who have requ ested notice of the Commission's notices of
+38 pr oposed rulemaking; and
+39 (3) In such other way or ways as the Commission may by Rule specify .
+40 9. The Notice of Pr oposed Rulemaking shall include:
+41 (1) The time, date, and location of the public hearing at which the Commission
+42 will hear public comments on the pro posed Rule and, if differ ent, the time, date, and
+43 location of the meeting wher e the Commission will consider and vote on the pro posed
+44 Rule;
+45 (2) If the hearing is held via telecommunication, video conference, or other
+46 electr onic means, the Commission shall include the mechanism for access to the hearing
+47 in the Notice of Pr oposed Rulemaking;
+48 (3) The text of the pr oposed Rule and the reas on ther efor;
+49 (4) A requ est for comments on the pr oposed Rule fr om any interes ted person;
+50 and
+51 (5) The manner in which interes ted persons may submit written comments.
+52 10. All hearings will be record ed. A copy of the record ing and all written
+53 comments and documents receiv ed by the Commission in res ponse to the prop osed Rule
+54 shall be available to the public.
+55 1 1. Nothing in this section shall be construed as requ iring a separate hearing on
+56 each Commission Rule. Rules may be grou ped for the convenience of the Commission
+57 at hearings req uired by this section.
+58 12. The Commission shall, by majority vote of all Commissioners, take final
+59 action on the prop osed Rule based on the rulemaking reco rd.
+60 (1) The Commission may adopt changes to the pro posed Rule pro vided the
+61 changes do not enlarge the original purpose of the pr oposed Rule.
+62 (2) The Commission shall pro vide an explanation of the r easons for substantive
+63 changes made to the pr oposed Rule as well as r easons for substantive changes not made
+64 that wer e r ecommended by commenters.
+65 (3) The Commission shall determine a reas onable effective date for the Rule.
+66 Except for an emergency as pr ovided in subsection 13 of this section, the effective date
+67 of the Rule shall be no sooner than thirty (30) days after the Commission issuing the
+68 notice that it adopted or amended the Rule.
+69 13. Upon determination that an emergency exists, the Commission may consider
+70 and adopt an emergency Rule with 24 hours' notice, with opportunity to comment,
+71 pr ovided that the usual rulemaking proced ures pr ovided in the Compact and in this
+72 section shall be r etro actively applied to the Rule as soon as rea sonably possible, in no
+HCS SB 1092 49
+73 event later than ninety (90) days after the effective date of the Rule. For the purposes of
+74 this prov ision, an emergency Rule is one that must be adopted immediately in order to:
+75 (1) Meet an imminent thr eat to public health, safety , or welfare;
+76 (2) Pr event a loss of Commission or Participating State funds;
+77 (3) Meet a deadline for the pr omulgation of a Rule that is established by federal
+78 law or rule; or
+79 (4) Pr otect public health and safety .
+80 14. The Commission or an authorized committee of the Commission may direct
+81 r evisions to a pr eviously adopted Rule for purposes of corr ecting typographical errors,
+82 err ors in format, err ors in consistency , or grammatical err ors. Public notice of any
+83 r evisions shall be posted on the website of the Commission. The r evision shall be subject
+84 to challenge by any person for a period of thirty (30) days after posting. The revi sion
+85 may be challenged only on gr ounds that the r evision res ults in a material change to a
+86 Rule. A challenge shall be made in writing and deliver ed to the Commission prior to the
+87 end of the notice period. If no challenge is made, the r evision will take effect without
+88 further action. If the r evision is challenged, the revi sion may not take effect without the
+89 appr oval of the Commission.
+90 15. No Participating State's rulemaking req uirements shall apply under this
+91 Compact.
+332.745. 1. (1) The executive and judicial branches of State government in each
+2 Participating State shall enfor ce this Compact and take all actions necessary and
+3 appr opriate to implement the Compact.
+4 (2) V enue is prop er and judicial proc eedings by or against the Commission shall
+5 be bro ught solely and exclusively in a court of competent jurisdiction wher e the
+6 principal office of the Commission is located. The Commission may waive venue and
+7 jurisdictional defenses to the extent it adopts or consents to participate in alternative
+8 dispute reso lution pr oceedings. Nothing herei n shall affect or limit the selection or
+9 pr opriety of venue in any action against a Licensee for profes sional malpractice,
+10 misconduct or any such similar matter .
+11 (3) The Commission shall be entitled to recei ve service of process in any
+12 pr oceeding regard ing the enfor cement or interpr etation of the Compact or Commission
+13 Rule and shall have standing to intervene in such a pr oceeding for all purposes. Failur e
+14 to pro vide the Commission service of pro cess shall rend er a judgment or order void as
+15 to the Commission, this Compact, or promulg ated Rules.
+16 2. (1) If the Commission determines that a Participating State has defaulted in
+17 the performance of its obligations or res ponsibilities under this Compact or the
+18 pr omulgated Rules, the Commission shall pro vide written notice to the defaulting State.
+HCS SB 1092 50
+19 The notice of default shall describe the default, the prop osed means of curing the
+20 default, and any other action that the Commission may take, and shall offer training
+21 and specific technical assistance reg arding the default.
+22 (2) The Commission shall pr ovide a copy of the notice of default to the other
+23 Participating States.
+24 3. If a State in default fails to cur e the default, the defaulting State may be
+25 terminated fr om the Compact upon an affirmative vote of a majority of the
+26 Commissioners, and all rights, privileges and benefits conferred on that State by this
+27 Compact may be terminated on the effective date of termination. A cur e of the default
+28 does not reli eve the offending State of obligations or liabilities incurr ed during the
+29 period of default.
+30 4. T ermination of participation in the Compact shall be imposed only after all
+31 other means of securing compliance have been exhausted. Notice of intent to suspend or
+32 terminate shall be given by the Commission to the governor , the majority and minority
+33 leaders of the defaulting State's legislatur e, the defaulting State's State Licensing
+34 Authority or Authorities, as applicable, and each of the Participating States' State
+35 Licensing Authority or Authorities, as applicable.
+36 5. A State that has been terminated is res ponsible for all assessments,
+37 obligations, and liabilities incurr ed thr ough the effective date of termination, including
+38 obligations that extend beyond the effective date of termination.
+39 6. Upon the termination of a State's participation in this Compact, that State
+40 shall immediately pr ovide notice to all Licensees of the State, including Licensees of
+41 other Participating States issued a Compact Privilege to practice within that State, of
+42 such termination. The terminated State shall continue to rec ognize all Compact
+43 Privileges then in effect in that State for a minimum of one hundred eighty (180) days
+44 after the date of said notice of termination.
+45 7. The Commission shall not bear any costs r elated to a State that is found to be
+46 in default or that has been terminated fr om the Compact, unless agr eed upon in writing
+47 between the Commission and the defaulting State.
+48 8. The defaulting State may appeal the action of the Commission by petitioning
+49 the United States District Court for the District of Columbia or the federal district
+50 wher e the Commission has its principal offices. The pr evailing party shall be awarded
+51 all costs of such litigation, including r easonable attorney's fees.
+52 9. (1) Upon req uest by a Participating State, the Commission shall attempt to
+53 r esolve disputes r elated to the Compact that arise among Participating States and
+54 between Participating States and non-Participating States.
+HCS SB 1092 51
+55 (2) The Commission shall pr omulgate a Rule prov iding for both mediation and
+56 binding dispute r esolution for disputes as appr opriate.
+57 10. (1) The Commission, in the reas onable exer cise of its discr etion, shall enforce
+58 the pro visions of this Compact and the Commission's Rules.
+59 (2) By majority vote, the Commission may initiate legal action against a
+60 Participating State in default in the United States District Court for the District of
+61 Columbia or the federal district where the Commission has its principal offices to
+62 enfor ce compliance with the pr ovisions of the Compact and its pro mulgated Rules. The
+63 r elief sought may include both injunctive relief and damages. In the event judicial
+64 enfor cement is necessary , the pr evailing party shall be awarded all costs of such
+65 litigation, including r easonable attorney's fees. The r emedies herei n shall not be the
+66 exclusive r emedies of the Commission. The Commission may pursue any other
+67 r emedies available under federal or the defaulting Participating State's law .
+68 (3) A Participating State may initiate legal action against the Commission in the
+69 United States District Court for the District of Columbia or the federal district wher e
+70 the Commission has its principal offices to enforce compliance with the pr ovisions of the
+71 Compact and its pr omulgated Rules. The reli ef sought may include both injunctive
+72 r elief and damages. In the event judicial enforcem ent is necessary , the pr evailing party
+73 shall be awarded all costs of such litigation, including reas onable attorney's fees.
+74 (4) No individual or entity other than a Participating State may enfor ce this
+75 Compact against the Commission.
+332.750. 1. The Compact shall come into effect on the date on which the
+2 Compact statute is enacted into law in the seventh Participating State.
+3 (1) On or after the effective date of the Compact, the Commission shall convene
+4 and rev iew the enactment of each of the States that enacted the Compact prior to the
+5 Commission convening ("Charter Participating States") to determine if the statute
+6 enacted by each such Charter Participating State is materially differe nt than the Model
+7 Compact.
+8 (a) A Charter Participating State whose enactment is found to be materially
+9 differ ent fr om the Model Compact shall be entitled to the default pr ocess set forth in
+10 section 332.745.
+11 (b) If any Participating State is later found to be in default, or is terminated or
+12 withdraws fr om the Compact, the Commission shall rem ain in existence and the
+13 Compact shall rem ain in effect even if the number of Participating States should be less
+14 than seven (7).
+15 (2) Participating States enacting the Compact subsequent to the Charter
+16 Participating States shall be subject to the pr ocess set forth in subdivision (23) of
+HCS SB 1092 52
+17 subsection 3 of section 332.730 to determine if their enactments ar e materially differ ent
+18 fr om the Model Compact and whether they qualify for participation in the Compact.
+19 (3) All actions taken for the benefit of the Commission or in furtherance of the
+20 purposes of the administration of the Compact prior to the effective date of the Compact
+21 or the Commission coming into existence shall be considere d to be actions of the
+22 Commission unless specifically r epudiated by the Commission.
+23 (4) Any State that joins the Compact subsequent to the Commission's initial
+24 adoption of the Rules and bylaws shall be subject to the Commission's Rules and bylaws
+25 as they exist on the date on which the Compact becomes law in that State. Any Rule
+26 that has been pr eviously adopted by the Commission shall have the full for ce and effect
+27 of law on the day the Compact becomes law in that State.
+28 2. Any Participating State may withdraw fr om this Compact by enacting a
+29 statute repeal ing that State's enactment of the Compact.
+30 (1) A Participating State's withdrawal shall not take effect until one hundr ed
+31 eighty (180) days after enactment of the r epealing statute.
+32 (2) Withdra wal shall not affect the continuing r equir ement of the withdrawing
+33 State's Licensing Authority or Authorities to comply with the investigative and Adverse
+34 Action reporting r equir ements of this Compact prior to the effective date of withdrawal.
+35 (3) Upon the enactment of a statute withdrawing fr om this Compact, the State
+36 shall immediately provi de notice of such withdrawal to all Licensees within that State.
+37 Notwithstanding any subsequent statutory enactment to the contrary , such withdrawing
+38 State shall continue to recogn ize all Compact Privileges to practice within that State
+39 granted pursuant to this Compact for a minimum of one hundred eighty (180) days after
+40 the date of such notice of withdrawal.
+41 3. Nothing contained in this Compact shall be construed to invalidate or pr event
+42 any licensur e agr eement or other cooperative arrangement between a Participating
+43 State and a non-Participating State that does not conflict with the prov isions of this
+44 Compact.
+45 4. This Compact may be amended by the Participating States. No amendment to
+46 this Compact shall become effective and binding upon any Participating State until it is
+47 enacted into the laws of all Participating States.
+332.755. 1. This Compact and the Commission's rulemaking authority shall be
+2 liberally construed so as to effectuate the purposes, and the implementation and
+3 administration of the Compact. Pr ovisions of the Compact expr essly authorizing or
+4 r equiring the promulg ation of Rules shall not be construed to limit the Commission's
+5 rulemaking authority solely for those purposes.
+HCS SB 1092 53
+6 2. The pr ovisions of this Compact shall be severable and if any phrase, clause,
+7 sentence or provi sion of this Compact is held by a court of competent jurisdiction to be
+8 contrary to the constitution of any Participating State, a State seeking participation in
+9 the Compact, or of the United States, or the applicability ther eof to any government,
+10 agency , person or circ umstance is held to be unconstitutional by a court of competent
+11 jurisdiction, the validity of the rem ainder of this Compact and the applicability ther eof
+12 to any other government, agency , person or circu mstance shall not be affected ther eby .
+13 3. Notwithstanding subsection 2 of this section, the Commission may deny a
+14 State's participation in the Compact or , in accordance with the r equir ements of
+15 subsection 2 of section 332.745, terminate a Participating State's participation in the
+16 Compact, if it determines that a constitutional req uire ment of a Participating State is a
+17 material departure fro m the Compact. Otherwise, if this Compact shall be held to be
+18 contrary to the constitution of any Participating State, the Compact shall rem ain in full
+19 for ce and effect as to the r emaining Participating States and in full for ce and effect as to
+20 the Participating State affected as to all severable matters.
+332.760. 1. Nothing herei n shall preven t or inhibit the enforcem ent of any other
+2 law of a Participating State that is not inconsistent with the Compact.
+3 2. Except as explicitly permitted her ein, nothing in this Compact, nor any Rule
+4 of the Commission, shall be construed to limit, restrict, or in any way red uce the ability
+5 of a Participating State to enact and enforce laws, regu lations, or other rules relat ed to
+6 the practice of dentistry and dental hygiene within such Participating State, including
+7 but not limited to standards of practice, Scope of Practice, office safety r equir ements,
+8 patient care standards, and all other aspects of pr ofessional practice occurring within
+9 such Participating State's borders.
+10 3. Any laws, statutes, reg ulations, or other legal req uirements in a Participating
+11 State in conflict with the Compact ar e superseded to the extent of the conflict.
+12 4. All permissible agr eements between the Commission and the Participating
+13 States ar e binding in accordance with their terms.
+334.1800. 1. Sections 334.1800 to 334.1860 shall be known and may be cited as
+2 the "Physician Assistant Licensure Compact".
+3 2. In order to str engthen access to Medical Services, and in r ecognition of the
+4 advances in the delivery of Medical Services, the Participating States of the P A
+5 Licensur e Compact have allied in common purpose to develop a compr ehensive pro cess
+6 that complements the existing authority of State Licensing Boards to license and
+7 discipline physician assistants and seeks to enhance the portability of a License to
+8 practice as a physician assistant while safeguarding the safety of patients. This
+9 Compact allows Medical Services to be prov ided by physician assistants, via the mutual
+HCS SB 1092 54
+10 r ecognition of the Licensee's Qualifying License by other Compact Participating States.
+11 This Compact also adopts the prevai ling standard for physician assistant licensur e and
+12 affirms that the practice and delivery of Medical Services by the physician assistant
+13 occurs wher e the patient is located at the time of the patient encounter , and ther efor e
+14 r equir es the physician assistant to be under the jurisdiction of the State Licensing Board
+15 wher e the patient is located. State Licensing Boards that participate in this Compact
+16 r etain the jurisdiction to impose Adverse Action against a Compact Privilege in that
+17 State issued to a physician assistant thr ough the pro cedur es of this Compact. The P A
+18 Licensur e Compact will alleviate burdens for military families by allowing active duty
+19 military personnel and their spouses to obtain a Compact Privilege based on having an
+20 unr estricted License in good standing fr om a Participating State.
+334.1805. In this Compact:
+2 (1) "Adverse Action" means any administrative, civil, equitable, or criminal
+3 action permitted by a State's laws which is imposed by a Licensing Board or other
+4 authority against a physician assistant License or License application or Compact
+5 Privilege such as License denial, censure, revo cation, suspension, pr obation, monitoring
+6 of the Licensee, or r estriction on the Licensee's practice.
+7 (2) "Compact Privilege" means the authorization granted by a Remote State to
+8 allow a Licensee from another Participating State to practice as a physician assistant to
+9 pr ovide Medical Services and other licensed activity to a patient located in the Remote
+10 State under the Remote State's laws and regu lations.
+11 (3) "Conviction" means a finding by a court that an individual is guilty of a
+12 felony or misdemeanor offense thr ough adjudication or entry of a plea of guilt or no
+13 contest to the charge by the offender .
+14 (4) "Criminal Backgr ound Check" means the submission of fingerprints or
+15 other biometric-based information for a License applicant for the purpose of obtaining
+16 that applicant's criminal history record information, as defined in 28 C.F .R. § 20.3(d),
+17 fr om the State's criminal history r ecord repo sitory as defined in 28 C.F .R. § 20.3(f).
+18 (5) "Data System" means the r epository of information about Licensees,
+19 including but not limited to License status and Adverse Actions, which is creat ed and
+20 administer ed under the terms of this Compact.
+21 (6) "Executive Committee" means a group of dir ectors and ex-officio individuals
+22 elected or appointed pursuant to subdivision (2) of subsection 6 of section 334.1830.
+23 (7) "Impair ed Practitioner" means a physician assistant whose practice is
+24 adversely affected by health-re lated condition(s) that impact their ability to practice.
+25 (8) "Investigative Information" means information, r ecords, or documents
+26 r eceived or generated by a Licensing Board pursuant to an investigation.
+HCS SB 1092 55
+27 (9) "Jurisprudence Requirem ent" means the assessment of an individual's
+28 knowledge of the laws and Rules governing the practice of a physician assistant in a
+29 State.
+30 (10) "License" means curren t authorization by a State, other than authorization
+31 pursuant to a Compact Privilege, for a physician assistant to prov ide Medical Services,
+32 which would be unlawful without curr ent authorization.
+33 (1 1) "Licensee" means an individual who holds a License fr om a State to provi de
+34 Medical Services as a physician assistant.
+35 (12) "Licensing Board" means any State entity authorized to license and
+36 otherwise reg ulate physician assistants.
+37 (13) "Medical Services" means health care services pr ovided for the diagnosis,
+38 pr evention, tr eatment, cur e or relief of a health condition, injury , or disease, as defined
+39 by a State's laws and regu lations. The medical services pro vided by a physician
+40 assistant to a patient located in Missouri are defined by Missouri's state laws and
+41 r egulations.
+42 (14) "Model Compact" means the model for the P A Licensure Compact on file
+43 with The Council of State Governments or other entity as designated by the
+44 Commission.
+45 (15) "Participating State" means a State that has enacted this Compact.
+46 (16) "P A" or "Physician Assistant" means an individual who is licensed as a
+47 physician assistant in a State. For purposes of this Compact, any other title or status
+48 adopted by a State to re place the term "physician assistant" shall be deemed
+49 synonymous with "physician assistant" and shall confer the same rights and
+5 0 r esponsibilities to the Licensee under the pr ovisions of this Compact at the time of its
+51 enactment.
+52 (17) "P A Licensur e Compact Commission," "Compact Commission," or
+53 "Commission" mean the national administrative body cr eated pursuant to subsection
+54 1 of section 334.1830 of this Compact.
+55 (18) "Qualifying License" means an unrest ricted License issued by a
+5 6 Participating State to provi de Medical Services as a physician assistant.
+57 (19) "Remote State" means a Participating State wher e a Licensee who is not
+58 licensed as a physician assistant is exercising or seeking to exerci se the Compact
+59 Privilege.
+60 (20) "Rule" means a r egulation pr omulgated by an entity that has the for ce and
+61 effect of law .
+62 (21) "Significant Investigative Information" means Investigative Information
+63 that a Licensing Board, after an inquiry or investigation that includes notification and
+HCS SB 1092 56
+64 an opportunity for the physician assistant to r espond if requ ired by State law , has
+65 r eason to believe is not groun dless and, if proven true, would indicate mor e than a
+66 minor infraction.
+67 (22) "State" means any state, commonwealth, district, or territory of the United
+68 States.
+334.1810. 1. T o participate in this Compact, a Participating State shall:
+2 (1) License physician assistants.
+3 (2) Participate in the Compact Commission's Data System.
+4 (3) Have a mechanism in place for receivi ng and investigating complaints
+5 against Licensees and License applicants.
+6 (4) Notify the Commission, in compliance with the terms of this Compact and
+7 Commission Rules, of any Adverse Action against a Licensee or License applicant and
+8 the existence of Significant Investigative Information regard ing a Licensee or License
+9 applicant.
+10 (5) Fully implement a Criminal Backgr ound Check req uire ment, within a time
+11 frame established by Commission Rule, by its Licensing Board r eceiving the results of a
+12 Criminal Backgr ound Check and reporting to the Commission whether the License
+13 applicant has been granted a License.
+14 (6) Comply with the Rules of the Compact Commission.
+15 (7) Utilize passage of a recog nized national exam such as the NCCP A P ANCE as
+16 a req uire ment for physician assistant licensur e.
+17 (8) Grant the Compact Privilege to a holder of a Qualifying License in a
+18 Participating State.
+19 2. Nothing in this Compact pr ohibits a Participating State fr om charging a fee
+20 for granting the Compact Privilege.
+334.1815. 1. T o exer cise the Compact Privilege, a Licensee must:
+2 (1) Have graduated fr om a physician assistant progra m accr edited by the
+3 Accr editation Review Commission on Education for the Physician Assistant, Inc. or
+4 other pr ograms authorized by Commission Rule.
+5 (2) Hold curr ent NCCP A certification.
+6 (3) Have no felony or misdemeanor Conviction.
+7 (4) Have never had a controlled substance license, permit, or regi stration
+8 suspended or r evoked by a State or by the United States Drug Enfor cement
+9 Administration.
+10 (5) Have a unique identifier as determined by Commission Rule.
+11 (6) Hold a Qualifying License.
+HCS SB 1092 57
+12 (7) Have had no rev ocation of a License or limitation or res triction on any
+13 License curr ently held due to an adverse action.
+14 (8) If a Licensee has had a limitation or res triction on a License or Compact
+15 Privilege due to an Adverse Action, two years must have elapsed fr om the date on which
+16 the License or Compact Privilege is no longer limited or res tricted due to the Adverse
+17 Action.
+18 (9) If a Compact Privilege has been r evoked or is limited or restricted in a
+19 Participating State for conduct that would not be a basis for disciplinary action in a
+20 Participating State in which the Licensee is practicing or applying to practice under a
+21 Compact Privilege, that Participating State shall have the discret ion not to consider
+22 such action as an Adverse Action req uiring the denial or rem oval of a Compact
+23 Privilege in that State.
+24 (10) Notify the Compact Commission that the Licensee is seeking the Compact
+25 Privilege in a Remote State.
+26 (1 1) Meet any Jurisprudence Requirem ent of a Remote State in which the
+27 Licensee is seeking to practice under the Compact Privilege and pay any fees applicable
+28 to satisfying the Jurisprudence Requirem ent.
+29 (12) Report to the Commission any Adverse Action taken by a non-participating
+30 State within thirty (30) days after the action is taken.
+31 2. The Compact Privilege is valid until the expiration or r evocation of the
+32 Qualifying License unless terminated pursuant to an Adverse Action. The Licensee
+33 must also comply with all of the re quir ements of subsection 1 of this section to maintain
+34 the Compact Privilege in a Remote State. If the Participating State takes Adverse
+35 Action against a Qualifying License, the Licensee shall lose the Compact Privilege in any
+36 Remote State in which the Licensee has a Compact Privilege until all of the following
+37 occur:
+38 (1) The License is no longer limited or restricted; and
+39 (2) T wo (2) years have elapsed fr om the date on which the License is no longer
+40 limited or res tricted due to the Adverse Action.
+41 3. Once a res tricted or limited License satisfies the requ irem ents of subdivisions
+42 (1) and (2) of subsection 2 of this section, the Licensee must meet the requ irem ents of
+43 subsection 1 of this section to obtain a Compact Privilege in any Remote State.
+44 4. For each Remote State in which a physician assistant seeks authority to
+45 pr escribe control led substances, the physician assistant shall satisfy all r equir ements
+46 imposed by such State in granting or renewi ng such authority .
+334.1820. Upon a Licensee's application for a Compact Privilege, the Licensee
+2 shall identify to the Commission the Participating State fr om which the Licensee is
+HCS SB 1092 58
+3 applying, in accordance with applicable Rules adopted by the Commission, and subject
+4 to the following r equir ements:
+5 (1) When applying for a Compact Privilege, the Licensee shall pr ovide the
+6 Commission with the addr ess of the Licensee's primary res idence and ther eafter shall
+7 immediately r eport to the Commission any change in the addr ess of the Licensee's
+8 primary resi dence.
+9 (2) When applying for a Compact Privilege, the Licensee is req uired to consent
+10 to accept service of proc ess by mail at the Licensee's primary res idence on file with the
+11 Commission with res pect to any action br ought against the Licensee by the Commission
+12 or a Participating State, including a subpoena, with res pect to any action brou ght or
+13 investigation conducted by the Commission or a Participating State.
+334.1825. 1. A Participating State in which a Licensee is licensed shall have
+2 exclusive power to impose Adverse Action against the Qualifying License issued by that
+3 Participating State.
+4 2. In addition to the other powers conferr ed by State law , a Remote State shall
+5 have the authority , in accordance with existing State due process law , to do all of the
+6 following:
+7 (1) T ake Adverse Action against a physician assistant's Compact Privilege within
+8 that State to rem ove a Licensee's Compact Privilege or take other action necessary
+9 under applicable law to pr otect the health and safety of its citizens.
+10 (2) Issue subpoenas for both hearings and investigations that requ ire the
+11 attendance and testimony of witnesses as well as the prod uction of evidence. Subpoenas
+12 issued by a Licensing Board in a Participating State for the attendance and testimony of
+13 witnesses or the prod uction of evidence fro m another Participating State shall be
+14 enfor ced in the latter State by any court of competent jurisdiction, according to the
+15 practice and pr ocedur e of that court applicable to subpoenas issued in proceed ings
+16 pending before it. The issuing authority shall pay any witness fees, travel expenses,
+17 mileage and other fees req uired by the service statutes of the State in which the
+18 witnesses or evidence are located.
+19 (3) Notwithstanding subdivision (2) of this subsection, subpoenas may not be
+20 issued by a Participating State to gather evidence of conduct in another State that is
+21 lawful in that other State for the purpose of taking Adverse Action against a Licensee's
+22 Compact Privilege or application for a Compact Privilege in that Participating State.
+23 (4) Nothing in this Compact authorizes a Participating State to impose discipline
+24 against a physician assistant's Compact Privilege or to deny an application for a
+25 Compact Privilege in that Participating State for the individual's otherwise lawful
+26 practice in another State.
+HCS SB 1092 59
+27 3. For purposes of taking Adverse Action, the Participating State which issued
+28 the Qualifying License shall give the same priority and effect to repo rted conduct
+29 r eceived fr om any other Participating State as it would if the conduct had occurr ed
+30 within the Participating State which issued the Qualifying License. In so doing, that
+31 Participating State shall apply its own State laws to determine appr opriate action.
+32 4. A Participating State, if otherwise permitted by State law , may recover fr om
+33 the affected physician assistant the costs of investigations and disposition of cases
+34 r esulting from any Adverse Action taken against that physician assistant.
+35 5. A Participating State may take Adverse Action based on the factual findings
+36 of a Remote State, pr ovided that the Participating State follows its own pr ocedur es for
+37 taking the Adverse Action.
+38 6. (1) In addition to the authority granted to a Participating State by its
+39 r espective State physician assistant laws and reg ulations or other applicable State law ,
+40 any Participating State may participate with other Participating States in joint
+41 investigations of Licensees.
+42 (2) Participating States shall share any investigative, litigation, or compliance
+43 materials in furtherance of any joint or individual investigation initiated under this
+44 Compact.
+45 7. If an Adverse Action is taken against a physician assistant's Qualifying
+46 License, the physician assistant's Compact Privilege in all Remote States shall be
+47 deactivated until two (2) years have elapsed after all res trictions have been r emoved
+48 fr om the State License. All disciplinary orders by the Participating State which issued
+49 the Qualifying License that impose Adverse Action against a physician assistant's
+50 License shall include a Statement that the physician assistant's Compact Privilege is
+51 deactivated in all Participating States during the pendency of the order .
+52 8. If any Participating State takes Adverse Action, it pr omptly shall notify the
+53 administrator of the Data System.
+334.1830. 1. The Participating States her eby creat e and establish a joint
+2 government agency and national administrative body known as the P A Licensur e
+3 Compact Commission. The Commission is an instrumentality of the Compact States
+4 acting jointly and not an instrumentality of any one State. The Commission shall come
+5 into existence on or after the effective date of the Compact as set forth in subsection 1 of
+6 section 334.1850.
+7 2. (1) Each Participating State shall have and be limited to one (1) delegate
+8 selected by that Participating State's Licensing Board or , if the State has mor e than one
+9 Licensing Board, selected collectively by the Participating State's Licensing Boards.
+10 (2) The delegate shall be either:
+HCS SB 1092 60
+11 (a) A curr ent physician assistant, physician or public member of a Licensing
+12 Board or physician assistant Council/Committee; or
+13 (b) An administrator of a Licensing Board.
+14 (3) Any delegate may be rem oved or suspended fr om office as pro vided by the
+15 laws of the State from which the delegate is appointed.
+16 (4) The Participating State Licensing Board shall fill any vacancy occurring in
+17 the Commission within sixty (60) days.
+18 (5) Each delegate shall be entitled to one (1) vote on all matters voted on by the
+19 Commission and shall otherwise have an opportunity to participate in the business and
+20 affairs of the Commission. A delegate shall vote in person or by such other means as
+21 pr ovided in the bylaws. The bylaws may prov ide for delegates' participation in
+22 meetings by telecommunications, video confer ence, or other means of communication.
+23 (6) The Commission shall meet at least once during each calendar year .
+24 Additional meetings shall be held as set forth in this Compact and the bylaws.
+25 (7) The Commission shall establish by Rule a term of office for delegates.
+26 3. The Commission shall have the following powers and duties:
+27 (1) Establish a code of ethics for the Commission;
+28 (2) Establish the fiscal year of the Commission;
+29 (3) Establish fees;
+30 (4) Establish bylaws;
+31 (5) Maintain its financial r ecords in accordance with the bylaws;
+32 (6) Meet and take such actions as ar e consistent with the pr ovisions of this
+33 Compact and the bylaws;
+34 (7) Pr omulgate Rules limited to the Commission's authority to facilitate and
+35 coordinate implementation and administration of this Compact. The Rules authorized
+36 by the Compact shall have the forc e and effect of law and shall be binding in all
+37 Participating States;
+38 (8) Bring and prosecute legal pr oceedings or actions in the name of the
+39 Commission, pr ovided that the standing of any State Licensing Board to sue or be sued
+40 under applicable law shall not be affected;
+41 (9) Purchase and maintain insurance and bonds;
+42 (10) Borrow , accept, or contract for services of personnel, including, but not
+43 limited to, employees of a Participating State;
+44 (1 1) Hir e employees and engage contractors, elect or appoint officers, fix
+45 compensation, define duties, grant such individuals appr opriate authority to carry out
+46 the purposes of this Compact, and establish the Commission's personnel policies and
+HCS SB 1092 61
+47 pr ograms relat ing to conflicts of intere st, qualifications of personnel, and other r elated
+48 personnel matters;
+49 (12) Accept any and all appr opriate donations and grants of money , equipment,
+50 supplies, materials and services, and receiv e, utilize and dispose of the same; pr ovided
+51 that at all times the Commission shall avoid any appearance of impropri ety or conflict
+52 of interes t;
+53 (13) Lease, pur chase, accept appr opriate gifts or donations of, or otherwise own,
+54 hold, improv e or use, any pro perty , rea l, personal or mixed; pr ovided that at all times
+55 the Commission shall avoid any appearance of impropri ety;
+56 (14) Sell, convey , mortgage, pledge, lease, exchange, abandon, or otherwise
+57 dispose of any pr operty real, personal, or mixed;
+58 (15) Establish a budget and make expenditur es;
+59 (16) Borrow money;
+60 (17) Appoint committees, including standing committees composed of members,
+61 State r egulators, State legislators or their re pr esentatives, and consumer
+6 2 r epresent atives, and such other interes ted persons as may be designated in this
+63 Compact and the bylaws;
+64 (18) Pr ovide and r eceive information fr om, and cooperate with, law enforcem ent
+65 agencies;
+66 (19) Elect a Chair , V ice Chair , Secr etary and T rea sur er and such other officers
+67 of the Commission as pr ovided in the Commission's bylaws;
+68 (20) Reserve for itself, in addition to those rese rved exclusively to the
+69 Commission under the Compact, powers that the Executive Committee may not
+70 exer cise;
+71 (21) Appr ove or disappr ove a State's participation in the Compact based upon
+72 its determination as to whether the State's Compact legislation departs in a material
+73 manner fr om the Model Compact language;
+74 (22) Pr epare and pr ovide to the Participating States an annual repo rt; and
+75 (23) Perform such other functions as may be necessary or appr opriate to achieve
+76 the purposes of this Compact consistent with the State regu lation of physician assistant
+77 licensur e and practice.
+78 4. (1) All meetings of the Commission that are not closed pursuant to this
+79 subsection shall be open to the public. Notice of public meetings shall be posted on the
+80 Commission's website at least thirty (30) days prior to the public meeting.
+81 (2) Notwithstanding subdivision (1) of this subsection, the Commission may
+82 convene a public meeting by pr oviding at least twenty-four (24) hours prior notice on
+83 the Commission's website, and any other means as pr ovided in the Commission's Rules,
+HCS SB 1092 62
+84 for any of the reas ons it may dispense with notice of pro posed rulemaking under
+85 subsection 12 of section 334.1840.
+86 (3) The Commission may convene in a closed, non-public meeting or non-public
+87 part of a public meeting to recei ve legal advice or to discuss:
+88 (a) Non-compliance of a Participating State with its obligations under this
+89 Compact;
+90 (b) The employment, compensation, discipline or other matters, practices or
+91 pr ocedur es rel ated to specific employees or other matters rela ted to the Commission's
+92 internal personnel practices and proc edures;
+93 (c) Curr ent, thr eatened, or r easonably anticipated litigation;
+94 (d) Negotiation of contracts for the purch ase, lease, or sale of goods, services, or
+95 r eal estate;
+96 (e) Accusing any person of a crime or formally censuring any person;
+97 (f) Disclosure of trade secr ets or commer cial or financial information that is
+98 privileged or confidential;
+99 (g) Disclosur e of information of a personal natur e wher e disclosur e would
+100 constitute a clearly unwarranted invasion of personal privacy;
+101 (h) Disclosur e of investigative r ecords compiled for law enfor cement purposes;
+102 (i) Disclosur e of information re lated to any investigative rep orts pr epar ed by or
+103 on behalf of or for use of the Commission or other committee charged with
+104 r esponsibility of investigation or determination of compliance issues pursuant to this
+105 Compact;
+106 (j) Legal advice; or
+107 (k) Matters specifically exempted fr om disclosure by federal or Participating
+108 States' statutes.
+109 (4) If a meeting, or portion of a meeting, is closed pursuant to this pr ovision, the
+110 chair of the meeting or the chair's designee shall certify that the meeting or portion of
+111 the meeting may be closed and shall r efer ence each r elevant exempting pr ovision.
+112 (5) The Commission shall keep minutes that fully and clearly describe all
+113 matters discussed in a meeting and shall pr ovide a full and accurate summary of actions
+114 taken, including a description of the views expr essed. All documents consider ed in
+115 connection with an action shall be identified in such minutes. All minutes and
+116 documents of a closed meeting shall r emain under seal, subject to relea se by a majority
+117 vote of the Commission or order of a court of competent jurisdiction.
+118 5. (1) The Commission shall pay , or pr ovide for the payment of, the reas onable
+119 expenses of its establishment, organization, and ongoing activities.
+HCS SB 1092 63
+120 (2) The Commission may accept any and all appr opriate reven ue sources ,
+121 donations, and grants of money , equipment, supplies, materials, and services.
+122 (3) The Commission may levy on and collect an annual assessment fr om each
+123 Participating State and may impose Compact Privilege fees on Licensees of
+1 2 4 Participating States to whom a Compact Privilege is granted to cover the cost of the
+125 operations and activities of the Commission and its staff, which must be in a total
+126 amount sufficient to cover its annual budget as appr oved by the Commission each year
+127 for which rev enue is not pr ovided by other sour ces. The aggreg ate annual assessment
+128 amount levied on Participating States shall be allocated based upon a formula to be
+129 determined by Commission Rule.
+130 (a) A Compact Privilege expir es when the Licensee's Qualifying License in the
+131 Participating State fr om which the Licensee applied for the Compact Privilege expir es.
+132 (b) If the Licensee terminates the Qualifying License thr ough which the Licensee
+133 applied for the Compact Privilege before its scheduled expiration, and the Licensee has
+134 a Qualifying License in another Participating State, the Licensee shall inform the
+135 Commission that it is changing to that Participating State the Participating State
+136 thr ough which it applies for a Compact Privilege and pay to the Commission any
+137 Compact Privilege fee r equir ed by Commission Rule.
+138 (4) The Commission shall not incur obligations of any kind prior to securing the
+139 funds adequate to meet the same; nor shall the Commission pledge the cred it of any of
+140 the Participating States, except by and with the authority of the Participating State.
+141 (5) The Commission shall keep accurate accounts of all re ceipts and
+1 4 2 disbursements. The r eceipts and disbursements of the Commission shall be subject
+143 to the financial r eview and accounting pr ocedur es established under its bylaws. All
+144 r eceipts and disbursements of funds handled by the Commission shall be subject to an
+145 annual financial r eview by a certified or licensed public accountant, and the r eport of
+146 the financial rev iew shall be included in and become part of the annual r eport of the
+147 Commission.
+148 6. (1) The Executive Committee shall have the power to act on behalf of the
+149 Commission according to the terms of this Compact and Commission Rules.
+150 (2) The Executive Committee shall be composed of nine (9) members:
+151 (a) Seven voting members who ar e elected by the Commission fr om the curr ent
+152 membership of the Commission;
+153 (b) One ex-officio, nonvoting member fr om a reco gnized national physician
+154 assistant profes sional association; and
+155 (c) One ex-officio, nonvoting member fr om a recogn ized national physician
+156 assistant certification organization.
+HCS SB 1092 64
+157 (3) The ex-officio members will be selected by their res pective organizations.
+158 (4) The Commission may rem ove any member of the Executive Committee as
+159 pr ovided in its bylaws.
+160 (5) The Executive Committee shall meet at least annually .
+161 (6) The Executive Committee shall have the following duties and res ponsibilities:
+162 (a) Recommend to the Commission changes to the Commission's Rules or
+163 bylaws, changes to this Compact legislation, fees to be paid by Compact Participating
+164 States such as annual dues, and any Commission Compact fee charged to Licensees for
+165 the Compact Privilege;
+166 (b) Ensur e Compact administration services are appr opriately provi ded,
+167 contractual or otherwise;
+168 (c) Pr epar e and recomm end the budget;
+169 (d) Maintain financial record s on behalf of the Commission;
+170 (e) Monitor Compact compliance of Participating States and pr ovide compliance
+171 r eports to the Commission;
+172 (f) Establish additional committees as necessary;
+173 (g) Exercis e the powers and duties of the Commission during the interim
+174 between Commission meetings, except for issuing pr oposed rulemaking or adopting
+175 Commission Rules or bylaws, or exer cising any other powers and duties exclusively
+176 r eserved to the Commission by the Commission's Rules; and
+177 (h) Perform other duties as provi ded in the Commission's Rules or bylaws.
+178 (7) All meetings of the Executive Committee at which it votes or plans to vote on
+179 matters in exer cising the powers and duties of the Commission shall be open to the
+180 public and public notice of such meetings shall be given as public meetings of the
+181 Commission are given.
+182 (8) The Executive Committee may convene in a closed, non-public meeting for
+183 the same r easons that the Commission may convene in a non-public meeting as set forth
+184 in subdivision (3) of subsection 4 of this section and shall announce the closed meeting as
+185 the Commission is req uired to under subdivision (4) of subsection 4 of this section and
+186 keep minutes of the closed meeting as the Commission is requi red to under subdivision
+187 (5) of subsection 4 of this section.
+188 7. (1) The members, officers, executive director , employees and repr esentatives
+189 of the Commission shall be immune fr om suit and liability , both personally and in their
+190 official capacity , for any claim for damage to or loss of prop erty or personal injury or
+191 other civil liability caused by or arising out of any actual or alleged act, error , or
+192 omission that occurr ed, or that the person against whom the claim is made had a
+193 r easonable basis for believing occurr ed within the scope of Commission employment,
+HCS SB 1092 65
+194 duties or r esponsibilities; prov ided that nothing in this subdivision shall be construed to
+195 pr otect any such person fro m suit or liability for any damage, loss, injury , or liability
+196 caused by the intentional or willful or wanton misconduct of that person. The
+197 pr ocur ement of insurance of any type by the Commission shall not in any way
+198 compr omise or limit the immunity granted hereu nder .
+199 (2) The Commission shall defend any member , officer , executive direc tor ,
+200 employee, and re present ative of the Commission in any civil action seeking to impose
+201 liability arising out of any actual or alleged act, err or , or omission that occurred within
+202 the scope of Commission employment, duties, or re sponsibilities, or as determined by
+203 the commission that the person against whom the claim is made had a r easonable basis
+204 for believing occurr ed within the scope of Commission employment, duties, or
+205 r esponsibilities; pr ovided that nothing her ein shall be construed to pr ohibit that
+206 person fro m ret aining their own counsel at their own expense; and pr ovided further ,
+207 that the actual or alleged act, error , or omission did not res ult fr om that person's
+208 intentional or willful or wanton misconduct.
+209 (3) The Commission shall indemnify and hold harmless any member , officer ,
+210 executive dir ector , employee, and repr esentative of the Commission for the amount of
+211 any settlement or judgment obtained against that person arising out of any actual or
+212 alleged act, err or , or omission that occurre d within the scope of Commission
+21 3 employment, duties, or res ponsibilities, or that such person had a r easonable basis
+214 for believing occurr ed within the scope of Commission employment, duties, or
+215 r esponsibilities, prov ided that the actual or alleged act, erro r , or omission did not
+216 r esult fr om the intentional or willful or wanton misconduct of that person.
+217 (4) V enue is prop er and judicial proc eedings by or against the Commission shall
+218 be bro ught solely and exclusively in a court of competent jurisdiction wher e the
+219 principal office of the Commission is located. The Commission may waive venue and
+220 jurisdictional defenses in any proceed ings as authorized by Commission Rules.
+221 (5) Nothing herei n shall be construed as a limitation on the liability of any
+222 Licensee for profes sional malpractice or misconduct, which shall be governed solely by
+223 any other applicable State laws.
+224 (6) Nothing her ein shall be construed to designate the venue or jurisdiction to
+225 bring actions for alleged acts of malpractice, pr ofessional misconduct, negligence, or
+226 other such civil action pertaining to the practice of a physician assistant. All such
+227 matters shall be determined exclusively by State law other than this Compact.
+228 (7) Nothing in this Compact shall be interpr eted to waive or otherwise abr ogate
+229 a Participating State's state action immunity or state action affirmative defense with
+HCS SB 1092 66
+230 r espect to antitrust claims under the Sherman Act, Clayton Act, or any other State or
+231 federal antitrust or anticompetitive law or regul ation.
+232 (8) Nothing in this Compact shall be construed to be a waiver of soverei gn
+233 immunity by the Participating States or by the Commission.
+334.1835. 1. The Commission shall prov ide for the development, maintenance,
+2 operation, and utilization of a coordinated data and r eporting system containing
+3 licensur e, Adverse Action, and the rep orting of the existence of Significant Investigative
+4 Information on all licensed physician assistants and applicants denied a License in
+5 Participating States.
+6 2. Notwithstanding any other State law to the contrary , a Participating State
+7 shall submit a uniform data set to the Data System on all physician assistants to whom
+8 this Compact is applicable (utilizing a unique identifier) as requ ired by the Rules of the
+9 Commission, including:
+10 (1) Identifying information;
+11 (2) Licensure data;
+12 (3) Adverse Actions against a License or Compact Privilege;
+13 (4) Any denial of application for licensur e, and the reas on or rea sons for such
+14 denial (excluding the repo rting of any Criminal history record information wher e
+15 pr ohibited by law);
+16 (5) The existence of Significant Investigative Information; and
+17 (6) Other information that may facilitate the administration of this Compact, as
+18 determined by the Rules of the Commission.
+19 3. Significant Investigative Information pertaining to a Licensee in any
+20 Participating State shall only be available to other Participating States.
+21 4. The Commission shall pr omptly notify all Participating States of any Adverse
+22 Action taken against a Licensee or an individual applying for a License that has been
+23 r eported to it. This Adverse Action information shall be available to any other
+24 Participating State.
+25 5. Participating States contributing information to the Data System may , in
+26 accordance with State or federal law , designate information that may not be shar ed with
+27 the public without the expr ess permission of the contributing State. Notwithstanding
+28 any such designation, such information shall be rep orted to the Commission thr ough the
+29 Data System.
+30 6. Any information submitted to the Data System that is subsequently expunged
+31 pursuant to federal law or the laws of the Participating State contributing the
+32 information shall be r emoved fr om the Data System upon reporting of such by the
+33 Participating State to the Commission.
+HCS SB 1092 67
+34 7. The rec ords and information pro vided to a Participating State pursuant to
+35 this Compact or thr ough the Data System, when certified by the Commission or an
+36 agent ther eof, shall constitute the authenticated business rec ords of the Commission,
+37 and shall be entitled to any associated hearsay exception in any re levant judicial, quasi-
+38 judicial or administrative pr oceedings in a Participating State.
+334.1840. 1. The Commission shall exer cise its Rulemaking powers pursuant to
+2 the criteria set forth in this Section and the Rules adopted ther eunder . Commission
+3 Rules shall become binding as of the date specified by the Commission for each Rule.
+4 2. The Commission shall promul gate reas onable Rules in order to effectively and
+5 efficiently implement and administer this Compact and achieve its purposes. A
+6 Commission Rule shall be invalid and have no for ce or effect only if a court of
+7 competent jurisdiction holds that the Rule is invalid because the Commission exer cised
+8 its rulemaking authority in a manner that is beyond the scope of the purposes of this
+9 Compact, or the powers granted hereunder , or based upon another applicable standard
+10 of review .
+11 3. The Rules of the Commission shall have the for ce of law in each Participating
+12 State, pro vided however that wher e the Rules of the Commission conflict with the laws
+13 of the Participating State that establish the medical services a physician assistant may
+14 perform in the Participating State, as held by a court of competent jurisdiction, the
+15 Rules of the Commission shall be ineffective in that State to the extent of the conflict.
+16 4. If a majority of the legislatur es of the Participating States rej ects a
+17 Commission Rule, by enactment of a statute or res olution in the same manner used to
+18 adopt this Compact within four (4) years of the date of adoption of the Rule, then such
+19 Rule shall have no further for ce and effect in any Participating State or to any State
+20 applying to participate in the Compact.
+21 5. Commission Rules shall be adopted at a regu lar or special meeting of the
+22 Commission.
+23 6. Prior to pr omulgation and adoption of a final Rule or Rules by the
+24 Commission, and at least thirty (30) days in advance of the meeting at which the Rule
+25 will be consider ed and voted upon, the Commission shall file a Notice of Pr oposed
+26 Rulemaking:
+27 (1) On the website of the Commission or other publicly accessible platform; and
+28 (2) T o persons who have requ ested notice of the Commission's notices of
+29 pr oposed rulemaking; and
+30 (3) In such other way(s) as the Commission may by Rule specify .
+31 7. The Notice of Pr oposed Rulemaking shall include:
+HCS SB 1092 68
+32 (1) The time, date, and location of the public hearing on the prop osed Rule and
+33 the pro posed time, date and location of the meeting in which the pr oposed Rule will be
+34 consider ed and voted upon;
+35 (2) The text of the pr oposed Rule and the reas on for the pr oposed Rule;
+36 (3) A r equest for comments on the prop osed Rule fr om any interes ted person
+37 and the date by which written comments must be receiv ed; and
+38 (4) The manner in which interes ted persons may submit notice to the
+39 Commission of their intention to attend the public hearing or pr ovide any written
+40 comments.
+41 8. Prior to adoption of a pro posed Rule, the Commission shall allow persons to
+42 submit written data, facts, opinions, and arguments, which shall be made available to
+43 the public.
+44 9. If the hearing is to be held via electr onic means, the Commission shall publish
+45 the mechanism for access to the electr onic hearing.
+46 (1) All persons wishing to be heard at the hearing shall as direc ted in the Notice
+47 of Pr oposed Rulemaking, not less than five (5) business days befor e the scheduled date
+48 of the hearing, notify the Commission of their desire to appear and testify at the hearing.
+49 (2) Hearings shall be conducted in a manner provi ding each person who wishes
+50 to comment a fair and reas onable opportunity to comment orally or in writing.
+51 (3) All hearings shall be r ecorded. A copy of the r ecording and the written
+52 comments, data, facts, opinions, and arguments recei ved in res ponse to the pro posed
+53 rulemaking shall be made available to a person upon requ est.
+54 (4) Nothing in this section shall be construed as requi ring a separate hearing on
+55 each pr oposed Rule. Pr oposed Rules may be gro uped for the convenience of the
+56 Commission at hearings req uire d by this section.
+57 10. Following the public hearing the Commission shall consider all written and
+58 oral comments timely r eceived.
+59 1 1. The Commission shall, by majority vote of all delegates, take final action on
+60 the prop osed Rule and shall determine the effective date of the Rule, if adopted, based
+61 on the Rulemaking record and the full text of the Rule.
+62 (1) If adopted, the Rule shall be posted on the Commission's website.
+63 (2) The Commission may adopt changes to the pro posed Rule pro vided the
+64 changes do not enlarge the original purpose of the pr oposed Rule.
+65 (3) The Commission shall prov ide on its website an explanation of the reas ons
+66 for substantive changes made to the pr oposed Rule as well as reas ons for substantive
+67 changes not made that were recommended by commenters.
+HCS SB 1092 69
+68 (4) The Commission shall determine a reas onable effective date for the Rule.
+69 Except for an emergency as pr ovided in subsection 12 of this section, the effective date
+70 of the Rule shall be no sooner than thirty (30) days after the Commission issued the
+71 notice that it adopted the Rule.
+72 12. Upon determination that an emergency exists, the Commission may consider
+73 and adopt an emergency Rule with twenty-four (24) hours prior notice, without the
+74 opportunity for comment, or hearing, provi ded that the usual rulemaking proce dures
+75 pr ovided in this Compact and in this section shall be r etr oactively applied to the Rule as
+76 soon as rea sonably possible, in no event later than ninety (90) days after the effective
+77 date of the Rule. For the purposes of this pr ovision, an emergency Rule is one that must
+78 be adopted immediately by the Commission in order to:
+79 (1) Meet an imminent thr eat to public health, safety , or welfare;
+80 (2) Pr event a loss of Commission or Participating State funds;
+81 (3) Meet a deadline for the pro mulgation of a Commission Rule that is
+82 established by federal law or Rule; or
+83 (4) Pr otect public health and safety .
+84 13. The Commission or an authorized committee of the Commission may direct
+85 r evisions to a pr eviously adopted Commission Rule for purposes of corr ecting
+86 typographical erro rs, err ors in format, erro rs in consistency , or grammatical errors.
+87 Public notice of any revision s shall be posted on the website of the Commission. The
+88 r evision shall be subject to challenge by any person for a period of thirty (30) days after
+89 posting. The revision may be challenged only on gr ounds that the re vision r esults in a
+90 material change to a Rule. A challenge shall be made as set forth in the notice of
+91 r evisions and deliver ed to the Commission prior to the end of the notice period. If no
+92 challenge is made, the revision will take effect without further action. If the r evision is
+93 challenged, the rev ision may not take effect without the appr oval of the Commission.
+94 14. No Participating State's rulemaking req uirements shall apply under this
+95 Compact.
+334.1845. 1. (1) The executive and judicial branches of State government in
+2 each Participating State shall enfor ce this Compact and take all actions necessary and
+3 appr opriate to implement the Compact.
+4 (2) V enue is prop er and judicial proc eedings by or against the Commission shall
+5 be bro ught solely and exclusively in a court of competent jurisdiction wher e the
+6 principal office of the Commission is located. The Commission may waive venue and
+7 jurisdictional defenses to the extent it adopts or consents to participate in alternative
+8 dispute reso lution pr oceedings. Nothing herei n shall affect or limit the selection or
+HCS SB 1092 70
+9 pr opriety of venue in any action against a licensee for pr ofessional malpractice,
+10 misconduct or any such similar matter .
+11 (3) The Commission shall be entitled to recei ve service of process in any
+12 pr oceeding r egarding the enforcem ent or interpr etation of the Compact or the
+13 Commission's Rules and shall have standing to intervene in such a pr oceeding for all
+14 purposes. Failur e to pr ovide the Commission with service of pr ocess shall rend er a
+15 judgment or order in such proceed ing void as to the Commission, this Compact, or
+16 Commission Rules.
+17 2. (1) If the Commission determines that a Participating State has defaulted in
+18 the performance of its obligations or res ponsibilities under this Compact or the
+19 Commission Rules, the Commission shall pr ovide written notice to the defaulting State
+20 and other Participating States. The notice shall describe the default, the pro posed
+21 means of curing the default and any other action that the Commission may take and
+22 shall offer rem edial training and specific technical assistance r egarding the default.
+23 (2) If a State in default fails to cur e the default, the defaulting State may be
+24 terminated fr om this Compact upon an affirmative vote of a majority of the delegates of
+25 the Participating States, and all rights, privileges and benefits conferred by this
+26 Compact upon such State may be terminated on the effective date of termination. A
+27 cur e of the default does not reli eve the offending State of obligations or liabilities
+28 incurr ed during the period of default.
+29 (3) T ermination of participation in this Compact shall be imposed only after all
+30 other means of securing compliance have been exhausted. Notice of intent to suspend or
+31 terminate shall be given by the Commission to the governor , the majority and minority
+32 leaders of the defaulting State's legislature, and to the Licensing Board(s) of each of the
+33 Participating States.
+34 (4) A State that has been terminated is res ponsible for all assessments,
+35 obligations, and liabilities incurr ed thr ough the effective date of termination, including
+36 obligations that extend beyond the effective date of termination.
+37 (5) The Commission shall not bear any costs rela ted to a State that is found to be
+38 in default or that has been terminated fr om this Compact, unless agre ed upon in writing
+39 between the Commission and the defaulting State.
+40 (6) The defaulting State may appeal its termination fro m the Compact by the
+41 Commission by petitioning the United States District Court for the District of Columbia
+42 or the federal district where the Commission has its principal offices. The pr evailing
+43 member shall be awarded all costs of such litigation, including rea sonable attorney's
+44 fees.
+HCS SB 1092 71
+45 (7) Upon the termination of a State's participation in the Compact, the State
+46 shall immediately pr ovide notice to all Licensees within that State of such termination:
+47 (a) Licensees who have been granted a Compact Privilege in that State shall
+48 r etain the Compact Privilege for one hundred eighty (180) days following the effective
+49 date of such termination.
+50 (b) Licensees who are licensed in that State who have been granted a Compact
+51 Privilege in a Participating State shall reta in the Compact Privilege for one hundr ed
+52 eighty (180) days unless the Licensee also has a Qualifying License in a Participating
+53 State or obtains a Qualifying License in a Participating State before the one hundr ed
+54 eighty (180)-day period ends, in which case the Compact Privilege shall continue.
+55 3. (1) Upon req uest by a Participating State, the Commission shall attempt to
+56 r esolve disputes rela ted to this Compact that arise among Participating States and
+57 between participating and non-Participating States.
+58 (2) The Commission shall pr omulgate a Rule prov iding for both mediation and
+59 binding dispute r esolution for disputes as appr opriate.
+60 4. (1) The Commission, in the rea sonable exerc ise of its discr etion, shall enforce
+61 the pro visions of this Compact and Rules of the Commission.
+62 (2) If compliance is not secure d after all means to secure compliance have been
+63 exhausted, by majority vote, the Commission may initiate legal action in the United
+64 States District Court for the District of Columbia or the federal district wher e the
+65 Commission has its principal offices, against a Participating State in default to enforce
+66 compliance with the prov isions of this Compact and the Commission's pr omulgated
+67 Rules and bylaws. The r elief sought may include both injunctive reli ef and damages. In
+68 the event judicial enforcem ent is necessary , the prevai ling party shall be awarded all
+69 costs of such litigation, including r easonable attorney's fees.
+70 (3) The r emedies her ein shall not be the exclusive rem edies of the Commission.
+71 The Commission may pursue any other rem edies available under federal or State law .
+72 5. (1) A Participating State may initiate legal action against the Commission in
+73 the United States District Court for the District of Columbia or the federal district
+74 wher e the Commission has its principal offices to enforce compliance with the pr ovisions
+75 of the Compact and its Rules. The r elief sought may include both injunctive r elief and
+76 damages. In the event judicial enfor cement is necessary , the pr evailing party shall be
+77 awarded all costs of such litigation, including reas onable attorney's fees.
+78 (2) No person other than a Participating State shall enforce this Compact against
+79 the Commission.
+334.1850. 1. This Compact shall come into effect on the date on which this
+2 Compact statute is enacted into law in the seventh Participating State.
+HCS SB 1092 72
+3 (1) On or after the effective date of the Compact, the Commission shall convene
+4 and rev iew the enactment of each of the States that enacted the Compact prior to the
+5 Commission convening ("Charter Participating States") to determine if the statute
+6 enacted by each such Charter Participating State is materially differe nt than the Model
+7 Compact.
+8 (a) A Charter Participating State whose enactment is found to be materially
+9 differ ent fr om the Model Compact shall be entitled to the default pr ocess set forth in
+10 subsection 2 of section 334.1845.
+11 (b) If any Participating State later withdraws fr om the Compact or its
+12 participation is terminated, the Commission shall r emain in existence and the Compact
+13 shall rem ain in effect even if the number of Participating States should be less than
+14 seven. Participating States enacting the Compact subsequent to the Commission
+15 convening shall be subject to the pr ocess set forth in subdivision (21) of subsection 3 of
+16 section 334.1830 to determine if their enactments are materially differ ent from the
+17 Model Compact and whether they qualify for participation in the Compact.
+18 (2) Participating States enacting the Compact subsequent to the seven initial
+19 Charter Participating States shall be subject to the pr ocess set forth in subdivision (21)
+20 of subsection 3 of section 334.1830 to determine if their enactments ar e materially
+21 differ ent fr om the Model Compact and whether they qualify for participation in the
+22 Compact.
+23 (3) All actions taken for the benefit of the Commission or in furtherance of the
+24 purposes of the administration of the Compact prior to the effective date of the Compact
+25 or the Commission coming into existence shall be considere d to be actions of the
+26 Commission unless specifically r epudiated by the Commission.
+27 2. Any State that joins this Compact shall be subject to the Commission's Rules
+28 and bylaws as they exist on the date on which this Compact becomes law in that State.
+29 Any Rule that has been pr eviously adopted by the Commission shall have the full for ce
+30 and effect of law on the day this Compact becomes law in that State.
+31 3. Any Participating State may withdraw fr om this Compact by enacting a
+32 statute repeal ing the same.
+33 (1) A Participating State's withdrawal shall not take effect until one hundr ed
+34 eighty (180) days after enactment of the r epealing statute. During this one hundr ed
+35 eighty (180) day-period, all Compact Privileges that wer e in effect in the withdrawing
+36 State and wer e granted to Licensees licensed in the withdrawing State shall rem ain in
+37 effect. If any Licensee licensed in the withdrawing State is also licensed in another
+38 Participating State or obtains a license in another Participating State within the one
+HCS SB 1092 73
+39 hundr ed eighty (180) days, the Licensee's Compact Privileges in other Participating
+40 States shall not be affected by the passage of the one hundred eighty (180) days.
+41 (2) W ithdrawal shall not affect the continuing r equir ement of the State
+42 Licensing Board(s) of the withdrawing State to comply with the investigative, and
+43 Adverse Action rep orting req uirements of this Compact prior to the effective date of
+44 withdrawal.
+45 (3) Upon the enactment of a statute withdrawing a State fro m this Compact, the
+46 State shall immediately provi de notice of such withdrawal to all Licensees within that
+47 State. Such withdrawing State shall continue to reco gnize all licenses granted pursuant
+48 to this Compact for a minimum of one hundr ed eighty (180) days after the date of such
+49 notice of withdrawal.
+50 4. Nothing contained in this Compact shall be construed to invalidate or pr event
+51 any physician assistant licensur e agreement or other cooperative arrangement between
+52 Participating States and between a Participating State and non-Participating State that
+53 does not conflict with the pro visions of this Compact.
+54 5. This Compact may be amended by the Participating States. No amendment to
+55 this Compact shall become effective and binding upon any Participating State until it is
+56 enacted materially in the same manner into the laws of all Participating States as
+57 determined by the Commission.
+334.1855. 1. This Compact and the Commission's rulemaking authority shall be
+2 liberally construed so as to effectuate the purposes, and the implementation and
+3 administration of the Compact. Pr ovisions of the Compact expr essly authorizing or
+4 r equiring the promulg ation of Rules shall not be construed to limit the Commission's
+5 rulemaking authority solely for those purposes.
+6 2. The pr ovisions of this Compact shall be severable and if any phrase, clause,
+7 sentence or provi sion of this Compact is held by a court of competent jurisdiction to be
+8 contrary to the constitution of any Participating State, a State seeking participation in
+9 the Compact, or of the United States, or the applicability ther eof to any government,
+10 agency , person or circ umstance is held to be unconstitutional by a court of competent
+11 jurisdiction, the validity of the rem ainder of this Compact and the applicability ther eof
+12 to any other government, agency , person or circu mstance shall not be affected ther eby .
+13 3. Notwithstanding subsection 2 of this section, the Commission may deny a
+14 State's participation in the Compact or , in accordance with the r equir ements of
+15 subsection 2 of section 334.1845, terminate a Participating State's participation in the
+16 Compact, if it determines that a constitutional re quir ement of a Participating State is, or
+17 would be with res pect to a State seeking to participate in the Compact, a material
+18 departur e from the Compact. Otherwise, if this Compact shall be held to be contrary to
+HCS SB 1092 74
+19 the constitution of any Participating State, the Compact shall r emain in full for ce and
+20 effect as to the rem aining Participating States and in full for ce and effect as to the
+21 Participating State affected as to all severable matters.
+334.1860. 1. Nothing her ein pr events the enfor cement of any other law of a
+2 Participating State that is not inconsistent with this Compact.
+3 2. Any laws in a Participating State in conflict with this Compact are superseded
+4 to the extent of the conflict.
+5 3. All agreements between the Commission and the Participating States are
+6 binding in accordance with their terms.
+337.600. As used in sections 337.600 to 337.689, the following terms mean:
+2 (1) "Advanced macro social worker", the applications of social work theory ,
+3 knowledge, methods, principles, values, and ethics; and the professional use of self to
+4 community and or ganizational systems, systemic and macrocosm issues, and other indirect
+5 nonclinical services; specialized knowledge and advanced practice skills in case management,
+6 information and referral, nonclinical assessments, counseling, outcome evaluation, mediation,
+7 nonclinical supervision, nonclinical consultation, expert testimony , education, outcome
+8 evaluation, research, advocacy , social planning and policy development, community
+9 or ganization, and the development, implementation and administration of policies,
+1 0 programs, and activities. A licensed advanced macro social worker may not treat mental
+11 or emotional disorders or provide psychotherapy without the direct supervision of a licensed
+12 clinical social worker , or diagnose a mental disorder;
+13 (2) "Clinical social work", the application of social work theory , knowledge, values,
+14 methods, principles, and techniques of case work, group work, client-centered advocacy ,
+15 community or ganization, administration, planning, evaluation, consultation, research,
+16 psychotherapy and counseling methods and techniques to persons, families and groups in
+17 assessment, diagnosis, treatment, prevention and amelioration of mental and emotional
+18 conditions;
+19 (3) "Committee", the state committee for social workers established in section
+20 337.622;
+21 (4) "Department", the Missouri department of commerce and insurance;
+22 (5) "Director", the director of the division of professional registration;
+23 (6) "Division", the division of professional registration;
+24 (7) "Independent practice", any practice of social workers outside of an or ganized
+25 setting such as a social, medical, or governmental agency in which a social worker assumes
+26 responsibility and accountability for services required;
+27 (8) "Licensed advanced macro social worker", any person who of fers to render
+28 services to individuals, groups, families, couples, or ganizations, institutions, communities,
+HCS SB 1092 75
+29 government agencies, corporations, or the general public for a fee, monetary or otherwise,
+30 implying that the person is trained, experienced, and licensed as an advanced macro social
+31 worker , and who holds a current valid license to practice as an advanced macro social worker;
+32 (9) "Licensed baccalaureate social worker", any person who of fers to render services
+33 to individuals, groups, or ganizations, institutions, corporations, government agencies, or the
+34 general public for a fee, monetary or otherwise, implying that the person is trained,
+35 experienced, and licensed as a baccalaureate social worker , and who holds a current valid
+36 license to practice as a baccalaureate social worker;
+37 (10) "Licensed clinical social worker", any person who of fers to render services to
+38 individuals, groups, or ganizations, institutions, corporations, government agencies, or the
+39 general public for a fee, monetary or otherwise, implying that the person is trained,
+40 experienced, and licensed as a clinical social worker , and who holds a current, valid license to
+41 practice as a clinical social worker;
+42 (1 1) "Licensed master social worker", any person who of fers to render services to
+43 individuals, groups, families, couples, or ganizations, institutions, communities, government
+44 agencies, corporations, or the general public for a fee, monetary or otherwise, implying that
+45 the person is trained, experienced, and licensed as a master social worker , and who holds a
+46 current valid license to practice as a master social worker . A licensed master social worker
+47 may not treat mental or emotional disorders, provide psychotherapy without the direct
+48 supervision of a licensed clinical social worker , or diagnose a mental disorder;
+49 (12) "Master social work", the application of social work theory , knowledge,
+50 methods, and ethics and the professional use of self to restore or enhance social, psychosocial,
+51 or biopsychosocial functioning of individuals, couples, families, groups, or ganizations,
+52 communities, institutions, government agencies, or corporations. The practice includes the
+53 applications of specialized knowledge and advanced practice skills in the areas of assessment,
+54 treatment planning, implementation and evaluation, case management, mediation,
+5 5 information and referral, counseling, client education, supervision, consultation, education,
+56 research, advocacy , community or ganization and development, planning, evaluation,
+57 implementation and administration of policies, programs, and activities. Under supervision
+58 as provided in this section, the practice of master social work may include the practices
+59 reserved to clinical social workers or advanced macro social workers for no more than forty-
+60 eight consecutive calendar months for the purpose of obtaining licensure under section
+61 337.615 or 337.645;
+62 (13) "Practice of advanced macro social work", rendering, of fering to render , or
+63 supervising those who render to individuals, couples, families, groups, or ganizations,
+64 institutions, corporations, government agencies, communities, or the general public any
+HCS SB 1092 76
+65 service involving the application of methods, principles, and techniques of advanced practice
+66 macro social work;
+67 (14) "Practice of baccalaureate social work", rendering, of fering to render , or
+68 supervising those who render to individuals, families, groups, or ganizations, institutions,
+69 corporations, or the general public any service involving the application of methods,
+70 principles, and techniques of baccalaureate social work;
+71 (15) "Practice of clinical social work", rendering, of fering to render , or supervising
+72 those who render to individuals, couples, groups, or ganizations, institutions, corporations, or
+73 the general public any service involving the application of methods, principles, and
+74 techniques of clinical social work;
+75 (16) "Practice of master social work", rendering, of fering to render , or supervising
+76 those who render to individuals, couples, families, groups, or ganizations, institutions,
+77 corporations, government agencies, communities, or the general public any service involving
+78 the application of methods, principles, and techniques of master social work;
+79 (17) "Qualified advanced macro supervisor", any licensed social worker who meets
+80 the qualifications of a qualified clinical supervisor or a licensed advanced macro social
+81 worker who has:
+82 (a) Practiced in the field of social work as a licensed social worker for which he or
+83 she is supervising the applicant for a minimum of [ five ] thr ee years;
+84 (b) Successfully completed a minimum of sixteen hours of supervisory training from
+85 the Association of Social W ork Boards, the National Association of Social W orkers, an
+86 accredited university , or a program approved by the state committee for social workers. All
+87 or ganizations providing the supervisory training shall adhere to the basic content and quality
+88 standards outlined by the state committee on social work; and
+89 (c) Met all the requirements of sections 337.600 to 337.689, and as defined by rule by
+90 the state committee for social workers;
+91 (18) "Qualified baccalaureate supervisor", any licensed social worker who meets the
+92 qualifications of a qualified clinical supervisor , qualified master supervisor , qualified
+93 advanced macro supervisor , or a licensed baccalaureate social worker who has:
+94 (a) Practiced in the field of social work as a licensed social worker for which he or
+95 she is supervising the applicant for a minimum of [ five ] thr ee years;
+96 (b) Successfully completed a minimum of sixteen hours of supervisory training from
+97 the Association of Social W ork Boards, the National Association of Social W orkers, an
+98 accredited university , or a program approved by the state committee for social workers. All
+99 or ganizations providing the supervisory training shall adhere to the basic content and quality
+100 standards outlined by the state committee on social workers; and
+HCS SB 1092 77
+101 (c) Met all the requirements of sections 337.600 to 337.689, and as defined by rule by
+102 the state committee for social workers;
+103 (19) "Qualified clinical supervisor", any licensed clinical social worker who has:
+104 (a) Practiced in the field of social work as a licensed social worker for which he or
+105 she is supervising the applicant for a minimum of [ five ] thr ee years;
+106 (b) Successfully completed a minimum of sixteen hours of supervisory training from
+107 the Association of Social W ork Boards, the National Association of Social W orkers, an
+108 accredited university , or a program approved by the state committee for social workers. All
+109 or ganizations providing the supervisory training shall adhere to the basic content and quality
+110 standards outlined by the state committee on social work; and
+111 (c) Met all the requirements of sections 337.600 to 337.689, and as defined by rule by
+112 the state committee for social workers;
+113 (20) "Social worker", any individual that has:
+114 (a) Received a baccalaureate degree in social work from an accredited social work
+115 program approved by the Council on Social W ork Education;
+116 (b) Received a master's degree in social work from a social work program:
+117 a. Accredited by the Council on Social W ork Education; or
+118 b. Recognized and approved by the committee in accordance with rules adopted by
+119 the committee under section 337.627 and in accordance with the procedure set forth in section
+120 337.628;
+121 (c) Received a doctorate or Ph.D. in social work; or
+122 (d) A current social worker license as set forth in sections 337.600 to 337.689.
+345.050. T o be eligible for licensure by the board by examination, each applicant
+2 shall submit the application fee and shall furnish evidence of such person's current
+3 competence and shall:
+4 (1) Hold a master's or a doctoral degree from a program that was awarded
+5 "accreditation candidate" status or is accredited by the Council on Academic Accreditation of
+6 the American Speech-Language-Hearing Association or other accrediting agency approved
+7 by the board in the area in which licensure is sought;
+8 (2) Submit official transcripts from one or more accredited colleges or universities
+9 presenting evidence of the completion of course work and clinical practicum requirements
+10 equivalent to that required by the Council on Academic Accreditation of the American
+11 Speech-Language-Hearing Association or other accrediting agency approved by the board;
+12 (3) Present written evidence of completion of a clinical fellowship from supervisors.
+13 The experience required by this subdivision shall follow the completion of the requirements
+14 of subdivisions (1) and (2) of this section. This period of employment shall be under the
+15 direct supervision of a [ person who is ] licensed [ by the state of Missouri in the profession in
+HCS SB 1092 78
+16 which the applicant seeks to be licensed ] speech-language pathologist in good standing in
+17 any state . Persons applying with an audiology clinical doctoral degree are exempt from this
+18 provision; and
+19 (4) Pass an examination promulgated or approved by the board. The board shall
+20 determine the subject and scope of the examinations.
+✔
+HCS SB 1092 79

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